ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLC
Adviser information for ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $3.6M |
| Non-Discretionary | 388 | $72.2M |
| Total | 389 | $75.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 166 | $26.4M |
| HNW Individuals | 17 | $45.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $513,457 |
| State or municipal gov entities | <5 | $3.6M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $228,078 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-113160 |
|---|---|
| SEC ERA File Number | 801-113160 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147982 |
| Legal Entity Identifier | None |
Principal Office
3500 MARKET STREET, SUITE 102CAMP HILL
PA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (717) 602-1100, Fax: 866-304-7936
Websites
Chief Compliance Officer
STACY STEPHEN HEISTAND
FINANCIAL ADVISOR, PARTNER
3500 MARKET STREET, SUITE 102
CAMP HILL
PA
United States
Tel:
717-602-1111
Fax:
866-304-7936
H*******@********M
(Full email address available in API data)
Regulatory Contact
CLARK FRESE
MANAGING MEMBER
3500 MARKET STREET, SUITE 102
CAMP HILL
PA
United States
Tel:
(717) 602-1100
Fax:
866-304-7936
F****@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEISTAND, STACY, STEPHEN | Individual | – | CHIEF COMPLIANCE OFFICER, FINANCIAL ADVISOR, PARTNER | 08/2020 | 25-50% |
| Macut, Keaton, Tyler | Individual | – | OWNER, FINANCIAL ADVISOR AND PARTNER | 08/2020 | 25-50% |
| Moody, Neil, Joseph | Individual | – | DIRECTOR OF OPERATIONS, PARTNER | 08/2020 | 5-10% |