WEINBERGER ASSET MANAGEMENT, INC
Adviser information for WEINBERGER ASSET MANAGEMENT, INC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 519 | $360.2M |
| Non-Discretionary | 0 | $0 |
| Total | 519 | $360.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 40 | $25.7M |
| HNW Individuals | 83 | $304.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 2 | $18.8M |
| Charitable organizations | 3 | $985,564 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $10.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPERCENTAGE OF PLAN ASSETS |
Identifiers
| SEC RIA File Number | 801-113165 |
|---|---|
| SEC ERA File Number | 801-113165 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106176 |
| Legal Entity Identifier | None |
Principal Office
11661 SAN VICENTE BLVD, SUITE 820LOS ANGELES
CA
United States
Monday - Friday, 8AM TO 5PM
Tel: 310-442-8472, Fax: 310-442-8474
Chief Compliance Officer
ALEXANDER BRIAN WEINBERGER
PRESIDENT
11661 SAN VICENTE BLVD., #820
LA
CA
United States
Tel:
310-442-8472
Fax:
310-442-8474
A**********@***********M
(Full email address available in API data)
Regulatory Contact
ALISON WEINBERGER
INVESTMENT ADVISER REPRESENTATIVE
11661 SAN VICENTE BLVD, SUITE 820
LOS ANGELES
CA
United States
Tel:
310-442-8472
Fax:
310-442-8474
A**@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEINBERGER, ALEXANDER, BRIAN | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 08/2017 | < 5% |
| A. & A. WEINBERGER FAMILY REVOCABLE TRUST | Domestic Entity | – | SHAREHOLDER | 11/2018 | > 75% |
| WEINBERGER, ALEXANDER, BRIAN | Individual | A. & A. WEINBERGER FAMILY REVOCABLE TRUST | TRUSTEE | 11/2018 | |
| Weinberger, Alison, Rachel | Individual | A. & A. WEINBERGER FAMILY REVOCABLE TRUST | TRUSTEE | 11/2018 |