ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Adviser information for ALEXANDER CAPITAL WEALTH MANAGEMENT LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 26 |
|---|---|
| Investment Advisory/Research | 25 |
| Registered Broker-Dealer Representatives | 25 |
| Registered State Investment Advisers | 25 |
| Licensed Agents of an Insurance Company | 11 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 531 | $120.8M |
| Non-Discretionary | 0 | $0 |
| Total | 531 | $120.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 224 | $32.8M |
| HNW Individuals | 160 | $87.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 112.5M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| RBC ADVISORY PROGRAM | ALEXANDER CAPITAL |
Identifiers
| SEC RIA File Number | 801-112997 |
|---|---|
| SEC ERA File Number | 801-112997 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157714 |
| Legal Entity Identifier | None |
Principal Office
10 DRS. JAMES PARKER BLVDSUITE 202
RED BANK
NJ
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 212-687-5650, Fax: 212-687-5649
Chief Compliance Officer
MICHELE MISITI
10 DRS. JAMES PARKER BLVD
SUITE 202
RED BANK
NJ
United States
Tel:
212-687-5650
Fax:
212-687-5649
M******@********************M
(Full email address available in API data)
Regulatory Contact
JOSEPH AMATO
MANAGING MEMBER
10 DRS. JAMES PARKER BLVD
SUITE 202
RED BANK
NJ
United States
Tel:
212-687-5650
Fax:
212-687-5649
J*****@*********************M
(Full email address available in API data)
Industry Affiliates
| ALEXANDER CAPITAL INSURANCE | Insurance company or agency |
| ALEXANDER CAPITAL MANGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALEXANDER CAPITAL VENTURES MANAGEMENT, LLC | Other investment adviser, including financial planners |
| ALEXANDER CAPITAL, L.P. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GEORGE, SCOTTY, CAMERON | Individual | – | CHIEF INVESTMENT STRATEGIST | 01/2014 | < 5% |
| GUIDICIPIETRO, ROCCO, GERARD | Individual | – | MANAGING MEMBER | 10/2013 | 50-75% |
| AMATO, JOSEPH, ANTHONY | Individual | – | MANAGING MEMBER | 10/2013 | 50-75% |
| MISITI, MICHELE, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2021 | < 5% |