INVICTUS CAPITAL PARTNERS
INVICTUS CAPITAL MANAGEMENT, LP Legal Name
Adviser information for INVICTUS CAPITAL PARTNERS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 50 |
|---|---|
| Investment Advisory/Research | 32 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17 | $5.5B |
| Non-Discretionary | 1 | $32.9M |
| Total | 18 | $5.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $3.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $756.6M |
| Insurance companies | <5 | $1.2B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-113156 |
|---|---|
| SEC ERA File Number | 801-113156 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157315 |
| Legal Entity Identifier | None |
Principal Office
2001 M ST., N.W.SUITE 300
WASHINGTON
DC
United States
Monday - Friday, 9AM-5PM
Tel: 202-534-1815, Fax: 202-780-1024
Chief Compliance Officer
DUANE KEVIN BEASLEY
2001 M ST., N.W.
SUITE 300
WASHINGTON
DC
United States
Tel:
202-780-1024
Fax:
202-780-1024
D*******@*************M
(Full email address available in API data)
Regulatory Contact
MICHAEL WARDEN
CHIEF EXECUTIVE OFFICER
2001 M ST., N.W.
SUITE 300
WASHINGTON
DC
United States
Tel:
202-393-6525
Fax:
202-393-6529
M******@*************M
(Full email address available in API data)
Industry Affiliates
| INVICTUS ALTERNATIVE CREDIT GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVICTUS GLADIATOR FUND GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVICTUS MANAGED ACCOUNT-P GP1, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVICTUS OPPORTUNITY GP II, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVICTUS OPPORTUNITY GP III, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVICTUS OPPORTUNITY GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVICTUS RECOVERY OPPORTUNITY GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INVICTUS ALTERNATIVE CREDIT FUND, L.P. | Hedge Fund | $27.0M | $0.3M | 2 |
| INVICTUS GLADIATOR FUND, L.P. | Real Estate Fund | $39.5M | $0.1M | 3 |
| INVICTUS MANAGED ACCOUNT-P, L.P. | Real Estate Fund | $5.6M | $25.8M | 2 |
| INVICTUS OPPORTUNITY FUND II, L.P. | Real Estate Fund | $1,037.8M | $0.1M | 61 |
| INVICTUS OPPORTUNITY FUND III CO-INVEST, L.P. | Real Estate Fund | $264.4M | $0.1M | 9 |
| INVICTUS OPPORTUNITY FUND III-R, L.P | Real Estate Fund | $468.6M | $0.1M | 5 |
| INVICTUS OPPORTUNITY FUND III, L.P. | Real Estate Fund | $1,013.8M | $0.1M | 28 |
| INVICTUS OPPORTUNITY FUND, L.P. | Real Estate Fund | $10.1M | $0.1M | 15 |
| INVICTUS OPPORTUNITY OFFSHORE FUND II, L.P. | Real Estate Fund | $328.4M | $0.3M | 22 |
| INVICTUS OPPORTUNITY OFFSHORE FUND III, L.P. | Real Estate Fund | $248.5M | $0.1M | 11 |
| INVICTUS OPPORTUNITY OFFSHORE FUND L.P. | Real Estate Fund | $67.4M | $0.3M | 27 |
| INVICTUS RECOVERY OPPORTUNITY MASTER FUND, L.P. | Real Estate Fund | $43.5M | $0.3M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WARDEN, MICHAEL, WAYNE | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2008 | < 5% |
| KONIGSBERG, ROBERT, CHARLES | Individual | – | CHIEF OPERATING OFFICER | 01/2015 | < 5% |
| INVICTUS CAPITAL GP, LLC | Domestic Entity | – | GENERAL PARTNER | 12/2014 | < 5% |
| INVICTUS CAPITAL PARTNERS, LP | Domestic Entity | – | LIMITED PARTNER | 12/2014 | > 75% |
| WARDEN, MICHAEL, WAYNE | Individual | INVICTUS CAPITAL GP, LLC | MANAGING MEMBER | 12/2014 | |
| INVICTUS CAPITAL GP, LLC | Domestic Entity | INVICTUS CAPITAL PARTNERS, LP | GENERAL PARTNER | 12/2014 | |
| ICM INVESTORS, LP | Domestic Entity | – | LIMITED PARTNER | 06/2016 | < 5% |
| BEASLEY, DUANE, KEVIN | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2019 | < 5% |
| ROSENBERG, DANIEL, BRETT | Individual | – | CHIEF FINANCIAL OFFICER | 01/2021 | < 5% |