KORE PRIVATE WEALTH, LLC
Adviser information for KORE PRIVATE WEALTH, LLC last updated from Form ADV on March 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 27 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 13 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5,836 | $5.1B |
| Non-Discretionary | 0 | $0 |
| Total | 5,836 | $5.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 33 | $11.5M |
| HNW Individuals | 485 | $4.3B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $9,999 |
| Pension and profit sharing plans | 96 | $77.0M |
| Charitable organizations | 42 | $135.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $1.8M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 125 | $546.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
330 MADISON AVE.29TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8AM TO 5PM
Tel: 212-321-4220, Fax: None
Chief Compliance Officer
LARRY
NAKAMURA
2 S BISCAYNE BLVD
SUITE 3200
MIAMI
FL
United States
Tel:
(305) 781-3040
L********@*****M
(Full email address available in API data)
Regulatory Contact
SCOTT AKINS
GENERAL COUNSEL
2 S BISCAYNE BLVD
SUITE 3200
MIAMI
FL
United States
Tel:
(214) 893-7131
S*****@*****M
(Full email address available in API data)
Industry Affiliates
| ASSANTE CAPITAL MANAGEMENT LTD | Other investment adviser, including financial planners |
| ASSANTE FINANICAL MANAGEMENT, LTD | Other investment adviser, including financial planners |
| CI PRIVATE COUNSEL LP | Other investment adviser, including financial planners |
| CI PRIVATE WEALTH | Other investment adviser, including financial planners |
| CIPW FAMILY OFFICE SERVICES, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRAVDA, LEIGH, ALEXANDRA | Individual | – | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | 06/2018 | < 5% |
| JINDAL, VIVEK | Individual | – | CHIEF INVESTMENT OFFICER | 07/2021 | < 5% |
| CI PRIVATE WEALTH LLC | Domestic Entity | – | OWNER | 11/2022 | > 75% |
| CIPW HOLDINGS, LLC | Domestic Entity | CI PRIVATE WEALTH LLC | OWNER | 09/2022 | > 75% |
| CIPW TOPCO, LLC | Domestic Entity | CIPW HOLDINGS, LLC | OWNER | 09/2021 | > 75% |
| CI US, LLC | Domestic Entity | CIPW TOPCO, LLC | OWNER | 09/2021 | > 75% |
| CI US HOLDINGS, INC | Domestic Entity | CIPW HOLDINGS, LLC | OWNER | 09/2021 | > 75% |
| CI FINANCIAL CORP. | Foreign Entity | CI US HOLDINGS, INC | OWNER | 11/2019 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 14th, 2022 for period ending September 30th, 2022
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 23ANDME HOLDING CO | CLASS A COM | 522 | 182K | – |
| 3M CO | COM | 229 | 2K | – |
| ABBOTT LABS | COM | 350 | 4K | – |
| ABBVIE INC | COM | 558 | 4K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 227 | 884 | – |
| ACTIVISION BLIZZARD INC | COM | 538 | 7K | – |
| ADOBE SYSTEMS INCORPORATED | COM | 281 | 1K | – |
| ADVANCED MICRO DEVICES INC | COM | 298 | 5K | – |
| AILERON THERAPEUTICS INC | COM | 2 | 11K | – |
| AIR PRODS & CHEMS INC | COM | 547 | 2K | – |
| AIRBNB INC | COM CL A | 355 | 3K | – |
| ALAMOS GOLD INC NEW | COM CL A | 93 | 13K | – |
