Hedge Fund Database

COLONIAL RIVER WEALTH MANAGEMENT LLC

COLONIAL RIVER INVESTMENTS, LLC Legal Name

Adviser information for COLONIAL RIVER WEALTH MANAGEMENT LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Virginia, United States

Employees

Total Number of Employees 16
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 10
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 9
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,415 $274.6M
Non-Discretionary 0 $0
Total 1,415 $274.6M

Clients

Type Number RAUM
Individuals 905 $85.4M
HNW Individuals 138 $189.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 274.6M
Portfolio Manager to Program Sponsor
COLONIAL RIVER WRAP FEE PROGRAM COLONIAL RIVER WEALTH MANAGEMENT LLC

Identifiers

SEC RIA File Number 801-113243
SEC ERA File Number 801-113243
SEC CIK Numbers 1845859
SEC CRD Numbers 284839
Legal Entity Identifier None

Principal Office

340 BROWNS HILL COURT
MIDLOTHIAN
VA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: (804) 335-1200, Fax: (804) 381-4569

Websites

www.colonialriver.com/ www.facebook.com/colonialriverwealthmanagement/ twitter.com/colonialriverva www.linkedin.com/company/colonialriver/ www.linkedin.com/in/devin-garofalo-aif-270b2b4/

Chief Compliance Officer

DEVIN J. GAROFALO
PRESIDENT
340 BROWNS HILL COURT
MIDLOTHIAN
VA
United States
Tel: (804) 335-1200
Fax: (804) 381-4569
(Full email address available in API data)

Industry Affiliates

COLONIAL RIVER FINANCIAL, LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GAROFALO, DEVIN, J Individual – MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER 10/2016 > 75%

No. Employees, Historic

30150201920202021202220232024202527 on 5/30/201921 on 3/27/202021 on 6/16/202021 on 6/25/202021 on 7/30/202021 on 11/5/202021 on 11/16/202020 on 3/30/202120 on 10/1/202123 on 3/30/202223 on 4/28/202223 on 9/28/202223 on 10/20/202223 on 1/5/202321 on 3/17/202321 on 9/29/202316 on 3/4/2024

RAUM, Historic

600M300M02019202020212022202320242025136306993 on 5/30/2019174143344 on 3/27/2020174143344 on 6/16/2020174143344 on 6/25/2020174143344 on 7/30/2020174143344 on 11/5/2020174143344 on 11/16/2020293628615 on 3/30/2021293628615 on 10/1/2021484029067 on 3/30/2022484029067 on 4/28/2022484029067 on 9/28/2022484029067 on 10/20/2022484029067 on 1/5/2023586479160 on 3/17/2023586479160 on 9/29/2023274599256 on 3/4/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025625 on 5/30/2019360 on 3/27/2020360 on 6/16/2020360 on 6/25/2020360 on 7/30/2020360 on 11/5/2020360 on 11/16/2020721 on 3/30/2021721 on 10/1/20211112 on 3/30/20221112 on 4/28/20221112 on 9/28/20221112 on 10/20/20221112 on 1/5/20231359 on 3/17/20231359 on 9/29/20231043 on 3/4/2024

