TRANQUILITY PARTNERS, LLC
Adviser information for TRANQUILITY PARTNERS, LLC last updated from Form ADV on January 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 696 | $538.6M |
| Non-Discretionary | 42 | $19.1M |
| Total | 738 | $557.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 113 | $36.7M |
| HNW Individuals | 87 | $520.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $360,450 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Principal Office
5214 MARYLAND WAYSUITE 405
BRENTWOOD
TN
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 615-432-5370, Fax: N/A
Chief Compliance Officer
JOHN KERSTAN CRAWFORD
COO/CCO
5214 MARYLAND WAY
SUITE 405
BRENTWOOD
TN
United States
Tel:
615-432-5372
Fax:
N/A
J********@**********************M
(Full email address available in API data)
Regulatory Contact
JAMES GOLLADAY BAKER III
CEO
5214 MARYLAND WAY
SUITE 405
BRENTWOOD
TN
United States
Tel:
615-432-5370
Fax:
N/A
J*****@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAKER, JAMES, GOLLADAY | Individual | – | CEO | 10/2015 | 50-75% |
| Crawford, John, Kerstan | Individual | – | COO/CCO | 10/2015 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBVIE INC | COM | 1M | 7K | – |
| ACADIA HEALTHCARE COMPANY IN | COM | 235K | 3K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 215K | 707 | – |
| ADOBE INC | COM | 675K | 1K | – |
| ADVANCED DRAIN SYS INC DEL | COM | 216K | 1K | – |
| ADVANCED MICRO DEVICES INC | COM | 203K | 1K | – |
| ALCON AG | ORD SHS | 461K | 5K | – |
| ALPHABET INC | CAP STK CL C | 3M | 14K | – |
| ALPHABET INC | CAP STK CL A | 4M | 22K | – |
| AMAZON COM INC | COM | 6M | 31K | – |
| AMERICAN CENTY ETF TR | US EQT ETF | 385K | 4K | – |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 434K | 7K | – |
| AMERICAN CENTY ETF TR | US LARGE CAP VLU | 746K | 12K | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 2M | 27K | – |
| AMERICAN TOWER CORP NEW | COM | 1M | 6K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 202K | 2K | – |
| AMPHENOL CORP NEW | CL A | 962K | 14K | – |
| APPLE INC | COM | 9M | 45K | – |
| APTIV PLC | SHS | 419K | 6K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 1M | 4K | – |
| BANK AMERICA CORP | COM | 711K | 18K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 5K | – |
| BGC GROUP INC | CL A | 489K | 59K | – |
| BIOMARIN PHARMACEUTICAL INC | COM | 431K | 5K | – |
| BLACKROCK INC | COM | 798K | 1K | – |
| BLACKSTONE INC | COM | 9M | 75K | – |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 6M | 199K | – |
| BLACKSTONE SENI FLTN RAT 202 | COM | 1M | 97K | – |
| BLACKSTONE STRATEGIC CRED 20 | COM SHS BEN IN | 1M | 124K | – |
| BLUE OWL CAPITAL CORPORATION | COM | 2M | 152K | – |
| BLUE OWL CAPITAL INC | COM CL A | 4M | 251K | – |
| BOSTON SCIENTIFIC CORP | COM | 408K | 5K | – |
| BROADCOM INC | COM | 1M | 624 | – |
| BROOKFIELD INFRAST PARTNERS | LP INT UNIT | 2M | 79K | – |
| BROOKFIELD INFRASTRUCTURE CO | COM SB VTG SHS A | 607K | 18K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 448K | 6K | – |
| CARLYLE GROUP INC | COM | 200K | 5K | – |
| CDW CORP | COM | 894K | 4K | – |
| CHART INDS INC | COM | 253K | 2K | – |
| CHENIERE ENERGY INC | COM NEW | 866K | 5K | – |
| CHEVRON CORP NEW | COM | 526K | 3K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 238K | 4K | – |
| CINTAS CORP | COM | 403K | 576 | – |
| CISCO SYS INC | COM | 396K | 8K | – |
| COCA COLA CO | COM | 2M | 24K | – |
| CONSTELLATION BRANDS INC | CL A | 968K | 4K | – |
| COOPER COS INC | COM | 761K | 9K | – |
| COSTCO WHSL CORP NEW | COM | 6M | 7K | – |
| CSX CORP | COM | 578K | 17K | – |
| CVS HEALTH CORP | COM | 313K | 5K | – |
| DANAHER CORPORATION | COM | 377K | 2K | – |
| DIGITAL RLTY TR INC | COM | 304K | 2K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 211K | 4K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 235K | 5K | – |
