FNY INVESTMENT ADVISERS, LLC
Adviser information for FNY INVESTMENT ADVISERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 130 |
|---|---|
| Investment Advisory/Research | 90 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $1.9B |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $1.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $1.9B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $3.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
90 PARK AVENUE5TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: (212) 848-0600, Fax: None
Chief Compliance Officer
SHAWN FISCHMAN
90 PARK AVENUE
5TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 848-0600
S*********@**********M
(Full email address available in API data)
Regulatory Contact
MARGARET LANGAN
ASSOCIATE GENERAL COUNSEL & COMPLIANCE OFFICER
90 PARK AVENUE
5TH FLOOR
NEW
NY
United States
Tel:
(212) 848-0600
M*******@**********M
(Full email address available in API data)
Industry Affiliates
| FNY MASTER LP LLC | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FNY PARTNERS FUND LP | Hedge Fund | $1,883.8M | $0.3M | 61 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FNY HOLDINGS, LLC | Domestic Entity | – | MEMBER | 03/2018 | > 75% |
| FISCHMAN, SHAWN | Individual | – | CHIEF COMPLIANCE OFFICER AND EXECUTIVE BOARD MEMBER | 03/2018 | < 5% |
| POLVERINO, SANDRO, M | Individual | – | CHIEF TECHNOLOGY OFFICER | 03/2018 | < 5% |
| MOTSCHWILLER, DONALD, ERIC | Individual | – | MANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE & EXECUTIVE BOARD | 03/2018 | < 5% |
| ERRIGO, DONNA, ANN | Individual | – | CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER | 03/2018 | < 5% |
| DI MARIA, FERDINAND, M | Individual | – | CHIEF RISK OFFICER & INVESTMENT COMMITTEE MEMBER | 10/2018 | < 5% |
| ABRAMSON, DAVID, STEVEN | Individual | – | INVESTMENT COMMITTEE MEMBER | 02/2019 | < 5% |
| SHIMPFKY, JOSHUA | Individual | FNY HOLDINGS, LLC | EXECUTIVE BOARD MEMBER | 03/2018 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 1ST COLONIAL BANCORP ORD | COM | 193 | 13K | – |
| 3M ORD | COM | 40 | 400 | – |
| ACCELERATE DIAGNOSTICS ORD (NMS) | COM | 0 | 30 | – |
| ADVANCE AUTO PARTS ORD | COM | 6 | 110 | – |
| ADVANCED MICRO DEVICES ORD | COM | 2K | 9K | – |
| ADVANCED MICRO DEVICES ORD | COM | 6 | 41 | – |
| ADVANTEST SPON ADR | COM | 207 | 5K | – |
| ADVISORSHARES MSOS 2X DAILY ETF | COM | 83 | 30K | – |
| ADVISORSHARES PSYCHEDELICS ETF | COM | 1 | 2K | – |
| ADVISORSHARES PURE US CANNABIS ETF | COM | 456 | 62K | – |
| AERCAP HOLDINGS ORD | COM | 93 | 1K | – |
| AFRICAN AGRICULTURE HOLDINGS ORD | COM | 49 | 182K | – |
| AIRGAIN ORD | COM | 21 | 4K | – |
| AKAMAI TECHNOLOGIES ORD | COM | 22 | 250 | – |
| ALBEMARLE ORD | COM | 186 | 2K | – |
| ALBERTSONS COMPANIES CL A ORD | COM | 1K | 56K | – |
| ALGOMA STEEL GROUP ORD | COM | 21 | 3K | – |
| ALLOT ORD | COM | 11 | 5K | – |
| ALPHA AND OMEGA SEMICONDUCTOR ORD | COM | 18 | 500 | – |
| ALPHABET CL A ORD | COM | 1K | 8K | – |
| ALPHABET CL C ORD | COM | 190 | 1K | – |
| ALTRIA GROUP ORD | COM | 637 | 14K | – |
| AMAZON COM ORD | COM | 2K | 9K | – |
| AMAZON COM ORD | COM | 0 | 2 | – |
| AMC ENTERTAINMENT HOLDINGS CL A ORD | COM | 0 | 50 | – |
| AMEDISYS ORD | COM | 1K | 12K | – |
| AMERICAN SOFTWARE CL A ORD (NMS) | COM | 0 | 90 | – |