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 2M 9K –
ADOBE INC COM 1M 2K –
ADVANCED MICRO DEVICES INC COM 1M 7K –
ALLSTATE CORP COM 386K 2K –
ALLY FINL INC COM 258K 6K –
ALPHABET INC CAP STK CL A 5M 28K –
ALPHABET INC CAP STK CL C 390K 2K –
ALTRIA GROUP INC COM 1M 32K –
AMAZON COM INC COM 6M 32K –
AMGEN INC COM 1M 4K –
APPLE INC COM 14M 67K –
APPLIED MATLS INC COM 218K 923 –
ARBOR REALTY TRUST INC COM 150K 10K –
AT&T INC COM 953K 50K –
B2GOLD CORP COM 87K 32K –
BANK AMERICA CORP COM 944K 24K –
BLACK STONE MINERALS L P COM UNIT 280K 18K –
BLACKSTONE INC COM 494K 4K –
BRISTOL-MYERS SQUIBB CO COM 331K 8K –
BROADCOM INC COM 2M 1K –
CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI 3M 91K –
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 3M 106K –
CAPITAL GROUP INTL FOCUS EQT SHS CREATION UNI 224K 9K –
CATERPILLAR INC COM 246K 740 –
CHEVRON CORP NEW COM 1M 7K –
CISCO SYS INC COM 1M 29K –
COCA COLA CO COM 795K 12K –
COMCAST CORP NEW CL A 876K 22K –
COSTCO WHSL CORP NEW COM 3M 3K –
CROWDSTRIKE HLDGS INC CL A 252K 658 –
CUMMINS INC COM 273K 985 –
DEVON ENERGY CORP NEW COM 491K 10K –
DIANA SHIPPING INC COM 74K 26K –
DIGITAL RLTY TR INC COM 203K 1K –
DISNEY WALT CO COM 220K 2K –
DOMINION ENERGY INC COM 3M 55K –
DUKE ENERGY CORP NEW COM NEW 275K 3K –
EATON CORP PLC SHS 544K 2K –
ELEVANCE HEALTH INC COM 252K 465 –
ELI LILLY & CO COM 483K 534 –
ENTERPRISE PRODS PARTNERS L COM 431K 15K –
EXSCIENTIA PLC ADS 68K 13K –
EXXON MOBIL CORP COM 2M 20K –
FERGUSON PLC NEW SHS 318K 2K –
FIDELITY COVINGTON TRUST MSCI COMMNTN SVC 1M 27K –
FIGS INC CL A 110K 21K –
FIRST TR MORNINGSTAR DIVID L SHS 286K 8K –
FLEX LNG LTD SHS 230K 8K –
FLEXSHARES TR M STAR DEV MKT 274K 4K –
FLEXSHARES TR US QT LW VLTY 2M 27K –
FLEXSHARES TR DEV MRK EX LOW 263K 10K –
FLEXSHARES TR US QUALITY CAP 359K 6K –
FLEXSHARES TR MORNSTAR USMKT 262K 1K –
FORD MTR CO DEL COM 405K 32K –
GILEAD SCIENCES INC COM 841K 12K –
GLOBAL X FDS RUSSELL 2000 188K 12K –
GLOBAL X FDS NASDAQ 100 COVER 253K 14K –
GOLDMAN SACHS ETF TR ACCES TREASURY 293K 3K –
GSK PLC SPONSORED ADR 221K 6K –
HERCULES CAPITAL INC COM 313K 15K –
HERSHEY CO COM 240K 1K –
HOME DEPOT INC COM 1M 4K –
INTEL CORP COM 525K 17K –
INTERNATIONAL BUSINESS MACHS COM 612K 4K –
INTUIT COM 745K 1K –
INTUITIVE SURGICAL INC COM NEW 1M 3K –
INVESCO EXCH TRADED FD TR II S&P 500 MOMNTM 2M 25K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 4M 19K –
INVESCO EXCH TRADED FD TR II FTSE RAFI SML 488K 15K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 222K 3K –
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 2M 37K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 412K 3K –
INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 2M 19K –
INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 2M 96K –
INVESCO EXCHANGE TRADED FD T ZACKS MID CAP 603K 6K –
INVESCO QQQ TR UNIT SER 1 2M 3K –
IRON MTN INC DEL COM 829K 9K –
ISHARES INC MSCI GBL ETF NEW 229K 6K –
ISHARES TR INTL SEL DIV ETF 3M 103K –
ISHARES TR CORE S&P US GWT 217K 2K –
ISHARES TR MSCI EAFE MIN VL 260K 4K –
ISHARES TR CORE S&P SCP ETF 264K 2K –
ISHARES TR RUS TP200 GR ETF 2M 7K –
