PROMETHEUS CAPITAL MANAGEMENT CORP.
Adviser information for PROMETHEUS CAPITAL MANAGEMENT CORP. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 684 | $223.7M |
| Total | 684 | $223.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 57 | $11.4M |
| HNW Individuals | 115 | $212.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Principal Office
30 S. MAIN STREETYARDLEY
PA
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 215-321-9312, Fax: 215-321-9352
Websites
Chief Compliance Officer
STEPHEN P. WETZEL
PRESIDENT, CCO
30 SOUTH MAIN STREET
YARDLEY
PA
United States
Tel:
215-321-9312
Fax:
215-321-9352
S******@********************T
(Full email address available in API data)
Regulatory Contact
JULIE R. WEST
30 SOUTH MAIN STREET
YARDLEY
PA
United States
Tel:
215-321-9312
Fax:
215-321-9352
J****@********************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WETZEL, STEPHEN, PETER | Individual | – | CCO | 04/1994 | > 75% |