Hedge Fund Database

LEFT BRAIN WEALTH MANAGEMENT, LLC

Adviser information for LEFT BRAIN WEALTH MANAGEMENT, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 613 $243.4M
Non-Discretionary 0 $0
Total 613 $243.4M

Clients

Type Number RAUM
Individuals 148 $106.7M
HNW Individuals 58 $121.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $15.7M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPublication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMHourly chargesFixed feesPerformance-based fees
Other Business Activities Registered representative of a broker-dealerPRIVATE FUND SPONSOR

Identifiers

SEC RIA File Number 801-113256
SEC ERA File Number 801-113256
SEC CIK Numbers 1957370
SEC CRD Numbers 170348
Legal Entity Identifier None

Principal Office

215 SHUMAN BLVD
#304
NAPERVILLE
IL
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 630-517-9300, Fax: 224-765-4685

Websites

www.linkedin.com/company/40967845/admin/ www.leftbraincapitalmanagement.com www.leftbrainwm.com twitter.com/leftbrainwm facebook.com/leftbrainwm www.linkedin.com/company/3778005/admin www.linkedin.com/company/22305434/admin www.youtube.com/@leftbrainwealthmanagment

Chief Compliance Officer

GERY SADZEWICZ
CCO
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel: 815-782-1250
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
LEFT BRAIN CAPITAL APPRECIATION FUND, L.P. Hedge Fund $11.3M $0.3M 25
LEFT BRAIN CAPITAL APPRECIATION MASTER FUND LTD Hedge Fund $15.7M $0.1M 39
LEFT BRAIN CAPITAL APPRECIATION OFFSHORE LTD Hedge Fund $4.4M $0.1M 15

Control Persons

Name Type Entity Title Since Ownership
SADZEWICZ, GERY, JOSEPH Individual – CHIEF COMPLIANCE OFFICER 05/2014 < 5%
LANGFORD, NOLAND, D Individual – MANAGING MEMBER 05/2014 > 75%

No. Employees, Historic

105020192020202120222023202420259 on 5/7/20199 on 8/6/20199 on 9/24/20199 on 10/15/20198 on 3/25/20208 on 6/29/20208 on 8/19/20207 on 3/18/20217 on 3/24/20217 on 5/18/20217 on 7/21/20217 on 7/22/20217 on 1/3/20227 on 1/4/20226 on 3/6/20226 on 3/29/20226 on 1/3/20236 on 1/23/20236 on 1/26/20235 on 3/17/20235 on 3/28/20235 on 3/30/20235 on 6/27/20235 on 8/7/20235 on 9/12/20235 on 12/6/20237 on 3/21/2024

RAUM, Historic

400M200M02019202020212022202320242025121159076 on 5/7/2019121159076 on 8/6/2019121159076 on 9/24/2019121159076 on 10/15/2019167499429 on 3/25/2020167499429 on 6/29/2020167499429 on 8/19/2020286069805 on 3/18/2021286069805 on 3/24/2021286069805 on 5/18/2021286069805 on 7/21/2021286069805 on 7/22/2021286069805 on 1/3/2022286069805 on 1/4/2022323077782 on 3/6/2022323077782 on 3/29/2022323077782 on 1/3/2023323077782 on 1/23/2023323077782 on 1/26/2023212166511 on 3/17/2023212166511 on 3/28/2023212166511 on 3/30/2023212166511 on 6/27/2023212166511 on 8/7/2023212166511 on 9/12/2023212166511 on 12/6/2023243403335 on 3/21/2024

No. Clients, Historic

30015002019202020212022202320242025187 on 5/7/2019187 on 8/6/2019187 on 9/24/2019187 on 10/15/2019199 on 3/25/2020199 on 6/29/2020199 on 8/19/2020209 on 3/18/2021209 on 3/24/2021209 on 5/18/2021209 on 7/21/2021209 on 7/22/2021209 on 1/3/2022209 on 1/4/2022298 on 3/6/2022298 on 3/29/2022298 on 1/3/2023298 on 1/23/2023298 on 1/26/2023190 on 3/17/2023190 on 3/28/2023190 on 3/30/2023190 on 6/27/2023190 on 8/7/2023190 on 9/12/2023190 on 12/6/2023207 on 3/21/2024