ISHARES TR CORE S&P MCP ETF 247K 4K –
ISHARES TR CORE S&P500 ETF 4M 8K –
JACKSON FINANCIAL INC COM CL A 1M 16K –
JANUS DETROIT STR TR HENDERSN CAP ETF 2M 35K –
JOHNSON & JOHNSON COM 2M 11K –
JPMORGAN CHASE & CO. COM 2M 8K –
KOHLS CORP COM 373K 16K –
LOCKHEED MARTIN CORP COM 321K 688 –
MAGIC SOFTWARE ENTERPRISES L ORD 156K 16K –
MAIN STR CAP CORP COM 244K 5K –
MARVELL TECHNOLOGY INC COM 427K 6K –
MASTERCARD INCORPORATED CL A 318K 721 –
MCDONALDS CORP COM 855K 3K –
MERCK & CO INC COM 986K 8K –
META PLATFORMS INC CL A 3M 6K –
MICROSOFT CORP COM 10M 22K –
MONDELEZ INTL INC CL A 524K 8K –
MORGAN STANLEY COM NEW 400K 4K –
MPLX LP COM UNIT REP LTD 448K 11K –
NATIONAL STORAGE AFFILIATES COM SHS BEN IN 218K 5K –
NETFLIX INC COM 1M 2K –
NEXTERA ENERGY INC COM 306K 4K –
NOVO-NORDISK A S ADR 546K 4K –
NVIDIA CORPORATION COM 10M 84K –
ONEOK INC NEW COM 331K 4K –
PALANTIR TECHNOLOGIES INC CL A 346K 14K –
PEPSICO INC COM 2M 11K –
PFIZER INC COM 1M 46K –
PHILIP MORRIS INTL INC COM 1M 11K –
PROCTER AND GAMBLE CO COM 1M 8K –
QUALCOMM INC COM 862K 4K –
REALTY INCOME CORP COM 231K 4K –
ROSS STORES INC COM 274K 2K –
SALESFORCE INC COM 2M 8K –
SELECT SECTOR SPDR TR SBI CONS STPLS 620K 8K –
SELECT SECTOR SPDR TR ENERGY 2M 24K –
SELECT SECTOR SPDR TR COMMUNICATION 277K 3K –
SELECT SECTOR SPDR TR TECHNOLOGY 2M 9K –
SELECT SECTOR SPDR TR SBI INT-UTILS 450K 7K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 2M 16K –
SERVICENOW INC COM 249K 316 –
SHERWIN WILLIAMS CO COM 234K 785 –
SOUTHERN CO COM 503K 6K –
SPDR GOLD TR GOLD SHS 319K 1K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 1M 35K –
SPDR INDEX SHS FDS PORTFLI MSCI GBL 272K 4K –
SPDR S&P 500 ETF TR TR UNIT 426K 782 –
SPDR SER TR BLOOMBERG 1-3 MO 564K 6K –
SPDR SER TR PORTFOLIO S&P600 1M 30K –
SPDR SER TR PRTFLO S&P500 GW 3M 40K –
SPDR SER TR PORTFOLIO S&P500 363K 6K –
SPDR SER TR PORTFOLI S&P1500 798K 12K –
SPDR SER TR PRTFLO S&P500 VL 717K 15K –
SPDR SER TR S&P DIVID ETF 328K 3K –
STARBUCKS CORP COM 1M 13K –
SUN CMNTYS INC COM 242K 2K –
T-MOBILE US INC COM 647K 4K –
TESLA INC COM 2M 12K –
TEXAS INSTRS INC COM 1M 7K –
TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 114K 15K –
UBER TECHNOLOGIES INC COM 235K 3K –
UNITED PARCEL SERVICE INC CL B 280K 2K –
UNITEDHEALTH GROUP INC COM 1M 2K –
VANECK ETF TRUST MRNGSTR WDE MOAT 361K 4K –
VANECK ETF TRUST IG FLOATING RATE 546K 21K –
VANGUARD BD INDEX FDS SHORT TRM BOND 401K 5K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 304K 6K –
VANGUARD INDEX FDS GROWTH ETF 856K 2K –
VANGUARD INDEX FDS TOTAL STK MKT 4M 14K –
VANGUARD INDEX FDS VALUE ETF 618K 4K –
VANGUARD INDEX FDS S&P 500 ETF SHS 219K 438 –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 230K 5K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 242K 1K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 606K 12K –
VANGUARD WORLD FD ENERGY ETF 587K 5K –
VANGUARD WORLD FD CONSUM STP ETF 1M 6K –
VANGUARD WORLD FD INF TECH ETF 218K 378 –
VERISK ANALYTICS INC COM 210K 780 –
VERIZON COMMUNICATIONS INC COM 3M 68K –
VISA INC COM CL A 247K 941 –
WALMART INC COM 1M 16K –
WASTE MGMT INC DEL COM 249K 1K –
WISDOMTREE TR US S CAP QTY DIV 217K 5K –