SECURA FINANCIAL

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	California, United States

Employees

Total Number of Employees	10
Investment Advisory/Research	10
Registered Broker-Dealer Representatives	7
Registered State Investment Advisers	10
Licensed Agents of an Insurance Company	9
No. of Firms/People that Solicit Clients	4

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,123	$230.4M
Non-Discretionary	0	$0
Total	1,123	$230.4M

Clients

Type	Number	RAUM
Individuals	482	$47.7M
HNW Individuals	414	$177.9M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	16	$4.4M
Charitable organizations	<5	$438,000
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	9
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	11-25

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation	% of AUMHourly chargesFixed feesREFERRAL FEES

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	1.6M

Portfolio Manager to Program	Sponsor
PRIVATE WEALTH MANAGEMENT II PROGRAM	BARTH FINANCIAL ADVISORS, LLC

Identifiers

SEC RIA File Number	801-113072
SEC ERA File Number	801-113072
SEC CIK Numbers	None
SEC CRD Numbers	137324
Legal Entity Identifier	None

Principal Office

333 CITY BOULEVARD WEST,
SUITE 2050
ORANGE
CA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic