DRIVE WEALTH ADVISERS
DRIVE WEALTH MANAGEMENT, LLC Legal Name
Adviser information for DRIVE WEALTH ADVISERS last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 15 |
| Licensed Agents of an Insurance Company | 8 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,596 | $1.5B |
| Non-Discretionary | 154 | $528.5M |
| Total | 3,750 | $2.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 619 | $119.3M |
| HNW Individuals | 331 | $1.5B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 139 | $326.3M |
| Charitable organizations | 3 | $7.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $20.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)GENERAL CONSULTING SERVICES, FAMILY OFFICE SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSHARE IN THE FEE CHARGED BY THE SUB ADVISER |
Principal Office
3333 N DIGITAL DRIVE#700
LEHI
UT
United States
Monday - Friday, 8:00 AM TO 6:00 PM
Tel: 801-901-6150, Fax: 801-901-6467
Chief Compliance Officer
LOWELL C. CRABB
CCO
3333 N DIGITAL DRIVE
#700
LEHI
UT
United States
Tel:
801-901-6150
Fax:
801-901-6467
L*****@************************M
(Full email address available in API data)
Industry Affiliates
| DRIVE ACCOUNTING SERVICES | Accountant or accounting firm |
| DRIVE INSURANCE SERVICES | Insurance company or agency |
| JAMESTOWN LAW GROUP | Lawyer or law firm |
| YAMA POINT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CRABB FINANCIAL, LLC | Domestic Entity | – | MANAGING MEMBER | 01/2015 | > 75% |
| CRABB, LOWELL, CHARLES | Individual | CRABB FINANCIAL, LLC | MANAGING MEMBER | 01/2008 | > 75% |
| CRABB, LOWELL, CHARLES | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2015 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| DEUTSCHE BANK A G | NAMEN AKT | 199K | 12K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 3M | 8K | – |
| EATON CORP PLC | SHS | 395K | 1K | – |
| FERGUSON PLC NEW | SHS | 226K | 1K | – |
| CHUBB LIMITED | COM | 303K | 1K | – |
| UBS GROUP AG | SHS | 328K | 11K | – |
| CHECK POINT SOFTWARE TECH LT | ORD | 233K | 1K | – |
| ICL GROUP LTD | SHS | 60K | 14K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 457K | 447 | – |
| FERRARI N V | COM | 312K | 763 | – |
| NXP SEMICONDUCTORS N V | COM | 257K | 953 | – |
| AT&T INC | COM | 358K | 19K | – |
| ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 179K | 16K | – |
| ABBOTT LABS | COM | 668K | 6K | – |
| ABBVIE INC | COM | 946K | 6K | – |
| ADOBE INC | COM | 802K | 1K | – |
| ADVANCED MICRO DEVICES INC | COM | 763K | 5K | – |
| ALPHABET INC | CAP STK CL C | 3M | 18K | – |
| ALPHABET INC | CAP STK CL A | 4M | 23K | – |
| AMAZON COM INC | COM | 6M | 29K | – |
| AMERICAN EXPRESS CO | COM | 318K | 1K | – |
| AMERICAN INTL GROUP INC | COM NEW | 276K | 4K | – |
| AMERIPRISE FINL INC | COM | 388K | 909 | – |
| AMPHENOL CORP NEW | CL A | 508K | 8K | – |
| ANALOG DEVICES INC | COM | 301K | 1K | – |
| ANTERO RESOURCES CORP | COM | 341K | 10K | – |
| ELEVANCE HEALTH INC | COM | 494K | 912 | – |
| APPLE INC | COM | 13M | 63K | – |
| APPLIED MATLS INC | COM | 965K | 4K | – |
| ARISTA NETWORKS INC | COM | 539K | 2K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 330K | 4K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 399K | 2K | – |
| AUTOZONE INC | COM | 258K | 87 | – |
| BP PLC | SPONSORED ADR | 212K | 6K | – |
| BANCO BRADESCO S A | SP ADR PFD NEW | 28K | 11K | – |
| BANK AMERICA CORP | COM | 768K | 19K | – |