| AMGEN ORD | COM | 71 | 228 | – |
| AMYLYX PHARMACEUTICALS ORD (NMS) | COM | 0 | 2 | – |
| ANNALY CAPITAL MANAGEMENT REIT ORD | COM | 68 | 4K | – |
| ANSYS ORD | COM | 1K | 4K | – |
| API GROUP ORD | COM | 263 | 7K | – |
| APPLE ORD | COM | 2K | 8K | – |
| APPLIED DIGITAL ORD | COM | 38 | 7K | – |
| APPLIED DIGITAL ORD | COM | 1 | 300 | – |
| APPLIED MATERIAL ORD | COM | 1K | 6K | – |
| APPLOVIN CL A ORD | COM | 249 | 3K | – |
| APPLOVIN CL A ORD | COM | 0 | 10 | – |
| ARAMARK ORD | COM | 102 | 3K | – |
| ARBUTUS BIOPHARMA ORD | COM | 11 | 4K | – |
| ARCBEST ORD | COM | 107 | 1K | – |
| ARCELORMITTAL ADR | COM | 3 | 164 | – |
| ARM HOLDINGS ADR | COM | 818 | 5K | – |
| ARTESIAN RESOURCES CL A ORD | COM | 0 | 1 | – |
| ASENSUS SURGICAL ORD | COM | 8 | 25K | – |
| ASML HOLDING ADR REP ORD | SPONSORED ADR | 3K | 3K | – |
| ASSETMARK FINANCIAL HOLDINGS ORD (NYS) | COM | 0 | 10 | – |
| AST SPACEMOBILE CL A ORD | COM | 31 | 3K | – |
| ASTRAZENECA CVR | COM | 2K | 200 | – |
| ASTRONICS CL B ORD | COM | 1 | 67 | – |
| AT&T ORD | COM | 8 | 420 | – |
| AXONICS ORD | COM | 13 | 200 | – |
| AXONICS ORD | COM | 0 | 2 | – |
| AXOS FINANCIAL ORD | COM | 2 | 45 | – |
| AYA GOLD SILVER ORD | COM | 64 | 7K | – |
| BALLARD POWER SYSTEMS ORD | COM | 200 | 89K | – |
| BANCO MACRO ADR REP TEN CL B ORD | SPONSORED ADR | 5 | 100 | – |
| BANK OF NEW YORK MELLON ORD | COM | 17 | 300 | – |
| BANNIX ACQUISITION RTS | COM | 17 | 117K | – |
| BARRICK GOLD ORD | COM | 167 | 10K | – |
| BEL FUSE CL B ORD | COM | 34 | 534 | – |
| BEST ADR REP 20 CL A ORD | SPONSORED ADR | 50 | 18K | – |
| BEST BUY ORD | COM | 50 | 600 | – |
| BGSF ORD | COM | 21 | 3K | – |
| BHP GROUP ADR | COM | 3K | 48K | – |
| BIG LOTS ORD (NYS) | COM | 0 | 7 | – |
| BIRKENSTOCK HOLDING ORD | COM | 27 | 500 | – |
| BITDEER TECHNOLOGIES CL A ORD | COM | 51 | 5K | – |
| BITFARMS ORD | COM | 107 | 42K | – |
| BLACKBERRY ORD | COM | 0 | 1 | – |
| BLACKLINE ORD | COM | 123 | 3K | – |
| BLACKLINE ORD | COM | 0 | 2 | – |
| BLACKSTONE MORTGAGE CL A REIT ORD | COM | 88 | 5K | – |
| BLOOM ENERGY CL A ORD | COM | 199 | 16K | – |
| BOEING ORD | COM | 496 | 3K | – |
| BOEING ORD | COM | 9 | 52 | – |
| BRIDGEBIO PHARMA ORD | COM | 145 | 6K | – |
| BRIDGEBIO PHARMA ORD | COM | 2 | 105 | – |
| BRISTOL MYERS SQUIBB ORD | COM | 2 | 70 | – |
| BRITISH AMERICAN TOBACCO ADR REP ORD | SPONSORED ADR | 92 | 3K | – |
| BROADCOM ORD | COM | 4K | 3K | – |
| BROOKFIELD CL A ORD | COM | 21K | 500K | – |
| BROOKFIELD INFRASTRUCTURE CL A ORD | COM | 32 | 975 | – |
| BROOKFIELD INFRASTRUCTURE CL A ORD | COM | 0 | 14 | – |
| BYRNA TECHNOLOGIES ORD | COM | 3K | 343K | – |
| C3 METALS ORD | COM | 7 | 40K | – |
| CAMECO ORD | COM | 70 | 1K | – |
| CAMECO ORD | COM | 0 | 20 | – |
| CAMTEK ORD | COM | 250 | 2K | – |
| CANADIAN NATIONAL RAILWAY ORD | COM | 1 | 13 | – |
| CAPRI HOLDINGS ORD | COM | 3K | 78K | – |
| CAPRI HOLDINGS ORD | COM | 7 | 215 | – |
| CAPRI HOLDINGS ORD | COM | 0 | 8 | – |
| CARDLYTICS ORD | COM | 61 | 8K | – |
| CARRIER GLOBAL ORD | COM | 143 | 2K | – |
| CARTER BANKSHARES ORD | COM | 120 | 8K | – |
| CARTESIAN THERAPEUTICS ORD | COM | 0 | 3 | – |
| CARVER BANCORP ORD | COM | 2 | 2K | – |
| CATALENT ORD (NYS) | COM | 2 | 37 | – |
| CATALENT ORD (NYS) | COM | 1 | 20 | – |
| CENTRAL GARDEN AND PET CL A ORD | COM | 30 | 930 | – |
