BRICKELL KEY ASSET MANAGEMENT LLC
Adviser information for BRICKELL KEY ASSET MANAGEMENT LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $141.8M |
| Non-Discretionary | 1 | $126.5M |
| Total | 2 | $268.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $268.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-113040 |
|---|---|
| SEC ERA File Number | 801-113040 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 295209 |
| Legal Entity Identifier | None |
Principal Office
171 CHURCH STREETSUITE 150
CHARLESTON
SC
United States
Monday - Friday, 9AM TO 5PM
Tel: 866-443-1080, Fax: 1-866-529-3291
Chief Compliance Officer
MARK BROADWATER
171 CHURCH STREET
SUITE 150
CHARLESTON
SC
United States
Tel:
866-443-1080
B*********@********M
(Full email address available in API data)
Industry Affiliates
| BRICKELL KEY ASSET MANAGEMENT LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BANYAN RIDGE CAPITAL PARTNERS LLC | SMALL LAW FIRM LOANS; CLASS ACTION LITIGATION | $126.5M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YUEN, BILLY, HONG SHUN | Individual | – | CHIEF EXECUTIVE OFFICER AND RISK OFFICER | 01/2017 | < 5% |
| BROADWATER, MARK, HAMPTON | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2017 | < 5% |
| Sicilian, John, Joseph | Individual | – | CHIEF INVESTMENT OFFICER AND MANAGER | 01/2017 | < 5% |
| SPARTACUS ASSET MANAGEMENT LLC | Domestic Entity | – | MEMBER | 01/2017 | > 75% |
| Sicilian, John, Joseph | Individual | SPARTACUS ASSET MANAGEMENT LLC | MEMBER | 01/2017 | > 75% |