R.P. BOGGS & CO. WEALTH MANAGEMENT
R.P. BOGGS & CO. Legal Name
Adviser information for R.P. BOGGS & CO. WEALTH MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Carolina, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 722 | $225.6M |
| Non-Discretionary | 98 | $9.4M |
| Total | 820 | $235.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 141 | $78.0M |
| HNW Individuals | 77 | $144.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $11.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPRIVATE INVESTMENT MANAGEMENT SERVICES |
|---|---|
| Compensation | % of AUMHourly charges |
Principal Office
4100 CHARLOTTE HWY.LAKE WYLIE
SC
United States
Monday - Friday, 8:30 AM - 4:30 PM
Tel: 803-831-0911, Fax: None
Chief Compliance Officer
DEREK MARTIN LEWIS
CHIEF COMPLIANCE OFFICER
4100 CHARLOTTE HWY.
LAKE WYLIE
SC
United States
Tel:
803-831-0911
D****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOGGS, ROBERT, PAUL | Individual | – | PRESIDENT | 07/2000 | > 75% |
| LEWIS, DEREK, MARTIN | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2018 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| CONSTRUCTION PARTNERS INC | COM CL A | 17M | 312K | – |
| SPDR GOLD TR | GOLD SHS | 15M | 71K | – |
| CADRE HLDGS INC | COM | 13M | 388K | – |
| HEICO CORP NEW | CL A | 10M | 54K | – |
| REGENERON PHARMACEUTICALS | COM | 9M | 9K | – |
| WASTE CONNECTIONS INC | COM | 9M | 49K | – |
| TYLER TECHNOLOGIES INC | COM | 8M | 16K | – |
| CASELLA WASTE SYS INC | CL A | 8M | 81K | – |
| TRANSCAT INC | COM | 8M | 66K | – |
| SERVICE CORP INTL | COM | 8M | 110K | – |
| ROPER TECHNOLOGIES INC | COM | 8M | 14K | – |
| OCCIDENTAL PETE CORP | COM | 7M | 118K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 7M | 33K | – |
| FIRSTSERVICE CORP NEW | COM | 7M | 47K | – |
| DANAHER CORPORATION | COM | 7M | 27K | – |
| CANADIAN NAT RES LTD | COM | 7M | 189K | – |
| ATKORE INC | COM | 6M | 48K | – |
| CUSTOM TRUCK ONE SOURCE INC | COM CL A | 6M | 1M | – |
| FULL HSE RESORTS INC | COM | 5M | 918K | – |
| ISHARES GOLD TR | ISHARES NEW | 411K | 9K | – |