ALPHA ANALYTICS INVESTMENT GROUP LLC
Adviser information for ALPHA ANALYTICS INVESTMENT GROUP LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 56 | $52.4M |
| Non-Discretionary | 104 | $162.5M |
| Total | 160 | $214.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 23 | $7.4M |
| HNW Individuals | 32 | $207.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesMONTHLY RETAINERS |
Identifiers
| SEC RIA File Number | 801-113041 |
|---|---|
| SEC ERA File Number | 801-113041 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109844 |
| Legal Entity Identifier | None |
Principal Office
1901 AVENUE OF THE STARS, SUITE 1100LOS ANGELES
CA
United States
Monday - Friday, 9:00AM TO 5:30PM
Tel: 310-556-0389, Fax: 310-772-0474
Websites
Chief Compliance Officer
JACK MCNALLY
SENIOR VICE PRESIDENT
1901 AVE OF THE STARS
SUITE 1100
LOS ANGELES
CA
United States
Tel:
310-557-8803
Fax:
310-772-0474
J*******@*****************M
(Full email address available in API data)
Regulatory Contact
ROBERT GIPSON
PRESIDENT
1901 AVENUE OF THE STARS
SUITE 1100
LOS ANGELES
CA
United States
Tel:
310-556-0389
Fax:
310-772-0474
R******@*********M
(Full email address available in API data)
Industry Affiliates
| GIPSON HOFFMAN AND PANCIONE APC | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GIPSON, ROBERT, EDGAR | Individual | – | PRESIDENT, MANAGER, CHIEF EXECUTIVE OFFICER | 08/1998 | > 75% |
| MCNALLY, JACK, PATRICK | Individual | – | VICE PRESIDENT, FINANCE, CHIEF COMPLIANCE OFFICER | 08/1998 | < 5% |