| BARCLAYS PLC | ADR | 109K | 10K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 20M | 33 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 8M | 20K | – |
| BLACKROCK INC | COM | 502K | 637 | – |
| BLACKROCK MUNIVEST FD INC | COM | 173K | 24K | – |
| BLACKROCK MUNIHOLDINGS QUALI | COM | 136K | 13K | – |
| BLACKROCK MUNIYIELD QUALITY | COM | 139K | 12K | – |
| BLACKROCK MUNIYIELD QUALITY | COM | 148K | 14K | – |
| BOEING CO | COM | 341K | 2K | – |
| BOOKING HOLDINGS INC | COM | 345K | 87 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 276K | 7K | – |
| BROADCOM INC | COM | 2M | 1K | – |
| THE CIGNA GROUP | COM | 504K | 2K | – |
| CME GROUP INC | COM | 270K | 1K | – |
| CSX CORP | COM | 286K | 9K | – |
| CVS HEALTH CORP | COM | 222K | 4K | – |
| CADENCE DESIGN SYSTEM INC | COM | 295K | 958 | – |
| CANADIAN NATL RY CO | COM | 282K | 2K | – |
| CANADIAN NAT RES LTD | COM | 439K | 12K | – |
| CAPITAL ONE FINL CORP | COM | 242K | 2K | – |
| CATERPILLAR INC | COM | 934K | 3K | – |
| CHEVRON CORP NEW | COM | 1M | 7K | – |
| CHUNGHWA TELECOM CO LTD | SPON ADR NEW11 | 218K | 6K | – |
| CHURCH & DWIGHT CO INC | COM | 249K | 2K | – |
| CISCO SYS INC | COM | 832K | 18K | – |
| CINTAS CORP | COM | 314K | 448 | – |
| COCA COLA CO | COM | 630K | 10K | – |
| COLGATE PALMOLIVE CO | COM | 216K | 2K | – |
| CONOCOPHILLIPS | COM | 2M | 15K | – |
| CONSTELLATION ENERGY CORP | COM | 847K | 4K | – |
| COPART INC | COM | 286K | 5K | – |
| CORPAY INC | COM SHS | 203K | 761 | – |
| CORTEVA INC | COM | 245K | 5K | – |
| COSTCO WHSL CORP NEW | COM | 1M | 1K | – |
| DANAHER CORPORATION | COM | 408K | 2K | – |
| DEERE & CO | COM | 694K | 2K | – |
| DELL TECHNOLOGIES INC | CL C | 217K | 2K | – |
| DIAGEO PLC | SPON ADR NEW | 414K | 3K | – |
| DIAMONDBACK ENERGY INC | COM | 251K | 1K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 5M | 159K | – |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 536K | 21K | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 1M | 23K | – |
| DIMENSIONAL ETF TRUST | EMERGING MARKETS | 2M | 59K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 271K | 8K | – |
| DIMENSIONAL ETF TRUST | INTL HIGH PROFIT | 1M | 55K | – |
| DIMENSIONAL ETF TRUST | US REAL ESTATE E | 523K | 24K | – |
| DIMENSIONAL ETF TRUST | INFLATION PROTE | 437K | 11K | – |
| DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 439K | 11K | – |
| DISNEY WALT CO | COM | 571K | 6K | – |
| DR REDDYS LABS LTD | ADR | 206K | 3K | – |
| DUPONT DE NEMOURS INC | COM | 263K | 3K | – |
| EOG RES INC | COM | 284K | 2K | – |
| ECOLAB INC | COM | 210K | 879 | – |
| ENBRIDGE INC | COM | 275K | 8K | – |
| ENCOMPASS HEALTH CORP | COM | 209K | 2K | – |
| ENEL CHILE S.A. | SPONSORED ADR | 87K | 31K | – |
| EQUINIX INC | COM | 316K | 418 | – |
| EXXON MOBIL CORP | COM | 3M | 27K | – |
| FS KKR CAP CORP | COM | 4M | 220K | – |
| META PLATFORMS INC | CL A | 3M | 7K | – |
| FAIR ISAAC CORP | COM | 665K | 447 | – |
| FASTENAL CO | COM | 288K | 5K | – |
| FIRST TR EXCHANGE-TRADED FD | INTL DEV STRNGTH | 519K | 15K | – |
| FORD MTR CO DEL | COM | 142K | 11K | – |
| FRANCO NEV CORP | COM | 355K | 3K | – |
| FRANKLIN TEMPLETON ETF TR | SENIOR LOAN ETF | 206K | 8K | – |
| FREEPORT-MCMORAN INC | CL B | 479K | 10K | – |
| GALLAGHER ARTHUR J & CO | COM | 507K | 2K | – |
| GENERAL DYNAMICS CORP | COM | 449K | 2K | – |
| GE AEROSPACE | COM NEW | 378K | 2K | – |
| GENERAL MLS INC | COM | 242K | 4K | – |
| GENERAL MTRS CO | COM | 201K | 4K | – |
| GLADSTONE INVT CORP | COM | 174K | 13K | – |
| GLOBAL X FDS | US PFD ETF | 397K | 20K | – |
