Hedge Fund Database

WADE FINANCIAL ADVISORY, INC.

Adviser information for WADE FINANCIAL ADVISORY, INC. last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 226 $552.7M
Non-Discretionary 29 $120.3M
Total 255 $672.9M

Clients

Type Number RAUM
Individuals 132 $40.3M
HNW Individuals 171 $616.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $13.5M
Charitable organizations <5 $2.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 2
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-113201
SEC ERA File Number 801-113201
SEC CIK Numbers 1802670
SEC CRD Numbers 108627
Legal Entity Identifier None

Principal Office

2105 S. BASCOM AVENUE
SUITE 110
CAMPBELL
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 408-369-7399, Fax: 408-369-0607

Websites

www.wadefa.com/ www.linkedin.com/company/wade-financial-advisory-inc www.facebook.com/wadefinancialadvisory/ mobile.twitter.com/wadefinancial

Chief Compliance Officer

RACHAEL J. BELLAH
CHIEF OPERATING OFFICER
2105 S. BASCOM AVENUE
SUITE 110
CAMPBELL
CA
United States
Tel: 408-369-7399
Fax: 408-369-0607
(Full email address available in API data)

Regulatory Contact

RODNEY WADE
PRESIDENT
2105 S. BASCOM AVENUE
SUITE 110
CAMPBELL
CA
United States
Tel: 408-369-7399
Fax: 408-369-0607
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WADE, RODNEY, DALE Individual – PRESIDENT 01/1992 50-75%
SOLVE, ERIC, MCGILL Individual – OWNER & SENIOR ADVISOR 02/2012 5-10%
BELLAH, RACHAEL, JEANETTE Individual – CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER 01/2014 5-10%
CHAMPANERI, NEELESH, RAMANLAL Individual – CHIEF INVESTMENT OFFICER 01/2021 5-10%
ISAAC, ANNROSE, NMN Individual – SENIOR ADVISOR 01/2021 5-10%

No. Employees, Historic

2010020192020202120222023202420259 on 7/29/20199 on 7/31/201910 on 3/25/202010 on 6/8/202011 on 3/25/202114 on 3/22/202214 on 11/7/202214 on 11/10/20229 on 3/23/20239 on 3/15/2024

RAUM, Historic

700M350M02019202020212022202320242025364242544 on 7/29/2019364242544 on 7/31/2019522359530 on 3/25/2020522359530 on 6/8/2020559984267 on 3/25/2021658862278 on 3/22/2022658862278 on 11/7/2022658862278 on 11/10/2022604881817 on 3/23/2023672931878 on 3/15/2024

No. Clients, Historic

40020002019202020212022202320242025212 on 7/29/2019212 on 7/31/2019268 on 3/25/2020268 on 6/8/2020277 on 3/25/2021304 on 3/22/2022304 on 11/7/2022304 on 11/10/2022260 on 3/23/2023306 on 3/15/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADOBE INC COM 397K 715 –
ADVANCED MICRO DEVICES INC COM 664K 4K –
ALPHABET INC CAP STK CL A 572K 3K –
ALPHABET INC CAP STK CL C 822K 4K –
AMAZON COM INC COM 999K 5K –
APPLE INC COM 4M 17K –
APPLIED MATLS INC COM 1M 5K –
CHEVRON CORP NEW COM 227K 1K –
CISCO SYS INC COM 440K 9K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 3M 44K –
FRANKLIN RESOURCES INC COM 622K 28K –
GE AEROSPACE COM NEW 392K 2K –
GEN DIGITAL INC COM 396K 16K –
HP INC COM 246K 7K –
INTERNATIONAL BUSINESS MACHS COM 215K 1K –
INTUIT COM 244K 372 –
INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 223K 11K –
INVESCO EXCH TRADED FD TR II FTSE RAFI SML 2M 48K –
INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 268K 7K –
INVESCO QQQ TR UNIT SER 1 1M 3K –
ISHARES INC CORE MSCI EMKT 2M 29K –
ISHARES INC EMNG MKTS EQT 4M 95K –
ISHARES INC MSCI EMERG MRKT 6M 110K –
ISHARES TR 20 YR TR BD ETF 576K 6K –
ISHARES TR CORE MSCI EAFE 7M 90K –
ISHARES TR CORE S&P MCP ETF 224K 4K –
ISHARES TR CORE S&P SCP ETF 241K 2K –
ISHARES TR CORE S&P TTL STK 10M 87K –
ISHARES TR CORE S&P500 ETF 789K 1K –
ISHARES TR CORE US AGGBD ET 366K 4K –
ISHARES TR EGSADVNCDMSCI EM 279K 8K –
ISHARES TR ESG AW MSCI EAFE 296K 4K –
ISHARES TR ESG AWARE MSCI 238K 6K –
ISHARES TR ESG AWR MSCI USA 519K 4K –
ISHARES TR ESG EAFE ETF 1M 17K –
ISHARES TR ESG MSCI USA ETF 600K 13K –
ISHARES TR INTL EQTY FACTOR 7M 249K –
ISHARES TR MSCI EAFE ETF 2M 26K –
ISHARES TR MSCI EMG MKT ETF 472K 11K –
ISHARES TR MSCI INTL QUALTY 9M 233K –
ISHARES TR MSCI USA QLT FCT 20M 118K –
ISHARES TR MSCI USA SMCP MN 3M 70K –
ISHARES TR RUS 1000 ETF 274K 920 –
ISHARES TR RUSSELL 2000 ETF 933K 5K –
ISHARES TR RUSSELL 3000 ETF 719K 2K –
ISHARES TR U S EQUITY FACTR 13M 229K –
ISHARES TR US SML CAP EQT 4M 58K –
JOHNSON & JOHNSON COM 272K 2K –
JPMORGAN CHASE & CO. COM 211K 1K –
LOCKHEED MARTIN CORP COM 750K 2K –
MERCK & CO INC COM 254K 2K –
MICROSOFT CORP COM 2M 3K –
ORACLE CORP COM 476K 3K –
PEPSICO INC COM 420K 3K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 373K 14K –
SCHWAB STRATEGIC TR FUNDAMENTAL EMER 1M 45K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 1M 35K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 3M 85K –
SCHWAB STRATEGIC TR FUNDAMENTAL US B 1M 16K –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 1M 17K –
SCHWAB STRATEGIC TR FUNDAMENTAL US S 384K 7K –
SCHWAB STRATEGIC TR INTL EQTY ETF 5M 134K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 272K 6K –
SCHWAB STRATEGIC TR US BRD MKT ETF 6M 88K –
SCHWAB STRATEGIC TR US LRG CAP ETF 753K 12K –
SELECT SECTOR SPDR TR SBI MATERIALS 211K 2K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 2M 60K –
SPDR S&P 500 ETF TR TR UNIT 784K 1K –
SPDR SER TR PORTFOLI S&P1500 2M 31K –
UNITEDHEALTH GROUP INC COM 225K 442 –
VANGUARD INDEX FDS LARGE CAP ETF 25M 99K –
VANGUARD INDEX FDS S&P 500 ETF SHS 846K 2K –
VANGUARD INDEX FDS SMALL CP ETF 3M 13K –
VANGUARD INDEX FDS TOTAL STK MKT 58M 215K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 6M 105K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 48K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 14M 243K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 5M 26K –
VANGUARD STAR FDS VG TL INTL STK F 439K 7K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 19M 379K –
VANGUARD WHITEHALL FDS INTL DVD ETF 5M 56K –