MACQUARIE INVESTMENT MANAGEMENT AUSTRIA KAPITALANLAGE AG
Adviser information for MACQUARIE INVESTMENT MANAGEMENT AUSTRIA KAPITALANLAGE AG last updated from Form ADV on December 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Austria |
Employees
| Total Number of Employees | 37 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 70 | $11.9B |
| Non-Discretionary | 0 | $0 |
| Total | 70 | $11.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 19 | $7.5B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 51 | $4.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 74 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-113118 |
|---|---|
| SEC ERA File Number | 801-113118 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290998 |
| Legal Entity Identifier | 529900ABVEUZ22YQG259 |
Principal Office
KAERNTNER STRASSE 28 L3VIENNA
Austria
Monday - Friday, 8:30-4:30
Tel: 43 190400 0, Fax: None
Websites
Chief Compliance Officer
RENE FRIEDRICH RUDOLF KREISL
CHIEF COMPLIANCE OFFICER
KAERNTNER STRASSE 28 L3
VIENNA
Austria
Tel:
43 19040034551
R**********@************M
(Full email address available in API data)
Regulatory Contact
WILLIAM H. SPEACHT
DIVISION DIRECTOR
610 MARKET STREET
PHILADELPHIA
PA
United States
Tel:
2152551326
W**************@************M
(Full email address available in API data)
Industry Affiliates
| GLL REAL ESTATE PARTNERS KAPITALVERWALTUNGSGESELLSCHAFT MBH | Other investment adviser, including financial planners |
| MACQUARIE ASSET MANAGEMENT EUROPE S.A R.L | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| MACQUARIE BANK EUROPE | Broker-dealer, municipal securities dealer, or gov securities broker or dealerBanking or thrift institution |
| MACQUARIE BANK LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerBanking or thrift institution |
| MACQUARIE CAPITAL (EUROPE) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MACQUARIE EQUIPMENT FINANCE SERVICES LIMITED | Trust company |
| MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Other investment adviser, including financial planners |
| MACQUARIE INFRASTRUCTURE AND REAL ASSETS (EUROPE) LIMITED | Other investment adviser, including financial planners |
| MACQUARIE INFRASTRUCTURE MANAGEMENT (ASIA) PTY LIMITED | Other investment adviser, including financial planners |
| MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MACQUARIE INVESTMENT MANAGEMENT EUROPE LIMITED | Other investment adviser, including financial planners |
| MACQUARIE INVESTMENT MANAGEMENT EUROPE S.A. | Other investment adviser, including financial planners |
| MACQUARIE INVESTMENT MANAGEMENT GLOBAL LIMITED | Other investment adviser, including financial planners |
| MACQUARIE INVESTMENT MANAGEMENT SWITZERLAND GMBH | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MQ SPECIALIST INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KREISL, RENE, FRIEDRICH RUDOLF | Individual | – | DIRECTOR | 01/2013 | < 5% |
| AIGNER, GERHARD, HELMUT | Individual | – | DIRECTOR | 07/2015 | < 5% |
| MACQUARIE INVESTMENT MANAGEMENT HOLDINGS (AUSTRIA) GMBH | Foreign Entity | – | PARENT | 03/2011 | > 75% |
| MACQUARIE INVESTMENT MANAGEMENT EUROPE LIMITED | Foreign Entity | MACQUARIE INVESTMENT MANAGEMENT HOLDINGS (AUSTRIA) GMBH | INDIRECT OWNER | 12/2016 | > 75% |
| MACQUARIE CORPORATE HOLDINGS PTY LTD | Foreign Entity | MACQUARIE INVESTMENT MANAGEMENT EUROPE LIMITED | INDIRECT OWNER | 05/2015 | > 75% |
| AIGNER, GERHARD, HELMUT | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2015 | < 5% |
| MACQUARIE FINANCIAL HOLDINGS PTY LTD | Foreign Entity | MACQUARIE CORPORATE HOLDINGS PTY LTD | INDIRECT OWNER | 11/2007 | > 75% |
| MACQUARIE GROUP LIMITED | Foreign Entity | MACQUARIE FINANCIAL HOLDINGS PTY LTD | INDIRECT OWNER | 02/2007 | > 75% |
| KREISL, RENE, FRIEDRICH RUDOLF | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2018 | < 5% |
| Lowenthal, Stefan | Individual | – | DIRECTOR | 12/2023 | < 5% |