BAYRIDGE FINANCIAL GROUP, INC.
Adviser information for BAYRIDGE FINANCIAL GROUP, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 459 | $67.5M |
| Non-Discretionary | 0 | $0 |
| Total | 459 | $67.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 444 | $47.5M |
| HNW Individuals | 15 | $20.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Registered representative of a broker-dealer |
Identifiers
| SEC RIA File Number | 801-113193 |
|---|---|
| SEC ERA File Number | 801-113193 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 296831 |
| Legal Entity Identifier | None |
Principal Office
330 SUNRISE HWY #110ROCKVILLE CENTRE
NY
United States
Monday - Friday, BY APPOINTMENT
Tel: (718) 833-4901, Fax: (718) 833-4903
Websites
Chief Compliance Officer
JASON R. D'AMELIO
PARTNER
330 SUNRISE HWY #110
ROCKVILLE CENTRE
NY
United States
Tel:
(718) 833-4901
Fax:
(718) 833-4903
J****@*************************M
(Full email address available in API data)
Regulatory Contact
SHANE H. SIEDERMAN
PARTNER
330 SUNRISE HWY #110
ROCKVILLE CENTRE
NY
United States
Tel:
(718) 833-4901
S****@*************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SIEDERMAN, SHANE, HAROLD | Individual | – | PARTNER | 04/2018 | 50-75% |
| D'AMELIO, JASON, ROCCO | Individual | – | PARTNER AND CHIEF COMPLIANCE OFFICER | 04/2018 | 25-50% |