HARBOR ITHAKA
HARBOR ITHAKA WM, LLC Legal Name
Adviser information for HARBOR ITHAKA last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 7 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 53 | $113.5M |
| Non-Discretionary | 21 | $37.9M |
| Total | 74 | $151.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 34 | $66.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $84.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 93 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-113143 |
|---|---|
| SEC ERA File Number | 801-113143 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170580 |
| Legal Entity Identifier | None |
Principal Office
3250 NE 1ST AVE.3RD FLOOR, SUITE #305
MIAMI
FL
United States
Monday - Friday, 9:00 AM TO 6:00 PM
Tel: 305-755-7600, Fax: None
Chief Compliance Officer
RAFAEL ALCANTARA-LANSBERG
MANAGING PARTNER
3250 NE 1ST AVE.
3RD FLOOR, SUITE #305
MIAMI
FL
United States
Tel:
305-755-7600
R**@****************M
(Full email address available in API data)
Regulatory Contact
JUAN CARLOS RIERA
COMPLIANCE CONSULTANT
1441 BRICKELL AVE
SUITE 1007
MIAMI
FL
United States
Tel:
3054480014
J*****@*****************M
(Full email address available in API data)
Industry Affiliates
| 1 HARBOR APS | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HARBOR ITHAKA DIVERSIFIED REAL ESTATE SEGREGATED PORTFOLIO | Real Estate Fund | $0.8M | $0.1M | 5 |
| HARBOR ITHAKA LIFE SETTLEMENTS MULTI STRATEGY FUND SP | Real Estate Fund | $12.1M | $0.1M | 13 |
| HARBOR ITHAKA REAL STATE INCOME SP | Real Estate Fund | $8.5M | $0.1M | 10 |
| HARBOR ITHAKA RESERVE ALTERNATIVE STRATEGIES II | MULTI ASSET CLASS FUND | $2.4M | $0.1M | 1 |
| HARBOR ITHAKA RESERVED PRIVATE CREDIT STRATEGIES SP | PRIVATE CREDIT FUND OF FUNDS | $22.0M | $0.1M | 28 |
| HARBOR ITHAKA TACTICAL SELECT ALLOCATION REAL ESTATE SP | Real Estate Fund | $18.9M | $0.1M | 19 |
| HI BK FAMILY SP | Real Estate Fund | $9.8M | $0.1M | 1 |
| HI PRIVATE CREDIT OPPORTUNITIES FUND | PRIVATE CREDIT FUND | $10.3M | $0.1M | 19 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALCANTARA-LANSBERG, RAFAEL, ALEJANDRO | Individual | – | MANAGING DIRECTOR & CCO | 08/2014 | < 5% |
| HARBOR FINANCIAL HOLDINGS LLC | Domestic Entity | – | OWNER | 08/2014 | > 75% |
| ALCANTARA-LANSBERG, RAFAEL, ALEJANDRO | Individual | LIONFERN VENTURES LLC | SOLE MEMBER | 02/2019 | > 75% |
| LIONFERN VENTURES LLC | Domestic Entity | HARBOR FINANCIAL HOLDINGS LLC | SOLE MEMBER | 01/2021 | > 75% |