| ALIGHT INC | COM CL A | 110 | 15K | – |
| ALLEGHANY CORP MD | COM | 540 | 643 | – |
| ALPHABET INC | CAP STK CL A | 4K | 38K | – |
| ALPHABET INC | CAP STK CL C | 4K | 45K | – |
| ALPS ETF TR | ALERIAN MLP | 1K | 35K | – |
| AMARIN CORP PLC | SPONS ADR NEW | 36 | 33K | – |
| AMAZON COM INC | COM | 11K | 93K | – |
| AMERICAN EXPRESS CO | COM | 234 | 2K | – |
| AMETEK INC | COM | 244 | 2K | – |
| AMGEN INC | COM | 258 | 1K | – |
| AMYRIS INC | COM NEW | 149 | 51K | – |
| ANALOG DEVICES INC | COM | 384 | 3K | – |
| AON PLC | SHS CL A | 555 | 2K | – |
| APOLLO GLOBAL MGMT INC | COM | 361 | 8K | – |
| APPLE INC | COM | 37K | 270K | – |
| ARES CAPITAL CORP | COM | 529 | 31K | – |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 327 | 5K | – |
| ARK ETF TR | FINTECH INNOVA | 174 | 11K | – |
| ASSURED GUARANTY LTD | COM | 330 | 7K | – |
| AT&T INC | COM | 228 | 15K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 249 | 1K | – |
| AVALONBAY CMNTYS INC | COM | 651 | 4K | – |
| BANK NEW YORK MELLON CORP | COM | 415 | 11K | – |
| BARRICK GOLD CORP | COM | 187 | 12K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3K | 13K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 3K | 8 | – |
| BK OF AMERICA CORP | COM | 894 | 30K | – |
| BLACKROCK CORPOR HI YLD FD I | RIGHT 10/13/2022 | 0 | 30K | – |
| BLACKROCK CORPOR HI YLD FD I | COM | 259 | 30K | – |
| BLACKROCK TAX MUNICPAL BD TR | SHS | 663 | 40K | – |
| BLACKSTONE INC | COM | 3K | 30K | – |
| BOEING CO | COM | 223 | 2K | – |
| BOSTON PROPERTIES INC | COM | 454 | 6K | – |
| BRIDGEBIO PHARMA INC | COM | 390 | 39K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 423 | 6K | – |
| BROADCOM INC | COM | 616 | 1K | – |
| BYRNA TECHNOLOGIES INC | COM NEW | 113 | 24K | – |
| CALLON PETE CO DEL | COM | 928 | 27K | – |
| CAMECO CORP | COM | 211 | 8K | – |
| CARRIER GLOBAL CORPORATION | COM | 281 | 8K | – |
| CATERPILLAR INC | COM | 424 | 3K | – |
| CBL & ASSOC PPTYS INC | COMMON STOCK | 498 | 19K | – |
| CHERRY HILL MTG INVT CORP | COM | 941 | 192K | – |
| CHESAPEAKE ENERGY CORP | COM | 215 | 2K | – |
| CHEVRON CORP NEW | COM | 8K | 56K | – |
| CHICAGO ATLANTIC REAL ESTATE | COM | 437 | 30K | – |
| CISCO SYS INC | COM | 610 | 15K | – |
| CITIGROUP INC | COM NEW | 251 | 6K | – |
| CIVITAS RESOURCES INC | COM NEW | 284 | 5K | – |
| COCA COLA CO | COM | 524 | 9K | – |
| COMCAST CORP NEW | CL A | 865 | 29K | – |
| CONOCOPHILLIPS | COM | 5K | 47K | – |
| CONSTELLIUM SE | CL A SHS | 195 | 19K | – |
| CORE SCIENTIFIC INC | COMMON STOCK | 53 | 41K | – |
| COSTCO WHSL CORP NEW | COM | 2K | 5K | – |
| COTERRA ENERGY INC | COM | 884 | 34K | – |
| CRYOPORT INC | COM PAR $0.001 | 295 | 12K | – |
| CSX CORP | COM | 845 | 32K | – |
| CVS HEALTH CORP | COM | 294 | 3K | – |
| DATADOG INC | CL A COM | 408 | 5K | – |
| DELL TECHNOLOGIES INC | CL C | 253 | 7K | – |
| DIGITAL BRANDS GROUP INC | COM | 1 | 12K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 229 | 10K | – |
| DISNEY WALT CO | COM | 2K | 21K | – |
| DOLLAR TREE INC | COM | 265 | 2K | – |
| DOMINION ENERGY INC | COM | 292 | 4K | – |
