RICHARDS MERRILL WEALTH MANAGEMENT
RICHARDS, MERRILL & PETERSON, INC. Legal Name
Adviser information for RICHARDS MERRILL WEALTH MANAGEMENT last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 8 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 687 | $242.1M |
| Non-Discretionary | 256 | $153.7M |
| Total | 943 | $395.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 609 | $93.6M |
| HNW Individuals | 326 | $233.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $50.8M |
| Charitable organizations | <5 | $18.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Broker-dealer |
Principal Office
612 WEST MAIN STREETTHE M BUILDING SUITE 201
SPOKANE
WA
United States
Monday - Friday, 6:30A.M. TO 4:00P.M.
Tel: 509-624-3174, Fax: 509-455-6392
Websites
Chief Compliance Officer
JOHN S. LARSON
PRESIDENT
612 WEST MAIN STREET
THE M BUILDING SUITE 201
SPOKANE
WA
United States
Tel:
509-624-3174
Fax:
509-455-6392
J******@************M
(Full email address available in API data)
Regulatory Contact
TOM MCDONALD
EXECUTIVE VICE PRESIDENT & CFO
612 WEST MAIN STREET
THE M BUILDING SUITE 201
SPOKANE
WA
United States
Tel:
509-624-3174
Fax:
509-455-6392
T********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LARSON, STEVEN RICHARD | Individual | – | CHAIRMAN OF THE BOARD | 01/2010 | 25-50% |
| LARSON, JOHN SCOTT | Individual | – | PRESIDENT COO & CO-CCO | 01/2010 | 25-50% |
| MCDONALD, THOMAS LEE | Individual | – | EXECUTIVE VICE PRESIDENT BD CO-CCO | 01/2022 | 10-25% |
| CORIGLIANO, MONIQUE CELESTE | Individual | – | REGISTERED REPRESENTATIVE | 03/2011 | < 5% |