| GOLDMAN SACHS GROUP INC | COM | 390K | 863 | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA INT | 3M | 76K | – |
| GOLDMAN SACHS ETF TR | MARKETBETA INTL | 2M | 42K | – |
| PEAKSTONE REALTY TRUST | COMMON SHARES | 460K | 42K | – |
| HSBC HLDGS PLC | SPON ADR NEW | 277K | 6K | – |
| HP INC | COM | 205K | 6K | – |
| HARROW INC | COM | 617K | 30K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 231K | 2K | – |
| HERSHEY CO | COM | 239K | 1K | – |
| HESS CORP | COM | 678K | 5K | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 234K | 11K | – |
| HILTON WORLDWIDE HLDGS INC | COM | 285K | 1K | – |
| HOME DEPOT INC | COM | 1M | 4K | – |
| HONEYWELL INTL INC | COM | 1M | 5K | – |
| HOPE BANCORP INC | COM | 112K | 10K | – |
| HUNT J B TRANS SVCS INC | COM | 278K | 2K | – |
| ICICI BANK LIMITED | ADR | 306K | 11K | – |
| ILLINOIS TOOL WKS INC | COM | 345K | 1K | – |
| INFOSYS LTD | SPONSORED ADR | 225K | 12K | – |
| ING GROEP N.V. | SPONSORED ADR | 195K | 11K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 262K | 8K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 221K | 2K | – |
| POWERSHARES ACTIVELY MANAGED | ULTRA SHRT DUR | 6M | 129K | – |
| INVESCO QQQ TR | UNIT SER 1 | 722K | 2K | – |
| INTUITIVE SURGICAL INC | COM NEW | 559K | 1K | – |
| INTUIT | COM | 493K | 750 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL ENR | 499K | 6K | – |
| INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 518K | 29K | – |
| INVESCO EXCH TRADED FD TR II | FTSE RAFI EMNG | 1M | 71K | – |
| INVESCO EXCH TRADED FD TR II | FTSE RAFI DEV | 1M | 29K | – |
| ISHARES INC | MSCI EQUAL WEITE | 1M | 12K | – |
| ISHARES TR | CORE S&P TTL STK | 303K | 3K | – |
| ISHARES TR | CORE S&P500 ETF | 32M | 58K | – |
| ISHARES TR | 7-10 YR TRSY BD | 448K | 5K | – |
| ISHARES TR | 1 3 YR TREAS BD | 675K | 8K | – |
| ISHARES TR | EXPANDED TECH | 206K | 2K | – |
| ISHARES TR | RUS 1000 GRW ETF | 1M | 4K | – |
| ISHARES TR | U.S. TECH ETF | 532K | 4K | – |
| ISHARES TR | CORE S&P SCP ETF | 3M | 33K | – |
| ISHARES TR | IBOXX HI YD ETF | 1M | 18K | – |
| ISHARES TR | CRE U S REIT ETF | 553K | 10K | – |
| ISHARES TR | SHORT TREAS BD | 7M | 60K | – |
| ISHARES TR | US HLTHCR PR ETF | 578K | 11K | – |
| ISHARES TR | US TREAS BD ETF | 6M | 254K | – |
| ISHARES TR | MSCI USA QLT FCT | 696K | 4K | – |
| ISHARES TR | CORE DIV GRWTH | 1M | 26K | – |
| ISHARES TR | BLACKROCK ULTRA | 7M | 132K | – |
| ISHARES TR | MORTGE REL ETF | 746K | 34K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 2M | 22K | – |
| JPMORGAN CHASE & CO. | COM | 2M | 10K | – |
| J P MORGAN EXCHANGE TRADED F | US VALUE FACTR | 2M | 40K | – |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 232K | 4K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 550K | 11K | – |
| J P MORGAN EXCHANGE TRADED F | INTL BD OPP ETF | 242K | 5K | – |
| JOHNSON & JOHNSON | COM | 1M | 10K | – |
| KLA CORP | COM NEW | 453K | 550 | – |
| KKR & CO INC | COM | 243K | 2K | – |
| KIMBERLY-CLARK CORP | COM | 292K | 2K | – |
| KOREA ELEC PWR CORP | SPONSORED ADR | 75K | 11K | – |
| LG DISPLAY CO LTD | SPONS ADR REP | 50K | 12K | – |
| LPL FINL HLDGS INC | COM | 269K | 962 | – |
| LAM RESEARCH CORP | COM | 276K | 259 | – |
| ELI LILLY & CO | COM | 2M | 2K | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 108K | 39K | – |
| LOWES COS INC | COM | 418K | 2K | – |
| MFS MUN INCOME TR | SH BEN INT | 96K | 18K | – |
| MACATAWA BK CORP | COM | 188K | 13K | – |
| MARSH & MCLENNAN COS INC | COM | 291K | 1K | – |
