GREENWOOD INVESTORS LLC
Adviser information for GREENWOOD INVESTORS LLC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 34 | $69.2M |
| Non-Discretionary | 4 | $1.4M |
| Total | 38 | $70.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 25 | $1.2M |
| HNW Individuals | 6 | $2.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $65.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-113075 |
|---|---|
| SEC ERA File Number | 801-113075 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155088 |
| Legal Entity Identifier | 549300QBS0CWCU330J84 |
Principal Office
1270 AVENUE OF THE AMERICAS7TH FLOOR
NEW YORK
NY
United States
BY APPOINTMENTS ONLY, BY APPOINTMENTS ONLY
Tel: 212-920-4207, Fax: None
Chief Compliance Officer
KVETOSLAVA GIERTL
COO
1270 AVENUE OF THE AMERICAS
7TH FLOOR
NEW YORK
NY
United States
Tel:
212-920-4216
K****@**************M
(Full email address available in API data)
Regulatory Contact
STEVEN WOOD
MANAGING MEMBER
1270 AVENUE OF THE AMERICAS
7TH FLOOR
NEW YORK
NY
United States
Tel:
212-920-4207
S****@**************M
(Full email address available in API data)
Industry Affiliates
| GREENWOOD BUILDERS FUND I, LP | Sponsor, GP, manager of pooled investment vehicles |
| GREENWOOD BUILDERS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| GREENWOOD BUILDERS FUND III LP | Sponsor, GP, manager of pooled investment vehicles |
| GREENWOOD GLOBAL MICRO FUND, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GREENWOOD BUILDERS FUND I, LP | Hedge Fund | $39.0M | $0.1M | 39 |
| GREENWOOD BUILDERS FUND II LP | Hedge Fund | $22.7M | $0.1M | 24 |
| GREENWOOD BUILDERS FUND III LP | Hedge Fund | $0.3M | $0.1M | 4 |
| GREENWOOD GLOBAL FUND | Hedge Fund | $0.3M | $0.1M | 4 |
| GREENWOOD GLOBAL MICRO FUND, LP | Hedge Fund | $3.9M | $0.1M | 23 |
| GREENWOOD OFFSHORE BUILDERS FUND I | Hedge Fund | $18.3M | $0.1M | 10 |
| GREENWOOD OFFSHORE BUILDERS FUND II | Hedge Fund | $3.1M | $0.1M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Giertl, Kvetoslava | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2020 | < 5% |
| WOOD, STEVEN, DUNCAN | Individual | – | MANAGING MEMBER | 09/2010 | > 75% |
| CARUCCI, GRACE | Individual | – | SILENT MEMBER | 01/2014 | 5-10% |
| CARUCCI, JOSEPH, EDWARD | Individual | – | SILENT MEMBER | 01/2014 | 5-10% |
| Torino, Christopher | Individual | – | MEMBER | 01/2020 | < 5% |