| CENTRAL PUERTO ADR REP 10 ORD | SPONSORED ADR | 72 | 8K | – |
| CEREVEL THERAPEUTICS HOLDINGS ORD | COM | 514 | 13K | – |
| CEREVEL THERAPEUTICS HOLDINGS ORD | COM | 0 | 7 | – |
| CERO THERAPEUTICS HOLDINGS ORD | COM | 1 | 5K | – |
| CHART INDUSTRIES ORD | COM | 14 | 100 | – |
| CHEWY CL A ORD | COM | 40 | 2K | – |
| CHURCHILL CAPITAL VII EQY WARRNT | COM | 0 | 700 | – |
| CIPHER MINING ORD | COM | 20 | 5K | – |
| CITIGROUP ORD | COM | 344 | 5K | – |
| CKX LANDS ORD | COM | 44 | 3K | – |
| CLEANSPARK ORD | COM | 119 | 8K | – |
| CLEAR CHANNEL OUTDOOR HLDG ORD | COM | 21 | 15K | – |
| CME GROUP CL A ORD | COM | 19 | 100 | – |
| CODERE ONLINE LUXEMBOURG ORD | COM | 508 | 62K | – |
| COHERENT ORD | COM | 32 | 454 | – |
| COLOMBIER ACQUISITION CL A ORD | COM | 102 | 10K | – |
| CONFLUENT CL A ORD | COM | 0 | 16 | – |
| CONFLUENT CL A ORD | COM | 0 | 10 | – |
| CONSOLIDATED COMMUNICATIONS HLDG ORD | COM | 2K | 376K | – |
| CONSTELLATION ENERGY ORD | COM | 393 | 2K | – |
| CORE SCIENTIFIC ORD | COM | 480 | 52K | – |
| CORE SCIENTIFIC ORD | COM | 3 | 400 | – |
| COURSERA ORD | COM | 35 | 5K | – |
| CRAWFORD CL B ORD | COM | 0 | 20 | – |
| CRITEO ADR REP ORD | SPONSORED ADR | 150 | 4K | – |
| CUREVAC N V ORD (NMS) | COM | 0 | 100 | – |
| CYBIN ORD | COM | 113 | 419K | – |
| CYTOKINETICS ORD | COM | 654 | 12K | – |
| CYTOKINETICS ORD | COM | 0 | 11 | – |
| CYTOKINETICS ORD | COM | 0 | 5 | – |
| DATADOG CL A ORD | COM | 166 | 1K | – |
| DAVE CL A ORD (NMS) | COM | 0 | 20 | – |
| DELL TECHNOLOGIES CL C ORD | COM | 1K | 8K | – |
| DELL TECHNOLOGIES CL C ORD | COM | 3 | 25 | – |
| DESKTOP METAL CL A ORD (NYS) | COM | 4 | 1K | – |
| DIAMOND OFFSHORE DRILLING ORD | COM | 139 | 9K | – |
| DIREXION BRAZIL BULL 2X SHARES ETF | COM | 46 | 750 | – |
| DIREXION NASDAQ 100 EQL WGHT IDX ETF | COM | 44 | 502 | – |
| DLOCAL CL A ORD | COM | 12 | 2K | – |
| DMC GLOBAL ORD | COM | 72 | 5K | – |
| DOMINION ENERGY ORD | COM | 259 | 5K | – |
| DRAFTKINGS CL A ORD | COM | 21 | 557 | – |
| DRXN DLY S&P OL GS EXP PRD BL 2X ETF (PSE) | COM | 0 | 10 | – |
| DUCOMMUN ORD | COM | 145 | 3K | – |
| DUPONT DE NEMOURS ORD | COM | 60 | 755 | – |
| E2OPEN PARENT HOLDINGS CL A ORD | COM | 11 | 3K | – |
| EBAY ORD (NMS) | COM | 0 | 4 | – |
| ELANCO ANIMAL HEALTH ORD | COM | 28 | 2K | – |
| ELASTIC ORD | COM | 115 | 1K | – |
| ENBRIDGE ORD | COM | 224 | 6K | – |
| ENCORE WIRE ORD (NMS) | COM | 17 | 61 | – |
| ENCORE WIRE ORD (NMS) | COM | 2 | 7 | – |
| ENDEAVOR GROUP HOLDINGS CL A ORD | COM | 14 | 526 | – |
| ENERGY FUELS ORD | COM | 142 | 24K | – |
| ENERSYS ORD (NYS) | COM | 0 | 5 | – |
| ENOVIX ORD | COM | 2K | 131K | – |
| ENOVIX ORD | COM | 12 | 780 | – |
| ENVIRI ORD | COM | 38 | 5K | – |
| ENVIROTECH VEHICLES ORD (NMS) | COM | 0 | 40 | – |
| ENVIVA ORD | COM | 6 | 15K | – |
| EOS ENERGY ENTERPRISES CL A ORD | COM | 0 | 735 | – |
| EQUINOR ADR REP ORD | SPONSORED ADR | 2K | 55K | – |
| EQUITY RESIDENTIAL REIT ORD | COM | 36 | 530 | – |
| EQUUS TOTAL RETURN CF | COM | 92 | 70K | – |
| ES BANCSHARES ORD | COM | 51 | 9K | – |
| ESSEX PROPERTY REIT ORD | COM | 4 | 17 | – |
| ESTEE LAUDER CL A ORD | COM | 16 | 152 | – |
| EVANS BANCORP ORD | COM | 259 | 9K | – |
| EXPENSIFY CL A ORD | COM | 18 | 13K | – |
| FDRL NTNL MRTGG ASCTN SRS O PRF | COM | 81 | 10K | – |
| FEDERAL NATIONAL MORTGAGE ORD | COM | 0 | 600 | – |