Holdings

From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM COM 929K 5K –
ADOBE INC COM COM 926K 2K –
ADVANCED MICRO DEVICES INC COM COM 1M 9K –
AIRBNB INC COM CL A COM CL A 3M 17K –
ALPS TRUST ETF ALERIAN MLP ALERIAN MLP 7M 140K –
ALTRIA GROUP INC COM COM 1M 27K –
AMAZON.COM INC COM 4M 22K –
AMGEN INC COM 655K 2K –
APPLE INC COM 593K 3K –
APPLOVIN CORP COM CL A COM CL A 329K 4K –
ARES CAPITAL CORP COM COM 561K 27K –
ARISTA NETWORKS INC COM COM 6M 17K –
BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 290K 713 –
BLOCK INC CL A CL A 3M 52K –
BP PLC SPONSORED ADR SPONSORED ADR 785K 22K –
BROADCOM INC COM COM 4M 2K –
CARNIVAL CORP PAIRED CTF UNIT 99/99/9999 905K 48K –
CELSIUS HLDGS INC COM NEW COM NEW 5M 92K –
CENCORA INC COM COM 3M 12K –
CENTENE CORP DEL COM COM 4M 59K –
CHARLES SCHWAB CORP COM 4M 56K –
CHICAGO MERCANTILE HLDGS INC COM 596K 3K –
CHIPOTLE MEXICAN GRILL INC COM 3M 40K –
CHUBB LIMITED COM COM 2M 6K –
COSTCO WHOLESALE CORP COM 4M 5K –
CROWDSTRIKE HLDGS INC CL A CL A 6M 15K –
DECKERS OUTDOOR COM 792K 818 –
DOCUSIGN INC COM COM 475K 9K –
DRAFTKINGS INC NEW COM CL A COM CL A 2M 57K –
ELI LILLY & CO COM COM 871K 962 –
ENPHASE ENERGY INC COM COM 279K 3K –
EXXON MOBIL CORP COM COM 9M 81K –
GE AEROSPACE COM NEW COM NEW 4M 26K –
GE VERNOVA INC COM COM 1M 6K –
GENERAL MLS INC COM COM 607K 10K –
HERCULES CAPITAL INC COM COM 4M 200K –
HERSHEY CO COM COM 231K 1K –
HUBSPOT INC COM COM 2M 4K –
INTERCONTINENTAL EXCHANGE INC COM COM 887K 6K –
ISHARES RUSSELL 1000 GROWTH ETF RUS 1000 GRW ETF 753K 2K –
KIMBERLY-CLARK CORP COM COM 423K 3K –
META PLATFORMS INC CL A CL A 12M 23K –
MICROSOFT CORP COM COM 5M 12K –
MODERNA INC COM COM 462K 4K –
NETFLIX COM INC COM 7M 11K –
NVIDIA CORPORATION COM COM 26M 210K –
OKTA INC CL A CL A 4M 40K –
OMEGA HEALTHCARE INVS INC COM COM 632K 18K –
OREILLY AUTOMOTIVE INC COM COM 700K 663 –
PEPSICO INC COM COM 476K 3K –
POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC SR LN ETF 756K 36K –
PROGRESSIVE CORP COM COM 2M 12K –
PURE STORAGE INC CL A CL A 7M 114K –
RITHM CAPITAL CORP COM NEW COM NEW 271K 25K –
SCHLUMBERGER LTD COM STK COM STK 2M 33K –
SERVICENOW INC COM COM 4M 5K –
SHIP FINANCE INTERNATIONAL COM 373K 27K –
SHOPIFY INC CL A CL A 2M 25K –
SPDR S&P 500 ETF TRUST TR UNIT 765K 1K –
SUPER MICRO COMPUTER INC COM COM 13M 16K –
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONSORED ADS 3M 19K –
TASER INTERNATIONAL INC COM 4M 14K –
THE CIGNA GROUP COM COM 4M 13K –
THE TRADE DESK INC COM CL A COM CL A 8M 81K –
UBER TECHNOLOGIES INC COM COM 5M 66K –
UIPATH INC CL A CL A 195K 15K –
ULTA SALON COSMETICS & FRAGRANCE INC COM COM 616K 2K –
UNITEDHEALTH GROUP COM 2M 4K –
VISA INC COM CL A 4M 15K –