D C VOSS & COMPANY, LLC
Adviser information for D C VOSS & COMPANY, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $9.2M |
| Non-Discretionary | 218 | $179.0M |
| Total | 229 | $188.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 19 | $11.9M |
| HNW Individuals | 34 | $175.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $1.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-113225 |
|---|---|
| SEC ERA File Number | 801-113225 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 123392 |
| Legal Entity Identifier | None |
Principal Office
4 LEAMINGTON CTHILTON HEAD ISLLAND
SC
United States
Monday - Friday, 8:30 - 5:00
Tel: 513-604-2659, Fax: 513-672-0150
Chief Compliance Officer
DAVID VOSS
PRESIDENT
4 LEAMINGTON CT
HILTON HEAD ISLAND
SC
United States
Tel:
513-604-2659
Fax:
513-672-0150
D***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VOSS, DAVID, CHARLES | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | 09/2002 | > 75% |