| FEDERATED HERMES CL B ORD | COM | 16 | 500 | – |
| FEDERL HOME LOAN MRTG 5.57 PERP PRF | COM | 11 | 3K | – |
| FEDEX ORD | COM | 1K | 3K | – |
| FIRST HORIZON ORD | COM | 7 | 460 | – |
| FIRST MAJESTIC SILVER ORD | COM | 59 | 10K | – |
| FIRST SOLAR ORD | COM | 170 | 755 | – |
| FIVE9 ORD | COM | 0 | 15 | – |
| FLUTTER ENTERTAINMENT ORD | COM | 193 | 1K | – |
| FORD MOTOR ORD | COM | 10 | 800 | – |
| FORTINET ORD | COM | 347 | 6K | – |
| FOUNDERS METALS ORD | COM | 8 | 6K | – |
| FOX CL B ORD | COM | 25 | 800 | – |
| FREEPORT MCMORAN ORD | COM | 1 | 30 | – |
| FRONTLINE ORD | COM | 2 | 100 | – |
| FS KKR CAPITAL ORD | COM | 120 | 6K | – |
| FUELCELL ENERGY ORD | COM | 198 | 310K | – |
| FULL TRUCK ALLNC 20 ADR REP CL A ORD | SPONSORED ADR | 0 | 100 | – |
| GAMESTOP CL A ORD | COM | 130 | 5K | – |
| GAMESTOP CL A ORD | COM | 1 | 53 | – |
| GAMESTOP CL A ORD | COM | 0 | 15 | – |
| GAN ORD | COM | 675 | 458K | – |
| GAP ORD | COM | 306 | 13K | – |
| GARRETT MOTION ORD | COM | 1 | 166 | – |
| GDS HOLDINGS ADR REP 8 ORD | SPONSORED ADR | 92 | 10K | – |
| GENASYS ORD | COM | 83 | 40K | – |
| GENERAL MOTORS ORD | COM | 210 | 5K | – |
| GINKGO BIOWORKS HOLD CL A ORD | COM | 59 | 177K | – |
| GITLAB CL A ORD | COM | 0 | 16 | – |
| GLOBAL PAYMENTS ORD | COM | 48 | 500 | – |
| GLOBAL SHIP LEASE CL A ORD | COM | 86 | 3K | – |
| GLOBAL X URANIUM ETF (PSE) | COM | 3 | 115 | – |
| GOLAR LNG ORD | COM | 360 | 12K | – |
| GRAB HOLDINGS CL A ORD | COM | 89 | 25K | – |
| GRAIL ORD | COM | 153 | 10K | – |
| GRAY TELEVISION ORD | COM | 20 | 4K | – |
| GREENFIRE RESOURCES ORD | COM | 135 | 20K | – |
| GRUPO FINANCIERO ADR REP 10 CL B ORD | SPONSORED ADR | 3 | 100 | – |
| HASHICORP CL A ORD | COM | 2K | 49K | – |
| HASHICORP CL A ORD | COM | 2 | 62 | – |
| HASHICORP CL A ORD | COM | 0 | 5 | – |
| HAWAIIAN HOLDINGS ORD | COM | 0 | 1 | – |
| HEICO CL A ORD | COM | 199 | 1K | – |
| HELIOS AND MATHESON ANALYTICS ORD | COM | 0 | 1K | – |
| HESS ORD | COM | 1K | 9K | – |
| HEWLETT PACKARD ENTERPRISE ORD (NYS) | COM | 2 | 100 | – |
| HIBBETT ORD (NMS) | COM | 0 | 10 | – |
| HIMS HERS HEALTH CL A ORD | COM | 10 | 525 | – |
| HOEGH LNG PARTNERS PRF | COM | 776 | 54K | – |
| HOLLYSYS AUTOMATION TECHNOLOGIES ORD | COM | 1K | 53K | – |
| HOLLYSYS AUTOMATION TECHNOLOGIES ORD | COM | 10 | 500 | – |
| HON HAI PRECISION INDUSTRY GDR | COM | 0 | 23 | – |
| HONEYWELL INTERNATIONAL ORD | COM | 32 | 152 | – |
| HSBC HOLDINGS ADR REP 5 ORD | SPONSORED ADR | 78 | 2K | – |
| HUBSPOT ORD | COM | 2K | 3K | – |
| HUMANA ORD | COM | 168 | 450 | – |
| HUMANA ORD | COM | 1 | 4 | – |
| HUT 8 ORD | COM | 36 | 2K | – |
| HYCROFT MINING HOLDING CL A ORD | COM | 0 | 60 | – |
| ILLUMINA ORD | COM | 371 | 4K | – |
| IMMIX BIOPHARMA ORD | COM | 64 | 33K | – |
| IMMUNOME ORD | COM | 58 | 5K | – |
| IMPALA PLATINUM HOLDINGS ADR (PNK) | SPONSORED ADR | 24 | 5K | – |
| INHIBRX INC (NMS) | COM | 0 | 29 | – |
| INHIBRX INC (NMS) | COM | 0 | 4 | – |
| INNOVATE ORD | COM | 30 | 50K | – |
| INNOVATIVE INDUSTRIAL PPTY ORD | COM | 10 | 100 | – |
| INOGEN ORD | COM | 1 | 200 | – |
| INTERACTIVE STRENGTH ORD | COM | 3 | 3K | – |
| INTERNATIONAL BUSINESS MACHINES ORD | COM | 174 | 1K | – |
| INTUITIVE MACHINES CL A ORD | COM | 9 | 3K | – |
| INVESCO ORD | COM | 14 | 1K | – |
| INVSC DB AGRICULTURE ETF | COM | 35 | 2K | – |
| INVSC QQQ TRUST SRS 1 ETF | COM | 9 | 20 | – |
| IONQ ORD | COM | 65 | 9K | – |
| IPG PHOTONICS ORD | COM | 253 | 3K | – |
| IPG PHOTONICS ORD | COM | 2 | 31 | – |
| IRIS ENERGY PTY ORD | COM | 70 | 6K | – |
| IROBOT ORD | COM | 1 | 200 | – |
| IROBOT ORD | COM | 0 | 36 | – |
| IROBOT ORD | COM | 0 | 1 | – |
| ISHARES BITCOIN ETF | COM | 392 | 12K | – |
| ISHARES EXPANDED TECH STW SCTR ETF | COM | 695 | 8K | – |
| ISHARES INTERNATIONAL SEL DIV ETF | COM | 27 | 1K | – |
| ISHARES MSCI EAFE ETF | COM | 281 | 4K | – |
| ISHARES RUSSELL 2000 ETF | COM | 15 | 75 | – |
| IVANHOE ELECTRIC INC | COM | 187 | 20K | – |
| J P MORGAN NASDAQ EQT PRM INC ETF | COM | 1K | 19K | – |
| JACK HENRY AND ASSOCIATES ORD | COM | 16 | 100 | – |
| JANUX THERAPEUTICS ORD | COM | 27 | 650 | – |
| JB HUNT TRANSPORT SERVICES ORD | COM | 32 | 200 | – |
| JD.COM ADR REP 2 CL A ORD | SPONSORED ADR | 302 | 12K | – |
| JFROG ORD | COM | 319 | 9K | – |
| JM SMUCKER ORD | COM | 0 | 1 | – |
| JOHNSON & JOHNSON ORD | COM | 17 | 120 | – |
| JUNIPER NETWORKS ORD | COM | 15 | 420 | – |
| JUNIPER NETWORKS ORD | COM | 0 | 12 | – |
| KENVUE ORD | COM | 355 | 20K | – |
| KHIRON LIFE SCIENCES ORD | COM | 0 | 2K | – |
| KIMBELL ROYALTY PARTNERS UNT | COM | 1 | 100 | – |
| KINGSTONE COMPANIES ORD | COM | 84 | 17K | – |
| KNIGHT SWIFT TRANSPRTATN CL A ORD | COM | 84 | 2K | – |
| KNOT OFFSHORE PARTNERS COM UNT | COM | 78 | 9K | – |
| KOHL'S ORD | COM | 1 | 70 | – |
| KRANESHARES CSI CHINA INTERNET ETF | COM | 67 | 3K | – |
| KRISPY KREME ORD | COM | 53 | 5K | – |
| KYNDRYL HOLDINGS ORD | COM | 0 | 15 | – |
| LAMB WESTON HOLDINGS ORD | COM | 109 | 1K | – |
| LANDBRIDGE COMPANY CL A ORD | COM | 64 | 3K | – |
| LATTICE SEMICONDUCTOR ORD | COM | 4 | 76 | – |
| LEE ENTERPRISES ORD | COM | 3 | 350 | – |
| LENNAR CL A ORD | COM | 50 | 340 | – |
| LI AUTO ADR 2 ORD | SPONSORED ADR | 536 | 30K | – |
| LIANBIO ADR | COM | 4 | 14K | – |
| LIBERTY BROADBAND SRS C ORD | COM | 39 | 729 | – |
| LIBERTY GLOBAL CL B ORD | COM | 101 | 6K | – |
| LIBERTY MEDIA FORMULA ONE SRS A ORD | COM | 47 | 745 | – |
| LIBERTY TRIPADVISOR HOLDIG SRS A ORD | COM | 9 | 20K | – |
| LIBRTY MEDIA LRTY SIRIUSXM SRS A ORD | COM | 460 | 21K | – |
| LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD | COM | 3K | 141K | – |
| LIFE ELECTRIC VEHICLES HOLDINGS ORD (PNK) | COM | 0 | 20 | – |
| LIXTE BIOTECHNOLOGY HOLDINGS ORD | COM | 120 | 50K | – |
| MACYS ORD | COM | 0 | 5 | – |
| MAG SILVER ORD | COM | 192 | 17K | – |
| MAG SILVER ORD | COM | 0 | 50 | – |
| MAIDEN HOLDINGS LTD | COM | 267 | 18K | – |
| MANCHESTER UNITED CL A ORD (NYS) | COM | 0 | 1 | – |
| MAPLEBEAR ORD | COM | 15 | 472 | – |
| MARATHON DIGITAL HOLDINGS ORD | COM | 3 | 152 | – |
| MARTI TECHNOLOGIES CL A ORD | COM | 28 | 17K | – |
| MARVELL TECHNOLOGY ORD | COM | 312 | 4K | – |
| MASTERCARD CL A ORD | COM | 165 | 376 | – |
| MATTERPORT CL A ORD | COM | 156 | 35K | – |
| MAXEON SOLAR TECHNOLOGIES ORD (NMS) | COM | 0 | 100 | – |
| MERCK & CO ORD | COM | 3K | 23K | – |
| MERIDIAN MINING UK SOCIETAS ORD | COM | 80 | 260K | – |
| META PLATFORMS CL A ORD | COM | 267 | 531 | – |
| METHANEX ORD | COM | 74 | 2K | – |
| MGM RESORTS INTERNATIONAL ORD | COM | 0 | 1 | – |
| MICRON TECHNOLOGY ORD | COM | 1K | 9K | – |
| MICROSOFT ORD | COM | 98 | 220 | – |
| MICROSTRATEGY CL A ORD | COM | 242 | 176 | – |
