OSBON CAPITAL MANAGEMENT, LLC
Adviser information for OSBON CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 286 | $159.9M |
| Non-Discretionary | 4 | $13.8M |
| Total | 290 | $173.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 73 | $170.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $3.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-113245 |
|---|---|
| SEC ERA File Number | 801-113245 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 134731 |
| Legal Entity Identifier | None |
Principal Office
75 STATE STREETSUITE 100
BOSTON
MA
United States
Monday - Friday, 8:30 AM TO 5:30 PM
Tel: 617-217-2772, Fax: 617-217-2712
Websites
Chief Compliance Officer
JOHN F. OSBON
FOUNDER
75 STATE STREET
SUITE 100
BOSTON
MA
United States
Tel:
617-217-2772
Fax:
617-217-2712
J*****@***************M
(Full email address available in API data)
Regulatory Contact
JON M. OSBON
MANAGING MEMBER
75 STATE STREET
SUITE 100
BOSTON
MA
United States
Tel:
617-217-2772
Fax:
617-217-2001
M*****@***************M
(Full email address available in API data)
Industry Affiliates
| JON MAXWELL OSBON | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 1TAB VENTURES, LLC | Hedge Fund | $1.9M | $0.3M | 12 |
| 315 TALUS, LLC | ENERGY FUND | $1.2M | $0.0M | 18 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OSBON, JOHN, FREDRICK | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2005 | < 5% |
| OSBON, JON, MAXWELL | Individual | – | MANAGING MEMBER | 12/2016 | > 75% |