RADEMACHER FINANCIAL, INC.
Adviser information for RADEMACHER FINANCIAL, INC. last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,016 | $178.8M |
| Non-Discretionary | 4 | $1.7M |
| Total | 1,020 | $180.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 293 | $19.1M |
| HNW Individuals | 34 | $123.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $113,642 |
| State or municipal gov entities | 5 | $35.8M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $2.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsINDIVIDUAL RETIREMENT PLAN CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-113139 |
|---|---|
| SEC ERA File Number | 801-113139 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 114067 |
| Legal Entity Identifier | None |
Principal Office
1505 KASOLD DRIVELAWRENCE
KS
United States
Monday - Friday, 8:00 AM-5:00 PM
Tel: 785-865-5308, Fax: 785-865-5379
Chief Compliance Officer
PHILLIP A. RADEMACHER
PRESIDENT
1505 KASOLD DRIVE
LAWRENCE
KS
United States
Tel:
785-865-5308
Fax:
785-865-5379
P******@**********************M
(Full email address available in API data)
Regulatory Contact
RACHEL E. RADEMACHER
VICE PRESIDENT
1505 KASOLD DRIVE
LAWRENCE
KS
United States
Tel:
785-865-5308
Fax:
785-865-5379
R*****@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RADEMACHER, PHILLIP, ADAM | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 10/1999 | 50-75% |
| RADEMACHER, RACHEL, ELLEN | Individual | – | VICE PRESIDENT | 10/1999 | 50-75% |