| MIRION TECHNOLOGIES CL A ORD | COM | 1 | 110 | – |
| MOBILEYE GLOBAL CL A ORD | COM | 421 | 15K | – |
| MONEYLION CL A ORD | COM | 754 | 10K | – |
| MONGODB CL A ORD | COM | 37 | 152 | – |
| MONSTER BEVERAGE ORD | COM | 17 | 343 | – |
| MOUNTAIN PROVINCE DIAMONDS ORD | COM | 136 | 952K | – |
| MOVANO ORD | COM | 63 | 230K | – |
| MSC INDUSTRIAL CL A ORD | COM | 4 | 61 | – |
| MURAL ONCOLOGY ORD | COM | 100 | 32K | – |
| NACCO CL A ORD | COM | 213 | 8K | – |
| NATIONAL WESTERN LIFE GROUP CL A ORD | COM | 7K | 15K | – |
| NETFLIX ORD | COM | 269 | 400 | – |
| NEXGEN ENERGY ORD | COM | 129 | 19K | – |
| NEXTERA ENERGY PARTNERS UNT | COM | 141 | 5K | – |
| NEXTRACKER CL A ORD | COM | 273 | 6K | – |
| NIKE CL B ORD | COM | 159 | 2K | – |
| NIKE CL B ORD | COM | 0 | 12 | – |
| NOVELSTEM INTERNATIONAL ORD (PNK) | COM | 1 | 25K | – |
| NU HOLDINGS CL A ORD | COM | 78 | 6K | – |
| NU HOLDINGS CL A ORD | COM | 0 | 5 | – |
| NUKKLEUS ORD | COM | 0 | 60 | – |
| NUVEI ORD | COM | 2K | 56K | – |
| NVIDIA ORD | COM | 2K | 14K | – |
| NVIDIA ORD | COM | 0 | 4 | – |
| OCEAN BIOMEDICAL ORD | COM | 0 | 800 | – |
| OCEAN BIOMEDICAL ORD | COM | 0 | 10 | – |
| OCEAN BIOMEDICAL ORD | COM | 0 | 2 | – |
| ODYSSEY MARINE EXPLORATION ORD | COM | 27 | 6K | – |
| OKLO CL A ORD | COM | 80 | 10K | – |
| OKTA CL A ORD | COM | 76 | 816 | – |
| OLD DOMINION FREIGHT LINE ORD | COM | 105 | 600 | – |
| OLINK HOLDING AB PUBL ADR | COM | 529 | 21K | – |
| OLO CL A ORD | COM | 366 | 83K | – |
| ONCOCYTE ORD | COM | 69 | 24K | – |
| ORACLE ORD | COM | 483 | 3K | – |
| ORACLE ORD | COM | 16 | 117 | – |
| ORGANIGRAM HOLDINGS ORD | COM | 2 | 2K | – |
| OVINTIV ORD | COM | 98 | 2K | – |
| PAGAYA TECH CL A ORD | COM | 14 | 1K | – |
| PAGERDUTY ORD | COM | 323 | 14K | – |
| PAGERDUTY ORD | COM | 6 | 292 | – |
| PALANTIR TECHNOLOGIES CL A ORD | COM | 1 | 56 | – |
| PAN AMERICAN SILVER RTS | COM | 38 | 84K | – |
| PAR TECHNOLOGY ORD | COM | 23 | 500 | – |
| PARAMOUNT GLOBAL CL B ORD | COM | 14 | 1K | – |
| PAYPAL HOLDINGS ORD | COM | 1K | 18K | – |
| PBF ENERGY CL A ORD | COM | 230 | 5K | – |
| PELOTON INTERACTIVE ORD | COM | 166 | 49K | – |
| PENNS WOODS BANCORP ORD | COM | 60 | 3K | – |
| PERCEPTIVE CAPITAL SOLUTION CL A ORD | COM | 100 | 10K | – |
| PERFICIENT ORD (NMS) | COM | 1 | 25 | – |
| PETCO HEALTH AND WELLNESS C CL A ORD | COM | 90 | 24K | – |
| PETROLEO BRASILEIRO ADR REPSTG 2 ORD | SPONSORED ADR | 262 | 18K | – |
| PETROLEO BRASILEIRO ADR REPSTG 2 PRF | SPONSORED ADR | 0 | 10 | – |
| PFIZER ORD | COM | 186 | 7K | – |
| PHATHOM PHARMACEUTICALS ORD | COM | 51 | 5K | – |
| PHILIP MORRIS INTERNATIONAL ORD | COM | 344 | 3K | – |
| PHINIA ORD | COM | 88 | 2K | – |
| PLUG POWER ORD | COM | 177 | 76K | – |
| POLESTAR AUTOMOTIVE HOLD CL C 1 ADS | COM | 0 | 400 | – |
| POWERSCHOOL HOLDINGS CL A ORD | COM | 167 | 8K | – |
| POWERSCHOOL HOLDINGS CL A ORD | COM | 0 | 10 | – |
| PROCORE TECHNOLOGIES ORD (NYS) | COM | 1 | 30 | – |
| PROSHARES BITCOIN STRATEGY ETF | COM | 8K | 374K | – |
| PROSHARES BITCOIN STRATEGY ETF | COM | 20 | 902 | – |
| PROSHARES ULTRA VIX SHORT TERM ETF | COM | 235 | 10K | – |
| PROSHARES ULTRAPRO SHORT QQQ ETF | COM | 149 | 18K | – |
| PROSHARES ULTRASHORT QQQ ETF | COM | 22 | 600 | – |
| PROTAGENIC THERAPEUTICS ORD | COM | 17 | 19K | – |
| PTC ORD | COM | 195 | 1K | – |