| MARRIOTT INTL INC NEW | CL A | 605K | 3K | – |
| MARTIN MARIETTA MATLS INC | COM | 233K | 431 | – |
| MASTERCARD INCORPORATED | CL A | 1M | 3K | – |
| MCDONALDS CORP | COM | 467K | 2K | – |
| MCKESSON CORP | COM | 572K | 978 | – |
| MERCK & CO INC | COM | 1M | 9K | – |
| METLIFE INC | COM | 296K | 4K | – |
| MFS HIGH INCOME MUN TR | SH BEN INT | 87K | 23K | – |
| MFS HIGH YIELD MUN TR | SH BEN INT | 117K | 34K | – |
| MICROSOFT CORP | COM | 11M | 24K | – |
| MICRON TECHNOLOGY INC | COM | 891K | 7K | – |
| MONDELEZ INTL INC | CL A | 358K | 5K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 301K | 778 | – |
| NVR INC | COM | 212K | 28 | – |
| NCINO INC | COM | 4M | 135K | – |
| NETAPP INC | COM | 230K | 2K | – |
| NETFLIX INC | COM | 1M | 2K | – |
| NEXTERA ENERGY INC | COM | 367K | 5K | – |
| NIKE INC | CL B | 959K | 13K | – |
| NOKIA CORP | SPONSORED ADR | 52K | 14K | – |
| NOMURA HLDGS INC | SPONSORED ADR | 74K | 13K | – |
| NORTHROP GRUMMAN CORP | COM | 232K | 531 | – |
| NOVO-NORDISK A S | ADR | 1M | 9K | – |
| NUVEEN AMT FREE QLTY MUN INC | COM | 162K | 14K | – |
| NVIDIA CORPORATION | COM | 9M | 74K | – |
| NUVEEN QUALITY MUNCP INCOME | COM | 259K | 22K | – |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 144K | 12K | – |
| NUVEEN AMT FREE MUN CR INC F | COM | 158K | 13K | – |
| NUVEEN FLOATING RATE INCOME | COM | 139K | 16K | – |
| NUTRIEN LTD | COM | 633K | 12K | – |
| OREILLY AUTOMOTIVE INC | COM | 285K | 270 | – |
| OCCIDENTAL PETE CORP | COM | 559K | 9K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 293K | 2K | – |
| ONEOK INC NEW | COM | 216K | 3K | – |
| ORACLE CORP | COM | 934K | 7K | – |
| OVINTIV INC | COM | 471K | 10K | – |
| PG&E CORP | COM | 249K | 14K | – |
| PGIM ETF TR | PGIM ULTRA SH BD | 860K | 17K | – |
| PACCAR INC | COM | 297K | 3K | – |
| PALO ALTO NETWORKS INC | COM | 302K | 890 | – |
| PARKER-HANNIFIN CORP | COM | 317K | 627 | – |
| PAYPAL HLDGS INC | COM | 242K | 4K | – |
| PEPSICO INC | COM | 777K | 5K | – |
| PFIZER INC | COM | 576K | 21K | – |
| PHILLIPS 66 | COM | 557K | 4K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 280K | 3K | – |
| PROCTER AND GAMBLE CO | COM | 1M | 8K | – |
| PROGRESSIVE CORP | COM | 434K | 2K | – |
| PURECYCLE TECHNOLOGIES INC | COM | 74K | 13K | – |
| PURE STORAGE INC | CL A | 205K | 3K | – |
| QUALCOMM INC | COM | 868K | 4K | – |
| RANGE RES CORP | COM | 264K | 8K | – |
| RAYMOND JAMES FINL INC | COM | 322K | 3K | – |
| RTX CORPORATION | COM | 629K | 6K | – |
| REGENERON PHARMACEUTICALS | COM | 349K | 332 | – |
| RELX PLC | SPONSORED ADR | 221K | 5K | – |
| ROSS STORES INC | COM | 230K | 2K | – |
| ROYAL BK CDA | COM | 288K | 3K | – |
| SHELL PLC | SPON ADS | 504K | 7K | – |
| S&P GLOBAL INC | COM | 465K | 1K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 449K | 822 | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 1M | 32K | – |
| SPDR SER TR | S&P 600 SMCP VAL | 285K | 4K | – |
| SPDR SER TR | PORTFOLIO INTRMD | 273K | 8K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 1M | 16K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 1M | 25K | – |
| SPDR SER TR | S&P 400 MDCP GRW | 851K | 10K | – |
| SPDR SER TR | S&P 400 MDCP VAL | 736K | 10K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 5M | 113K | – |
| SPDR SER TR | MSCI USA STRTGIC | 529K | 4K | – |
| SALESFORCE INC | COM | 665K | 3K | – |
| SAP SE | SPON ADR | 426K | 2K | – |
| SCHLUMBERGER LTD | COM STK | 280K | 6K | – |
| SCHWAB CHARLES CORP | COM | 688K | 9K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 304K | 1K | – |
