FINANCIAL PLANNING SOLUTIONS, LLC
Adviser information for FINANCIAL PLANNING SOLUTIONS, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 968 | $257.9M |
| Non-Discretionary | 206 | $25.8M |
| Total | 1,174 | $283.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 176 | $149.1M |
| HNW Individuals | 10 | $106.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 11 | $28.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-113221 |
|---|---|
| SEC ERA File Number | 801-113221 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168211 |
| Legal Entity Identifier | None |
Principal Office
134 RUMFORD AVESUITE 203
NEWTON
MA
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 617-630-4978, Fax: None
Websites
www.elderplan.com
www.get-a-second-opinion.com
www.moneymatters4couples.net
www.moneymatters4women.com
www.rickfingerman.com
www.newtoncollegeplanners.com
www.ineedaplanforcollege.com
www.moneymatters4women.org
www.moneymatters4couples.com
www.needacollegeplan.com
www.thecollegedebtcrisis.com
www.yourdivorceisfinal.com
www.linkedin.com/company/financial-planning-solutions
www.planwithfps.com
www.createaplantoday.com
www.moneymatters4couples.org
www.youtube.com/channel/ucb8r9dwiwl7s9kelwprzowq
www.youtube.com/channel/uchknoz05l13gxb1fzqgigaw
www.linkedin.com/in/lyman-h-jackson-cfp/
linkedin.com/in/maggiedolan
www.facebook.com/lyman.jackson?ref=bookmarks
www.facebook.com/rick.fingerman
www.facebook.com/createaplan
twitter.com/financialplanso
www.linkedin.com/in/andrew-holmes-cfp%c2%ae-ccps%e2%84%a2-cslp%c2%ae-6b5527114/
planwithfps.net
Chief Compliance Officer
LYMAN H. JACKSON
MANAGING PARTNER AND CO-FOUNDER
134 RUMFORD AVE
SUITE 203
NEWTON
MA
United States
Tel:
617-630-4978
L****@**************M
(Full email address available in API data)
Regulatory Contact
RICHARD H. FINGERMAN
MANAGING PARTNER AND CO-FOUNDER
134 RUMFORD AVE
SUITE 203
NEWTON
MA
United States
Tel:
617-630-4978
R***@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JACKSON, LYMAN, HOOD | Individual | – | MEMBER AND CHIEF COMPLIANCE OFFICER | 07/2013 | 50-75% |
| FINGERMAN, RICHARD, HOWARD | Individual | – | MEMBER | 07/2013 | 50-75% |