| DIMENSIONAL ETF TRUST | INTL HIGH PROFIT | 286K | 11K | – |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 424K | 11K | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 444K | 12K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQUITY | 338K | 13K | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS VA | 406K | 15K | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP E | 374K | 15K | – |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 566K | 22K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 782K | 26K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 1M | 32K | – |
| DOMINION ENERGY INC | COM | 311K | 6K | – |
| EATON CORP PLC | SHS | 1M | 5K | – |
| ECOLAB INC | COM | 538K | 2K | – |
| ELI LILLY & CO | COM | 856K | 946 | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 301K | 19K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 662K | 23K | – |
| EXXON MOBIL CORP | COM | 295K | 3K | – |
| FAIR ISAAC CORP | COM | 411K | 276 | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 438K | 3K | – |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 322K | 7K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 864K | 16K | – |
| FIRSTENERGY CORP | COM | 695K | 18K | – |
| FREEPORT-MCMORAN INC | CL B | 519K | 11K | – |
| GARTNER INC | COM | 522K | 1K | – |
| GENERAL DYNAMICS CORP | COM | 285K | 984 | – |
| GOLDMAN SACHS GROUP INC | COM | 2M | 4K | – |
| GOLUB CAP BDC INC | COM | 5M | 347K | – |
| HCA HEALTHCARE INC | COM | 5M | 17K | – |
| HOME DEPOT INC | COM | 780K | 2K | – |
| HONEYWELL INTL INC | COM | 767K | 4K | – |
| ILLUMINA INC | COM | 267K | 3K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 1M | 6K | – |
| INTUIT | COM | 360K | 548 | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 1M | 22K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 2M | 15K | – |
| INVESCO QQQ TR | UNIT SER 1 | 1M | 3K | – |
| IQVIA HLDGS INC | COM | 3M | 17K | – |
| ISHARES INC | CORE MSCI EMKT | 1M | 22K | – |
| ISHARES INC | MSCI GBL MIN VOL | 306K | 3K | – |
| ISHARES TR | MSCI USA MMENTM | 217K | 1K | – |
| ISHARES TR | U.S. TECH ETF | 279K | 2K | – |
| ISHARES TR | RUS 1000 ETF | 619K | 2K | – |
| ISHARES TR | S&P 500 GRWT ETF | 254K | 3K | – |
| ISHARES TR | EAFE GRWTH ETF | 404K | 4K | – |
| ISHARES TR | RUSSELL 2000 ETF | 903K | 4K | – |
| ISHARES TR | RUS 2000 GRW ETF | 1M | 4K | – |
| ISHARES TR | RUS 1000 GRW ETF | 2M | 5K | – |
| ISHARES TR | US SML CAP EQT | 324K | 5K | – |
| ISHARES TR | MSCI USA VALUE | 582K | 6K | – |
| ISHARES TR | CORE S&P500 ETF | 3M | 6K | – |
| ISHARES TR | RUS 1000 VAL ETF | 1M | 6K | – |
| ISHARES TR | RUS MID CAP ETF | 526K | 6K | – |
| ISHARES TR | RUS MDCP VAL ETF | 892K | 7K | – |
| ISHARES TR | EAFE VALUE ETF | 424K | 8K | – |
| ISHARES TR | EAFE SML CP ETF | 529K | 9K | – |
| ISHARES TR | CORE MSCI EAFE | 699K | 10K | – |
| ISHARES TR | S&P 500 VAL ETF | 2M | 10K | – |
| ISHARES TR | MSCI USA QLT FCT | 2M | 12K | – |
| ISHARES TR | CORE MSCI INTL | 773K | 12K | – |
| ISHARES TR | U S EQUITY FACTR | 715K | 13K | – |
| ISHARES TR | MSCI USA MIN VOL | 1M | 16K | – |
| ISHARES TR | CORE S&P TTL STK | 2M | 16K | – |
| ISHARES TR | CORE S&P SCP ETF | 2M | 22K | – |
| ISHARES TR | CORE S&P MCP ETF | 2M | 31K | – |
| ISHARES TR | CORE DIV GRWTH | 4M | 72K | – |
| ISHARES TR | US HLTHCARE ETF | 625K | 10K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 254K | 5K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 907K | 16K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 1M | 20K | – |
| JOHNSON & JOHNSON | COM | 1M | 10K | – |
| JPMORGAN CHASE & CO. | COM | 4M | 19K | – |
| KAYNE ANDERSON ENERGY INFRST | COM | 184K | 18K | – |
| LINDE PLC | SHS | 227K | 518 | – |
| MARATHON PETE CORP | COM | 2M | 10K | – |
| MASTERCARD INCORPORATED | CL A | 4M | 9K | – |
| MERCK & CO INC | COM | 663K | 5K | – |
| MICROSOFT CORP | COM | 17M | 38K | – |
| MONDELEZ INTL INC | CL A | 247K | 4K | – |
| NETFLIX INC | COM | 560K | 830 | – |
| NEUBERGER BERMAN ETF TRUST | SMALL MID CAP ET | 429K | 17K | – |
| NEW MTN FIN CORP | COM | 5M | 389K | – |
| NEWMARK GROUP INC | CL A | 1M | 139K | – |