| EMERSON ELEC CO | COM | 278 | 4K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 13K | 1M | – |
| ENTERPRISE PRODS PARTNERS L | COM | 8K | 316K | – |
| EQUITY RESIDENTIAL | SH BEN INT | 398 | 6K | – |
| ESQUIRE FINL HLDGS INC | COM | 249 | 7K | – |
| ESSEX PPTY TR INC | COM | 218 | 898 | – |
| EXXON MOBIL CORP | COM | 4K | 45K | – |
| FIRST BANCORP P R | COM NEW | 274 | 20K | – |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 4K | 43K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 10K | 163K | – |
| FLEXSHARES TR | STOX US ESG SLCT | 308 | 4K | – |
| FORD MTR CO DEL | COM | 236 | 21K | – |
| GENERAL DYNAMICS CORP | COM | 262 | 1K | – |
| GLOBAL NET LEASE INC | COM NEW | 830 | 78K | – |
| GLOBAL X FDS | GLB X SUPERDIV | 75 | 10K | – |
| GOLDMAN SACHS GROUP INC | COM | 851 | 3K | – |
| GOLUB CAP BDC INC | COM | 271 | 22K | – |
| GRAB HOLDINGS LIMITED | CLASS A ORD | 31 | 12K | – |
| HANOVER BANCORP INC | COM NEW | 1K | 55K | – |
| HENRY SCHEIN INC | COM | 462 | 7K | – |
| HOME DEPOT INC | COM | 2K | 6K | – |
| IMMUNEERING CORP | CLASS A COM | 840 | 59K | – |
| INTEL CORP | COM | 547 | 21K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 1K | 10K | – |
| INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 285 | 7K | – |
| INVESCO EXCH TRADED FD TR II | SOLAR ETF | 712 | 10K | – |
| INVESCO EXCH TRADED FD TR II | FTSE RAFI EMNG | 4K | 263K | – |
| INVESCO EXCH TRD SLF IDX FD | RUSL 1000 DYNM | 46K | 1M | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 631 | 3K | – |
| INVESCO EXCHANGE TRADED FD T | DYNMC LEISURE | 322 | 9K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 3K | 20K | – |
| INVESCO QQQ TR | UNIT SER 1 | 9K | 33K | – |
| ISHARES GOLD TR | ISHARES NEW | 16K | 504K | – |
| ISHARES INC | MSCI EM ASIA ETF | 231 | 4K | – |
| ISHARES INC | MSCI EURZONE ETF | 5K | 167K | – |
| ISHARES INC | MSCI JPN ETF NEW | 3K | 54K | – |
| ISHARES INC | MSCI PAC JP ETF | 1K | 31K | – |
| ISHARES SILVER TR | ISHARES | 215 | 12K | – |
| ISHARES TR | ASIA 50 ETF | 601 | 12K | – |
| ISHARES TR | GBL COMM SVC ETF | 599 | 11K | – |
| ISHARES TR | CORE S&P TTL STK | 215 | 3K | – |
| ISHARES TR | CORE S&P500 ETF | 14K | 40K | – |
| ISHARES TR | US AER DEF ETF | 559 | 6K | – |
| ISHARES TR | EXPND TEC SC ETF | 376 | 1K | – |
| ISHARES TR | GLB CNS DISC ETF | 207 | 2K | – |
| ISHARES TR | MSCI EAFE ETF | 969 | 17K | – |
| ISHARES TR | RUS TP200 GR ETF | 941 | 8K | – |
| ISHARES TR | EXPANDED TECH | 200 | 801 | – |
| ISHARES TR | MSCI ACWI ETF | 260 | 3K | – |
| ISHARES TR | ISHARES BIOTECH | 256 | 2K | – |
| ISHARES TR | US HLTHCARE ETF | 361 | 1K | – |
| ISHARES TR | HDG MSCI EAFE | 270 | 9K | – |
| ISHARES TR | U.S. ENERGY ETF | 2K | 45K | – |
| ISHARES TR | MSCI UK ETF NEW | 1K | 55K | – |
| ISHARES TR | RUS 1000 GRW ETF | 476 | 2K | – |
| ISHARES TR | RUSSELL 2000 ETF | 476 | 3K | – |
| ISHARES TR | MSCI ACWI EX US | 7K | 164K | – |
| ISHARES TR | US OIL EQ&SV ETF | 351 | 24K | – |
| ISHARES U S ETF TR | BLACKROCK ST MAT | 26K | 531K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 4K | 73K | – |
| JOHNSON & JOHNSON | COM | 1K | 8K | – |
| JPMORGAN CHASE & CO | COM | 3K | 30K | – |