| PURECYCLE TECHNOLOGIES ORD | COM | 53 | 9K | – |
| QUALCOMM ORD | COM | 2K | 9K | – |
| R1 RCM ORD | COM | 200 | 16K | – |
| RAFAEL HOLDINGS CL B ORD | COM | 0 | 280 | – |
| RALPH LAUREN CL A ORD | COM | 5K | 28K | – |
| RAPID7 ORD | COM | 156 | 4K | – |
| REALTY INCOME REIT ORD | COM | 14 | 275 | – |
| RECRUITER.COM GROUP ORD | COM | 0 | 200 | – |
| RECURSION PHARMACEUTICALS CL A ORD | COM | 11 | 2K | – |
| REMARK HOLDINGS INC | COM | 0 | 1K | – |
| RENEW ENERGY GLOBAL CL A ORD | COM | 51 | 8K | – |
| RESMED ORD | COM | 2K | 9K | – |
| RH ORD | COM | 36 | 151 | – |
| RIO TINTO ADR REP ONE ORD | SPONSORED ADR | 65 | 1K | – |
| RITHM CAPITAL ORD | COM | 7 | 700 | – |
| RIVIAN AUTOMOTIVE CL A ORD | COM | 536 | 40K | – |
| ROBLOX CL A ORD (NYS) | COM | 1 | 30 | – |
| ROCHE HOLDINGS ADR | COM | 0 | 2 | – |
| ROCKET LAB USA ORD | COM | 0 | 152 | – |
| ROGERS ORD | COM | 9 | 80 | – |
| ROIVANT SCIENCES ORD | COM | 108 | 10K | – |
| ROKU CL A ORD | COM | 1 | 25 | – |
| RTX ORD | COM | 1 | 16 | – |
| RUSH ENTERPRISES CL B ORD | COM | 7 | 182 | – |
| RYDER SYSTEM ORD | COM | 74 | 600 | – |
| S&P GLOBAL ORD | COM | 191 | 430 | – |
| SAGIMET BIOSCIENCES SRS A ORD | COM | 543 | 159K | – |
| SAGIMET BIOSCIENCES SRS A ORD | COM | 0 | 150 | – |
| SALESFORCE ORD | COM | 1 | 5 | – |
| SAP ADR REP 1 ORD | SPONSORED ADR | 605 | 3K | – |
| SCHLUMBERGER ORD | COM | 4 | 100 | – |
| SCOTTS MIRACLE GRO ORD (NYS) | COM | 0 | 11 | – |
| SEA ADS REP CL A ORD | COM | 71 | 1K | – |
| SEADRILL ORD | COM | 463 | 9K | – |
| SENECA FOODS CL B ORD | COM | 26 | 450 | – |
| SENTINELONE CL A ORD | COM | 14 | 700 | – |
| SEQUANS COMMUNICATIONS ADR REP 4 ORD | SPONSORED ADR | 55 | 110K | – |
| SERITAGE GROWTH PROPERTIES CL A ORD | COM | 14 | 3K | – |
| SERITAGE GROWTH PROPERTIES CL A ORD | COM | 0 | 1 | – |
| SERVE ROBOTICS ORD | COM | 48 | 25K | – |
| SERVICENOW ORD | COM | 184 | 234 | – |
| SHF HOLDINGS CL A ORD | COM | 0 | 1K | – |
| SIBANYE STILLWATER ADR REP 4 ORD | SPONSORED ADR | 205 | 47K | – |
| SIGMA LITHIUM ORD | COM | 1 | 110 | – |
| SIGNATURE 40 DS REP SRS A PRF | COM | 0 | 110 | – |
| SILICON MOTION TECHNO ADR REP 4 ORD | SPONSORED ADR | 161 | 2K | – |
| SIMON PROP GRP REIT ORD | COM | 60 | 400 | – |
| SIMPLY GOOD FOODS ORD | COM | 72 | 2K | – |
| SK GROWTH OPPORTUNITIES CL A ORD | COM | 668 | 60K | – |
| SKEENA RESOURCES ORD | COM | 1 | 350 | – |
| SKYX PLATFORMS ORD | COM | 0 | 955 | – |
| SM ENERGY ORD | COM | 99 | 2K | – |
| SNAP CL A ORD | COM | 2 | 152 | – |
| SNAP CL A ORD | COM | 0 | 25 | – |
| SNDL ORD | COM | 1 | 700 | – |
| SNOWFLAKE CL A ORD | COM | 102 | 758 | – |
| SOLVENTUM ORD | COM | 723 | 14K | – |
| SPDR S&P 500 ETF | COM | 141 | 260 | – |
| SPDR S&P BIOTECH ETF | COM | 0 | 10 | – |
| SPHERE ENTERTAINMENT CL A ORD | COM | 254 | 7K | – |
| SPIRIT AIRLINES ORD (NYS) | COM | 0 | 4 | – |
| SPROTT PHYSICAL URANIUM UNT | COM | 111 | 6K | – |
| SPROUT SOCIAL CL A ORD | COM | 71 | 2K | – |
| SQUARESPACE CL A ORD | COM | 17 | 400 | – |
| SQUARESPACE CL A ORD | COM | 0 | 4 | – |
| STELLANTIS ORD | COM | 31 | 2K | – |
| STERICYCLE ORD | COM | 594 | 10K | – |
| STERICYCLE ORD | COM | 0 | 5 | – |
| STERICYCLE ORD | COM | 0 | 3 | – |
| STONECO CL A ORD | COM | 11 | 1K | – |
| SUMMIT THERAPEUTICS ORD | COM | 0 | 14 | – |
| SUNCOR ENERGY ORD | COM | 190 | 5K | – |
