SCOTTSDALE WEALTH PLANNING, INC.
Adviser information for SCOTTSDALE WEALTH PLANNING, INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 271 | $138.4M |
| Non-Discretionary | 0 | $0 |
| Total | 271 | $138.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 35 | $11.2M |
| HNW Individuals | 33 | $127.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-113207 |
|---|---|
| SEC ERA File Number | 801-113207 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169248 |
| Legal Entity Identifier | None |
Principal Office
7033 E. MAIN STREETSUITE 104
SCOTTSDALE
AZ
United States
Monday - Friday, 8:00AM - 5:00PM MST
Tel: (480) 550-8555, Fax: (480) 550-9555
Chief Compliance Officer
PAUL C. OHANIAN
FOUNDER, CHIEF EXECUTIVE OFFICER
7033 E. MAIN STREET
SUITE 104
SCOTTSDALE
AZ
United States
Tel:
(480) 550-8555
Fax:
(480) 550-9555
P*******@***************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OHANIAN, PAUL, CHRISTOPHER | Individual | – | FOUNDER, CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER | 10/2013 | > 75% |