| KIMBERLY-CLARK CORP | COM | 291 | 3K | – |
| KIMCO RLTY CORP | COM | 409 | 22K | – |
| KINDER MORGAN INC DEL | COM | 3K | 199K | – |
| KKR REAL ESTATE FIN TR INC | COM | 280 | 17K | – |
| KRANESHARES TR | BOSERA MSCI CHIN | 928 | 31K | – |
| LAKELAND BANCORP INC | COM | 259 | 16K | – |
| LILLY ELI & CO | COM | 797 | 2K | – |
| LINDE PLC | SHS | 273 | 1K | – |
| LISTED FD TR | HORIZON KINETICS | 3K | 119K | – |
| LIVE NATION ENTERTAINMENT IN | COM | 533 | 7K | – |
| LOCKHEED MARTIN CORP | COM | 595 | 2K | – |
| LOOP INDS INC | COM | 1K | 246K | – |
| LULULEMON ATHLETICA INC | COM | 221 | 791 | – |
| MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 2K | 35K | – |
| MARRIOTT INTL INC NEW | CL A | 203 | 1K | – |
| MASTERCARD INCORPORATED | CL A | 570 | 2K | – |
| MCDONALDS CORP | COM | 1K | 5K | – |
| MCKESSON CORP | COM | 297 | 875 | – |
| MERCK & CO INC | COM | 501 | 6K | – |
| META PLATFORMS INC | CL A | 4K | 29K | – |
| MICROSOFT CORP | COM | 12K | 53K | – |
| MID-AMER APT CMNTYS INC | COM | 556 | 4K | – |
| MONDELEZ INTL INC | CL A | 356 | 6K | – |
| MONEYLION INC | CL A | 48 | 53K | – |
| MORGAN STANLEY | COM NEW | 248 | 3K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 427 | 2K | – |
| NETFLIX INC | COM | 2K | 8K | – |
| NEW YORK CITY REIT INC | COM | 51 | 16K | – |
| NEXTDOOR HOLDINGS INC | COM CL A | 35 | 13K | – |
| NEXTERA ENERGY INC | COM | 368 | 5K | – |
| NOVO-NORDISK A S | ADR | 2K | 19K | – |
| NVIDIA CORPORATION | COM | 529 | 4K | – |
| OAKTREE SPECIALTY LENDING CO | COM | 310 | 52K | – |
| OLO INC | CL A | 82 | 10K | – |
| OPTION CARE HEALTH INC | COM NEW | 559 | 18K | – |
| ORACLE CORP | COM | 913 | 15K | – |
| OTIS WORLDWIDE CORP | COM | 233 | 4K | – |
| OVINTIV INC | COM | 746 | 16K | – |
| OWL ROCK CAPITAL CORPORATION | COM | 11K | 1M | – |
| PAYPAL HLDGS INC | COM | 1K | 13K | – |
| PDC ENERGY INC | COM | 884 | 15K | – |
| PEPSICO INC | COM | 2K | 10K | – |
| PFIZER INC | COM | 856 | 20K | – |
| PHILIP MORRIS INTL INC | COM | 319 | 4K | – |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 3K | 248K | – |
| PNC FINL SVCS GROUP INC | COM | 311 | 2K | – |
| PROCTER AND GAMBLE CO | COM | 3K | 20K | – |
| QUALCOMM INC | COM | 327 | 3K | – |
| RAYTHEON TECHNOLOGIES CORP | COM | 1K | 17K | – |
| REALTY INCOME CORP | COM | 1K | 23K | – |
| ROCKET LAB USA INC | COM | 334 | 82K | – |
| ROCKLEY PHOTONICS HLDGS LTD | ORDINARY SHARES | 11 | 16K | – |
| S&P GLOBAL INC | COM | 910 | 3K | – |
| SALESFORCE INC | COM | 256 | 2K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 315 | 7K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 7K | 52K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 4K | 57K | – |
| SELECT SECTOR SPDR TR | ENERGY | 3K | 48K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 9K | 280K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 3K | 23K | – |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 6K | 66K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 1K | 17K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 605 | 17K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 17K | 140K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 1K | 19K | – |
