TOTAL WEALTH PLANNING AND MANAGEMENT, INC.
Adviser information for TOTAL WEALTH PLANNING AND MANAGEMENT, INC. last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,204 | $176.4M |
| Non-Discretionary | 3 | $1.9M |
| Total | 1,207 | $178.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 322 | $74.2M |
| HNW Individuals | 53 | $102.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $605,243 |
| Charitable organizations | <5 | $1.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSELECTION OF OTHER ADVISERS FEES |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 1.7M |
| Both for Same | 174.2M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| TOTAL WEALTH PLANNING MANAGEMENT | TOTAL WEALTH PLANNING AND MANAGEMENT, INC. |
| AMBASSADOR PROGRAM | RAYMOND JAMES & ASSOCIATES, INC. |
| RAYMOND JAMES & ASSOCIATES, INC. WRAP FEE PROGRAM | RAYMOND JAMES & ASSOCIATES, INC. |
Identifiers
| SEC RIA File Number | 801-113167 |
|---|---|
| SEC ERA File Number | 801-113167 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166664 |
| Legal Entity Identifier | None |
Principal Office
520 FRESH POND ROADPONTE VEDRA
FL
United States
APPOINTMENT ONLY, BY APPOINTMENT
Tel: (866) 568-0003, Fax: (866) 207-5547
Chief Compliance Officer
WILLIAM RICHARD TOMES, JR.
MANAGING MEMBER
520 FRESH POND ROAD
PONTE VEDRA
FL
United States
Tel:
(866) 568-0003
Fax:
(866) 207-5547
R************@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TOMES, WILLIAM, RICHARD | Individual | – | PRESIDENT - CCO | 01/2013 | > 75% |
| TOMES, KIMBERLY | Individual | – | OWNER | 01/2018 | < 5% |