| SERVICENOW INC | COM | 596K | 758 | – |
| SIRIUS XM HOLDINGS INC | COM | 51K | 18K | – |
| SOFI TECHNOLOGIES INC | COM | 233K | 35K | – |
| SOUTHERN CO | COM | 303K | 4K | – |
| SOUTHERN COPPER CORP | COM | 263K | 2K | – |
| BLOCK INC | CL A | 2M | 26K | – |
| STARBUCKS CORP | COM | 810K | 10K | – |
| STRYKER CORPORATION | COM | 223K | 653 | – |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 279K | 21K | – |
| SUNCOR ENERGY INC NEW | COM | 229K | 6K | – |
| SUNRUN INC | COM | 492K | 41K | – |
| SYNOPSYS INC | COM | 359K | 604 | – |
| TJX COS INC NEW | COM | 385K | 3K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 2M | 10K | – |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 265K | 2K | – |
| TESLA INC | COM | 1M | 7K | – |
| TEXAS INSTRS INC | COM | 215K | 1K | – |
| THE REALREAL INC | COM | 32K | 10K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 1M | 2K | – |
| TORONTO DOMINION BK ONT | COM NEW | 288K | 5K | – |
| TOYOTA MOTOR CORP | ADS | 404K | 2K | – |
| TRACTOR SUPPLY CO | COM | 213K | 787 | – |
| TRAVELERS COMPANIES INC | COM | 360K | 2K | – |
| US BANCORP DEL | COM NEW | 643K | 16K | – |
| UBER TECHNOLOGIES INC | COM | 351K | 5K | – |
| UNILEVER PLC | SPON ADR NEW | 317K | 6K | – |
| UNION PAC CORP | COM | 605K | 3K | – |
| UNITED MICROELECTRONICS CORP | SPON ADR NEW | 128K | 15K | – |
| UNITED PARCEL SERVICE INC | CL B | 408K | 3K | – |
| UNITED RENTALS INC | COM | 205K | 317 | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 4K | – |
| UNIVERSAL HLTH SVCS INC | CL B | 225K | 1K | – |
| VALERO ENERGY CORP | COM | 922K | 6K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 201K | 6K | – |
| VANECK ETF TRUST | MORTGAGE REIT | 2M | 167K | – |
| VANGUARD WORLD FD | EXTENDED DUR | 1M | 15K | – |
| VANGUARD WELLINGTON FD | US MOMENTUM | 1M | 8K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 19M | 376K | – |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 2M | 25K | – |
| VANGUARD WORLD FD | ENERGY ETF | 225K | 2K | – |
| VANGUARD WORLD FD | INF TECH ETF | 375K | 650 | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 260K | 2K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 213K | 2K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 12M | 272K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 249K | 4K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 3M | 42K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 2M | 37K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 2M | 4K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 227K | 3K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 9M | 35K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 4M | 16K | – |
| VERIZON COMMUNICATIONS INC | COM | 453K | 11K | – |
| VERTEX PHARMACEUTICALS INC | COM | 516K | 1K | – |
| VISA INC | COM CL A | 1M | 5K | – |
| VULCAN MATLS CO | COM | 224K | 899 | – |
| WALMART INC | COM | 1M | 16K | – |
| WASTE MGMT INC DEL | COM | 427K | 2K | – |
| WELLS FARGO CO NEW | COM | 1M | 23K | – |
| WIPRO LTD | SPON ADR 1 SH | 113K | 19K | – |
| WISDOMTREE TR | EMER MKT HIGH FD | 1M | 28K | – |
| WISDOMTREE TR | GLB US QTLY DIV | 548K | 14K | – |
| WISDOMTREE TR | EM EX ST-OWNED | 1M | 45K | – |
| WISDOMTREE TR | ITL HDG QTLY DIV | 960K | 21K | – |
| WISDOMTREE TR | US QUALITY GROW | 203K | 5K | – |
| WISDOMTREE TR | EMERGING MARKETS | 640K | 22K | – |
| ZIONS BANCORPORATION N A | COM | 258K | 6K | – |
| ZOETIS INC | CL A | 250K | 1K | – |