Hedge Fund Database

COMMONS CAPITAL, LLC

Adviser information for COMMONS CAPITAL, LLC last updated from Form ADV on February 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 2
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 465 $161.0M
Non-Discretionary 22 $12.4M
Total 487 $173.4M

Clients

Type Number RAUM
Individuals 130 $32.0M
HNW Individuals 44 $141.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 173.4M
Portfolio Manager to Program Sponsor
CC WRAP FEE PROGRAM COMMONS CAPITAL, LLC

Identifiers

SEC RIA File Number 801-113208
SEC ERA File Number 801-113208
SEC CIK Numbers 1912835
SEC CRD Numbers 165738
Legal Entity Identifier None

Principal Office

254 SECOND AVENUE
SUITE 130
NEEDHAM
MA
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: (617) 431-7200, Fax: (857) 401-9207

Websites

twitter.com/commonscapital www.facebook.com/commonscapital www.linkedin.com/company/commonscapital www.commonsllc.com/ www.instagram.com/commonscapital/

Chief Compliance Officer

JONATHAN D. STRAUS
FOUNDING PRINCIPAL
254 SECOND AVENUE
SUITE 130
NEEDHAM
MA
United States
Tel: (617) 431-5155
Fax: (857) 401-9207
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
STRAUS, JONATHAN, DAVID Individual – FOUNDING PRINCIPAL, PORTFOLIO MANAGER AND CHIEF COMPLIANCE OFFICER 10/2012 > 75%

No. Employees, Historic

105020192020202120222023202420253 on 10/7/20194 on 3/9/20204 on 6/25/20204 on 7/15/20204 on 9/30/20204 on 3/7/20214 on 9/9/20214 on 12/10/20214 on 3/2/20224 on 3/14/20234 on 2/5/2024

RAUM, Historic

200M100M0201920202021202220232024202595414596 on 10/7/2019128453928 on 3/9/2020128453928 on 6/25/2020128453928 on 7/15/2020128453928 on 9/30/2020146478310 on 3/7/2021146478310 on 9/9/2021146478310 on 12/10/2021184316352 on 3/2/2022154989859 on 3/14/2023173420262 on 2/5/2024

No. Clients, Historic

20010002019202020212022202320242025125 on 10/7/2019116 on 3/9/2020116 on 6/25/2020116 on 7/15/2020116 on 9/30/2020126 on 3/7/2021126 on 9/9/2021126 on 12/10/2021149 on 3/2/2022167 on 3/14/2023174 on 2/5/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADOBE INC COM 916K 2K –
ALPHABET INC CAP STK CL A 5M 28K –
ALPHABET INC CAP STK CL C 670K 4K –
AMAZON COM INC COM 6M 29K –
AMERICAN TOWER CORP NEW COM 959K 5K –
APPLE INC COM 9M 41K –
APPLIED MATLS INC COM 291K 1K –
BRISTOL-MYERS SQUIBB CO COM 355K 9K –
BRITISH AMERN TOB PLC SPONSORED ADR 643K 21K –
BROADCOM INC COM 3M 2K –
CHENIERE ENERGY INC COM NEW 271K 2K –
CONOCOPHILLIPS COM 322K 3K –
COSTCO WHSL CORP NEW COM 2M 3K –
DIGITAL RLTY TR INC COM 234K 2K –
EATON VANCE ENHANCED EQUITY COM 232K 11K –
ELI LILLY & CO COM 262K 290 –
ENPHASE ENERGY INC COM 1M 13K –
EXXON MOBIL CORP COM 632K 5K –
GENERAL DYNAMICS CORP COM 882K 3K –
HOME DEPOT INC COM 297K 864 –
HONEYWELL INTL INC COM 2M 8K –
INTERCONTINENTAL EXCHANGE IN COM 803K 6K –
ISHARES TR RUS 1000 GRW ETF 335K 918 –
ISHARES TR 20 YR TR BD ETF 1M 15K –
ISHARES TR RUS 1000 VAL ETF 210K 1K –
JOHNSON & JOHNSON COM 299K 2K –
JPMORGAN CHASE & CO. COM 2M 8K –
MEDICAL PPTYS TRUST INC COM 77K 18K –
MEDIFAST INC COM 599K 27K –
META PLATFORMS INC CL A 3M 5K –
MICROSOFT CORP COM 5M 12K –
NETFLIX INC COM 208K 308 –
NUVEEN S&P 500 BUY-WRITE INC COM 241K 18K –
NVIDIA CORPORATION COM 17M 141K –
OPKO HEALTH INC COM 20K 16K –
OREILLY AUTOMOTIVE INC COM 656K 621 –
PALO ALTO NETWORKS INC COM 4M 11K –
PEPSICO INC COM 478K 3K –
PERMA-FIX ENVIRONMENTAL SVCS COM NEW 223K 22K –
PHILIP MORRIS INTL INC COM 216K 2K –
PROCTER AND GAMBLE CO COM 253K 2K –
PROSHARES TR INVT INT RT HG 213K 3K –
PUBLIC STORAGE OPER CO COM 277K 963 –
RECURSION PHARMACEUTICALS IN CL A 833K 111K –
S&W SEED CO COM 5K 15K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 479K 6K –
SERVICENOW INC COM 1M 2K –
SOUNDHOUND AI INC CLASS A COM 91K 23K –
SPDR GOLD TR GOLD SHS 857K 4K –
SPROTT FDS TR URANIUM MINERS E 255K 5K –
TECHPRECISION CORP COM NEW 238K 69K –
THERMO FISHER SCIENTIFIC INC COM 1M 2K –
TJX COS INC NEW COM 680K 6K –
TORONTO DOMINION BK ONT COM NEW 1M 21K –
UBER TECHNOLOGIES INC COM 233K 3K –
UNITEDHEALTH GROUP INC COM 2M 4K –
WALMART INC COM 380K 6K –
WARNER BROS DISCOVERY INC CALL 74K – –
WELLTOWER INC COM 208K 2K –
ZOETIS INC CL A 1M 6K –