Hedge Fund Database

TAYLOR & MORGAN ASSET MANAGEMENT, LLC

TAYLOR & MORGAN WEALTH MANAGEMENT, LLC Legal Name

Adviser information for TAYLOR & MORGAN ASSET MANAGEMENT, LLC last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Michigan, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 935 $277.5M
Non-Discretionary 0 $0
Total 935 $277.5M

Clients

Type Number RAUM
Individuals 348 $96.0M
HNW Individuals 48 $144.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 10 $34.7M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 1 $2.5M
Other 1 $67,792
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-113195
SEC ERA File Number 801-113195
SEC CIK Numbers 1844266
SEC CRD Numbers 156177
Legal Entity Identifier None

Principal Office

3150 LIVERNOIS RD.
SUITE 175
TROY
MI
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 248-688-9399, Fax: 248.688.9397

Websites

www.facebook.com/taylorandmorgan/ www.tmcpa.com/assetmanagement

Chief Compliance Officer

ROBERT TAYLOR
MANAGING MEMBER
3150 LIVERNOIS RD.
SUITE 175
TROY
MI
United States
Tel: 248-688-9399
Fax: 248.688.9397
(Full email address available in API data)

Regulatory Contact

TRACEY PANNELL
CO-CCO
1213 W MOREHEAD ST
CHARLOTTE
NC
United States
Tel: 704-926-7570
(Full email address available in API data)

Industry Affiliates

ROBERT THOMAS TAYLOR Lawyer or law firm
TAYLOR & MORGAN, P.C. Accountant or accounting firm
TAYLOR CAPITAL LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
TAYLOR, ROBERT, THOMAS Individual – MANAGING MEMBER/CHIEF COMPLIANCE OFFICER 07/2010 > 75%

No. Employees, Historic

105020192020202120222023202420255 on 5/10/20195 on 5/10/20196 on 2/4/20207 on 2/12/20206 on 2/18/20206 on 3/10/20206 on 5/29/20206 on 6/30/20207 on 8/18/20207 on 11/3/20207 on 2/4/20217 on 3/22/20217 on 2/28/20228 on 4/12/20228 on 1/24/20238 on 1/30/20238 on 9/8/20237 on 9/10/20237 on 11/13/20237 on 1/3/20247 on 1/31/2024

RAUM, Historic

300M150M02019202020212022202320242025148252679 on 5/10/2019148252679 on 5/10/2019148252679 on 2/4/2020148252679 on 2/12/2020148252679 on 2/18/2020159449695 on 3/10/2020159449695 on 5/29/2020159449695 on 6/30/2020185820196 on 8/18/2020185820196 on 11/3/2020185820196 on 2/4/2021209000000 on 3/22/2021254147833 on 2/28/2022254147833 on 4/12/2022254147833 on 1/24/2023223147281 on 1/30/2023223147281 on 9/8/2023223147281 on 9/10/2023223147281 on 11/13/2023223147281 on 1/3/2024277511235 on 1/31/2024

No. Clients, Historic

70035002019202020212022202320242025610 on 5/10/2019610 on 5/10/2019610 on 2/4/2020610 on 2/12/2020610 on 2/18/2020358 on 3/10/2020358 on 5/29/2020358 on 6/30/2020361 on 8/18/2020361 on 11/3/2020361 on 2/4/2021442 on 3/22/2021385 on 2/28/2022385 on 4/12/2022385 on 1/24/2023391 on 1/30/2023391 on 9/8/2023391 on 9/10/2023391 on 11/13/2023391 on 1/3/2024408 on 1/31/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADOBE INC COM 514K 925 –
ALPHABET INC CAP STK CL A 4M 20K –
ALTRIA GROUP INC COM 546K 12K –
AMAZON COM INC COM 4M 23K –
APPLE INC COM 7M 31K –
AT&T INC COM 779K 41K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 210K 516 –
BLACKROCK ETF TRUST II TOTAL RETURN ETF 2M 39K –
BLACKSTONE SECD LENDING FD COMMON STOCK 1M 42K –
BROADCOM INC COM 3M 2K –
DEERE & CO COM 445K 1K –
DELTA AIR LINES INC DEL COM NEW 447K 9K –
DISNEY WALT CO COM 223K 2K –
DULUTH HLDGS INC COM CL B 74K 20K –
ENPHASE ENERGY INC COM 233K 2K –
FIDELITY COMWLTH TR NASDAQ COMPSIT 215K 3K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 6M 39K –
INVESCO QQQ TR UNIT SER 1 5M 10K –
ISHARES TR RUS 1000 GRW ETF 654K 2K –
ISHARES TR CORE US AGGBD ET 215K 2K –
ISHARES TR EAFE GRWTH ETF 229K 2K –
ISHARES TR U.S. REAL ES ETF 217K 2K –
ISHARES TR MSCI USA VALUE 261K 3K –
ISHARES TR RUS MD CP GR ETF 1M 11K –
ISHARES TR MSCI EMG MKT ETF 576K 14K –
ISHARES TR TRS FLT RT BD 734K 14K –
ISHARES TR CORE MSCI TOTAL 2M 25K –
ISHARES TR CORE S&P MCP ETF 2M 27K –
ISHARES TR CORE S&P500 ETF 16M 28K –
ISHARES TR RUS MID CAP ETF 9M 110K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 1M 24K –
JOHNSON & JOHNSON COM 513K 4K –
MGM RESORTS INTERNATIONAL COM 389K 9K –
MICROSOFT CORP COM 6M 14K –
NEXTERA ENERGY INC COM 539K 8K –
NVIDIA CORPORATION COM 4M 31K –
PROLOGIS INC. COM 267K 2K –
SELECT SECTOR SPDR TR SBI INT-UTILS 366K 5K –
SELECT SECTOR SPDR TR FINANCIAL 705K 17K –
SELECT SECTOR SPDR TR TECHNOLOGY 734K 3K –
SPDR GOLD TR GOLD SHS 617K 3K –
SPDR S&P 500 ETF TR TR UNIT 28M 51K –
SPDR SER TR S&P REGL BKG 1M 26K –
SPDR SER TR PORTFOLIO S&P600 12M 281K –
SPDR SER TR S&P 600 SMCP VAL 857K 11K –
TESLA INC COM 301K 2K –
UNITEDHEALTH GROUP INC COM 394K 773 –
UWM HOLDINGS CORPORATION COM CL A 215K 31K –
VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 589K 6K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 685K 10K –
VANGUARD INDEX FDS GROWTH ETF 326K 872 –
VANGUARD INDEX FDS SM CP VAL ETF 507K 3K –
VANGUARD INDEX FDS MID CAP ETF 1M 5K –
VANGUARD INDEX FDS SMALL CP ETF 3M 15K –
VANGUARD INDEX FDS MCAP VL IDXVIP 6M 37K –
VANGUARD INDEX FDS S&P 500 ETF SHS 320K 640 –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 606K 3K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 21K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 666K 6K –
VANGUARD WORLD FD HEALTH CAR ETF 213K 799 –
VANGUARD WORLD FD CONSUM STP ETF 262K 1K –
VANGUARD WORLD FD INF TECH ETF 422K 732 –
VERIZON COMMUNICATIONS INC COM 542K 13K –
VISA INC COM CL A 224K 854 –