| SERVICENOW INC | COM | 249 | 659 | – |
| SIRIUS XM HOLDINGS INC | COM | 340 | 60K | – |
| SM ENERGY CO | COM | 2K | 48K | – |
| SNAP INC | CL A | 111 | 11K | – |
| SNOWFLAKE INC | CL A | 255 | 1K | – |
| SPDR GOLD TR | GOLD SHS | 724 | 5K | – |
| SPDR INDEX SHS FDS | EURO STOXX 50 | 393 | 13K | – |
| SPDR INDEX SHS FDS | MSCI ACWI EXUS | 270 | 13K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 35K | 98K | – |
| SPDR SER TR | PORTFOLIO S&P400 | 469 | 12K | – |
| SPDR SER TR | S&P OILGAS EXP | 6K | 46K | – |
| SPDR SER TR | S&P REGL BKG | 316 | 5K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 267 | 3K | – |
| STARBUCKS CORP | COM | 210 | 2K | – |
| STARWOOD PPTY TR INC | COM | 338 | 19K | – |
| SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 410 | 11K | – |
| SYSCO CORP | COM | 269 | 4K | – |
| TESLA INC | COM | 16K | 61K | – |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 245 | 30K | – |
| TEXAS INSTRS INC | COM | 247 | 2K | – |
| TEXAS PACIFIC LAND CORPORATI | COM | 4K | 2K | – |
| THE NECESSITY RETAIL REIT IN | COM CLASS A | 179 | 30K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 407 | 803 | – |
| T-MOBILE US INC | COM | 619 | 5K | – |
| UBER TECHNOLOGIES INC | COM | 5K | 170K | – |
| UNION PAC CORP | COM | 677 | 3K | – |
| UNITED PARCEL SERVICE INC | CL B | 501 | 3K | – |
| UNITEDHEALTH GROUP INC | COM | 499 | 987 | – |
| VALLEY NATL BANCORP | COM | 174 | 16K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 3K | 135K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 11K | 61K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 6K | 19K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 735 | 3K | – |
| VANGUARD INDEX FDS | VALUE ETF | 990 | 8K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 2K | 30K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 328 | 9K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 2K | 29K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS3000IDX | 684 | 4K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 4K | 27K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 461 | 13K | – |
| VANGUARD WORLD FDS | CONSUM DIS ETF | 651 | 3K | – |
| VANGUARD WORLD FDS | ENERGY ETF | 527 | 5K | – |
| VANGUARD WORLD FDS | FINANCIALS ETF | 2K | 32K | – |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 848 | 4K | – |
| VANGUARD WORLD FDS | INDUSTRIAL ETF | 708 | 4K | – |
| VANGUARD WORLD FDS | CONSUM STP ETF | 695 | 4K | – |
| VANGUARD WORLD FDS | INF TECH ETF | 3K | 8K | – |
| VERIZON COMMUNICATIONS INC | COM | 2K | 49K | – |
| VIPER ENERGY PARTNERS LP | COM UNT RP INT | 324 | 11K | – |
| VISA INC | COM CL A | 692 | 4K | – |
| VMWARE INC | CL A COM | 261 | 2K | – |
| WALKER & DUNLOP INC | COM | 893 | 11K | – |
| WALMART INC | COM | 650 | 5K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 173 | 15K | – |
| WELLS FARGO CO NEW | COM | 338 | 8K | – |
| WILEY JOHN & SONS INC | CL A | 255 | 7K | – |
| WISDOMTREE TR | CHINADIV EX FI | 865 | 27K | – |
| WISDOMTREE TR | EUROPE HEDGED EQ | 370 | 6K | – |