| SUNPOWER ORD | COM | 0 | 5 | – |
| SUPER MICRO COMPUTER ORD | COM | 122 | 150 | – |
| SUPER MICRO COMPUTER ORD | COM | 8 | 10 | – |
| SUPER MICRO COMPUTER ORD | COM | 24 | 30 | – |
| TAIWAN SEMICONDUCTOR MNFTG ADR 5 ORD | SPONSORED ADR | 0 | 2 | – |
| TARGET HOSPITALITY ORD | COM | 0 | 20 | – |
| TECK RESOURCES CL B ORD | COM | 143 | 3K | – |
| TECTONIC THERAPEUTIC ORD | COM | 55 | 3K | – |
| TEGNA ORD | COM | 156 | 11K | – |
| TELADOC HEALTH ORD | COM | 184 | 19K | – |
| TENARIS ADR REP 2 ORD | SPONSORED ADR | 1K | 37K | – |
| TERAWULF ORD | COM | 66 | 15K | – |
| TERRAN ORBITAL ORD | COM | 0 | 700 | – |
| TESLA ORD | COM | 148 | 750 | – |
| TFI INTERNATIONAL ORD | COM | 58 | 400 | – |
| TIANRONG INTERNET PRODUCTS SER ORD | COM | 0 | 200 | – |
| TIDEWATER ORD | COM | 238 | 3K | – |
| TILLY'S CL A ORD | COM | 94 | 16K | – |
| TILLY'S CL A ORD | COM | 0 | 146 | – |
| TILRAY BRANDS ORD | COM | 0 | 160 | – |
| TKO GROUP HOLDINGS CL A ORD | COM | 213 | 2K | – |
| TOWER SEMICONDUCTOR ORD | COM | 14 | 360 | – |
| TRANSPOR DE GA DE ADR REP 5 CL B ORD | SPONSORED ADR | 26 | 1K | – |
| TRANSUNION | COM | 18 | 250 | – |
| TRINET GROUP ORD | COM | 15 | 150 | – |
| TRINITY PLACE HOLDINGS ORD | COM | 20 | 172K | – |
| TRIPADVISOR ORD | COM | 65 | 4K | – |
| UBER TECHNOLOGIES INC | COM | 109 | 2K | – |
| UIPATH CL A ORD | COM | 6 | 500 | – |
| UNDER ARMOUR CL A ORD | COM | 2 | 340 | – |
| UNITY SOFTWARE ORD | COM | 8 | 500 | – |
| US STEEL ORD | COM | 154 | 4K | – |
| UWM HOLDINGS CORP | COM | 0 | 3K | – |
| VALARIS ORD | COM | 312 | 4K | – |
| VALE ADR REPTG ONE ORD | SPONSORED ADR | 269 | 24K | – |
| VALERO ENERGY ORD | COM | 47 | 300 | – |
| VANDA PHARMACEUTICALS ORD | COM | 5 | 1K | – |
| VANECK GOLD MINERS ETF | COM | 410 | 12K | – |
| VANECK GOLD MINERS ETF | COM | 5 | 150 | – |
| VASO ORD | COM | 29 | 100K | – |
| VERIZON COMMUNICATIONS ORD | COM | 20 | 500 | – |
| VERSABANK ORD | COM | 13 | 1K | – |
| VF ORD | COM | 138 | 10K | – |
| VIKING THERAPEUTICS ORD | COM | 351 | 7K | – |
| VIKING THERAPEUTICS ORD | COM | 15 | 299 | – |
| VILLAGE FARMS INTERNATIONAL ORD | COM | 5 | 6K | – |
| VISA CL A ORD | COM | 30 | 116 | – |
| VISTA OUTDOOR ORD | COM | 192 | 5K | – |
| VITRU BRASIL EMP PART E COM S A ADR | COM | 273 | 123K | – |
| VODAFONE GROUP ADR REP 10 ORD | SPONSORED ADR | 1 | 200 | – |
| WALMART ORD (NYS) | COM | 0 | 10 | – |
| WALT DISNEY ORD | COM | 787 | 8K | – |
| WARNER BROS. DISCOVERY SRS A ORD | COM | 1 | 240 | – |
| WEBTOON ENTERTAINMENT ORD | COM | 363 | 16K | – |
| WESTERN DIGITAL ORD (NMS) | COM | 15 | 200 | – |
| WESTERN UNION ORD | COM | 18 | 2K | – |
| WESTROCK ORD | COM | 30 | 600 | – |
| WHOLE EARTH BRANDS CL A ORD | COM | 858 | 177K | – |
| WIDEOPENWEST ORD (NYS) | COM | 0 | 2 | – |
| WISDOMTREE INDIA EARNINGS ETF | COM | 0 | 16 | – |
| WISDOMTREE JAPAN HEDGED EQUITY ETF | COM | 17 | 152 | – |
| WM TECHNOLOGY CL A ORD | COM | 5 | 5K | – |
| WOODSIDE ENERGY GROUP ADR | COM | 4 | 226 | – |
| WORKDAY CL A ORD | COM | 111 | 500 | – |
| XPO ORD | COM | 106 | 1K | – |
| YPF SOCIEDAD ANONIM ADR REP 1 CL D O | SPONSORED ADR | 394 | 20K | – |
| ZENVIA INC | COM | 19 | 8K | – |
| ZIMVIE ORD | COM | 76 | 4K | – |
| ZIMVIE ORD | COM | 1 | 105 | – |
| ZIONS BANCORPORATION ORD | COM | 99 | 2K | – |
| ZOOM VIDEO COMMUNICATIONS CL A ORD | COM | 134 | 2K | – |