| NEXTERA ENERGY INC | COM | 1M | 16K | – |
| NORTH AMERN CONSTR GROUP LTD | COM | 257K | 13K | – |
| NUVEEN CHURCHILL DIRECT LEND | COM SHS | 277K | 16K | – |
| NVIDIA CORPORATION | COM | 5M | 38K | – |
| ONEOK INC NEW | COM | 942K | 12K | – |
| PACER FDS TR | US CASH COWS 100 | 492K | 9K | – |
| PALO ALTO NETWORKS INC | COM | 983K | 3K | – |
| PEPSICO INC | COM | 939K | 6K | – |
| PFIZER INC | COM | 275K | 10K | – |
| PHILIP MORRIS INTL INC | COM | 246K | 2K | – |
| PHILLIPS 66 | COM | 267K | 2K | – |
| PROCTER AND GAMBLE CO | COM | 397K | 2K | – |
| PROGRESSIVE CORP | COM | 847K | 4K | – |
| PROLOGIS INC. | COM | 227K | 2K | – |
| PROSHARES TR | S&P 500 DV ARIST | 408K | 4K | – |
| QUALCOMM INC | COM | 606K | 3K | – |
| RAYMOND JAMES FINL INC | COM | 738K | 6K | – |
| ROPER TECHNOLOGIES INC | COM | 560K | 993 | – |
| RTX CORPORATION | COM | 384K | 4K | – |
| S&P GLOBAL INC | COM | 1M | 2K | – |
| SALESFORCE INC | COM | 765K | 3K | – |
| SCHWAB CHARLES CORP | COM | 1M | 18K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 308K | 5K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 508K | 7K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 422K | 9K | – |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | 338K | 10K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 446K | 4K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 224K | 2K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 893K | 4K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 648K | 10K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 1M | 28K | – |
| SERVICE CORP INTL | COM | 700K | 10K | – |
| SERVICENOW INC | COM | 304K | 387 | – |
| SHELL PLC | SPON ADS | 308K | 4K | – |
| SOUTHERN CO | COM | 368K | 5K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 269K | 8K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 1M | 2K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 224K | 418 | – |
| SPDR SER TR | PRTFLO S&P500 VL | 267K | 5K | – |
| SPDR SER TR | PORTFOLIO S&P400 | 255K | 5K | – |
| SURGERY PARTNERS INC | COM | 1M | 62K | – |
| T-MOBILE US INC | COM | 474K | 3K | – |
| TESLA INC | COM | 305K | 2K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 1M | 2K | – |
| TJX COS INC NEW | COM | 2M | 14K | – |
| TRANSDIGM GROUP INC | COM | 457K | 358 | – |
| UNION PAC CORP | COM | 971K | 4K | – |
| UNITED BANKSHARES INC WEST V | COM | 947K | 29K | – |
| UNITEDHEALTH GROUP INC | COM | 5M | 9K | – |
| VALERO ENERGY CORP | COM | 528K | 3K | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 5M | 58K | – |
| VANECK ETF TRUST | MORNINGSTAR SMID | 312K | 10K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 2M | 10K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 3M | 5K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 273K | 1K | – |
| VANGUARD INDEX FDS | VALUE ETF | 204K | 1K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 723K | 3K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 1M | 5K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 1M | 5K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 1M | 5K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 318K | 3K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 277K | 4K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 270K | 3K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 292K | 4K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 330K | 1K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 3M | 16K | – |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 334K | 4K | – |
| VANGUARD WORLD FD | UTILITIES ETF | 1M | 7K | – |
| VANGUARD WORLD FD | ENERGY ETF | 705K | 6K | – |
| VERISK ANALYTICS INC | COM | 892K | 3K | – |
| VISA INC | COM CL A | 2M | 8K | – |
| WALMART INC | COM | 308K | 5K | – |
| WASTE CONNECTIONS INC | COM | 787K | 4K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 382K | 5K | – |
| WISDOMTREE TR | US HIGH DIVIDEND | 497K | 6K | – |
| WISDOMTREE TR | US LARGECAP DIVD | 1M | 16K | – |
| ZOETIS INC | CL A | 1M | 8K | – |