PALADINI FINANCIAL ADVISORS, LLC
Adviser information for PALADINI FINANCIAL ADVISORS, LLC last updated from Form ADV on March 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 719 | $168.9M |
| Total | 719 | $168.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 131 | $25.5M |
| HNW Individuals | 525 | $101.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 61 | $41.1M |
| Charitable organizations | <5 | $375,000 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsCONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesDENTAL PRACTICE SALES REFERRAL |
Identifiers
| SEC RIA File Number | 801-113173 |
|---|---|
| SEC ERA File Number | 801-113173 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 139884 |
| Legal Entity Identifier | None |
Principal Office
2015 EAST LAMAR BLVDSUITE 200
ARLINGTON
TX
United States
Monday - Friday, BY APPOINTMENT
Tel: 817-704-7788, Fax: 817-704-7207
Websites
Chief Compliance Officer
MATTHEW MARK PALADINI
PRESIDENT
2015 EAST LAMAR BLVD
SUITE 200
ARLINGTON
TX
United States
Tel:
817-704-7788
Fax:
817-704-7207
M***@********************M
(Full email address available in API data)
Industry Affiliates
| WEALTH ADVISORS TRUST COMPANY | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PALADINI, MATTHEW, MARK | Individual | – | MANAGING MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | 05/2015 | < 5% |
| PALADINI FINANCIAL MANAGEMENT, INC | Domestic Entity | – | MEMBER | 05/2015 | 50-75% |
| PALADINI, MATTHEW, MARK | Individual | PALADINI FINANCIAL MANAGEMENT, INC | SHAREHOLDER; DIRECTOR | 02/2006 | 50-75% |
| WENDY L KELLY CFP LLC | Domestic Entity | – | OWNER | 05/2019 | 10-25% |
| KELLY, WENDY, L. | Individual | WENDY L KELLY CFP LLC | OWNER | 05/2019 | 25-50% |
| KELLY, WENDY, L. | Individual | – | PARTNER | 05/2019 | 25-50% |