AMICUS FINANCIAL ADVISORS, LLC
Adviser information for AMICUS FINANCIAL ADVISORS, LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Dakota, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 17 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,359 | $438.8M |
| Non-Discretionary | 0 | $0 |
| Total | 1,359 | $438.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 544 | $123.5M |
| HNW Individuals | 105 | $279.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $6.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $29.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-113147 |
|---|---|
| SEC ERA File Number | 801-113147 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131315 |
| Legal Entity Identifier | None |
Principal Office
7021 KEWANEE AVE4-102
LUBBOCK
TX
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: 806-698-1122, Fax: 888-826-4287
Chief Compliance Officer
DAVID B. TOMBS
PRESIDENT
7021 KEWANEE AVE
4-102
LUBBOCK
TX
United States
Tel:
806-553-2117
Fax:
806-553-2117
D****@*****************M
(Full email address available in API data)
Industry Affiliates
| AMICUS FINANCIAL ADVISORS LLC | Lawyer or law firm |
| AMICUS REAL ESTATE, INC. | Real estate broker or dealer |
| AMICUS TAX & ACCOUNTING, LLC | Accountant or accounting firm |
| AMICUS TRUST COMPANY, LLC | Trust company |
| PLANFIRST, INC. | Accountant or accounting firm |
| TOMBS MAXWELL LLP | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TOMBS, JOSEPH, WINGATE | Individual | PLANFIRST, INC. | OWNER OF PLANFIRST, INC. | 01/2019 | 25-50% |
| TOMBS, DAVID, BETASSO | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER, AND DIRECTOR | 07/2021 | < 5% |
| TOMBS, DAVID, BETASSO | Individual | TOMBS, DAVID, BETASSO | OWNER OF PLANFIRST, INC. | 01/2019 | 25-50% |
| Tombs, Patrick, Joseph | Individual | PLANFIRST, INC. | OWNER OF PLANFIRST, INC. | 01/2019 | 25-50% |
| Sauceda, Bryan, Nicolas | Individual | – | DIRECTOR | 07/2021 | < 5% |
| PLANFIRST, INC. | Domestic Entity | – | OWNER | 01/2019 | > 75% |
| Smith, Evan, John | Individual | – | DIRECTOR, TREASURER, AND SECRETARY | 07/2021 | < 5% |
| PETERSON, LARRY, HOWLAND | Individual | – | DIRECTOR | 07/2021 | < 5% |
| LONGORIA, JESUS, ARMANDO | Individual | – | DIRECTOR | 07/2021 | < 5% |