OPPVEST, LLC
Adviser information for OPPVEST, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $168.8M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $168.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $168.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-113107 |
|---|---|
| SEC ERA File Number | 801-113107 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 296317 |
| Legal Entity Identifier | None |
Principal Office
119 WEST 57TH STREETSUITE 1515
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 2124897527, Fax: 2124891626
Websites
Chief Compliance Officer
CARL K OPPENHEIMER
MANAGING MEMBER
119 WEST 57TH STREET
SUITE 1515
NEW YORK
NY
United States
Tel:
2124897527
Fax:
2124891626
C***@**********M
(Full email address available in API data)
Industry Affiliates
| OPPENHEIMER + CLOSE, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OPPENHEIMER-CLOSE INVESTMENT PARTNERSHIP, LP | Hedge Fund | $32.8M | $0.3M | 37 |
| OPPENHEIMER-SPENCE FINANCIAL SERVICES PARTNERSHIP, LP | Hedge Fund | $43.9M | $0.3M | 38 |
| P. OPPENHEIMER INVESTMENT PARTNERSHIP, LP | Hedge Fund | $92.1M | $0.3M | 53 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OPPENHEIMER, CARL, KIRBY | Individual | – | MANAGING MEMBER, CCO | 03/2007 | > 75% |
| Oppenheimer, Kirsten, Beaven | Individual | – | MEMBER | 12/2021 | 10-25% |