HERITAGE RETIREMENT ADVISORS, LLC
HUTTO RETIREMENT ADVISORS, LLC Legal Name
Adviser information for HERITAGE RETIREMENT ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,400 | $194.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1,400 | $194.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 238 | $47.3M |
| HNW Individuals | 91 | $147.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-113257 |
|---|---|
| SEC ERA File Number | 801-113257 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165191 |
| Legal Entity Identifier | None |
Principal Office
607 CHEEK SPARGER ROADSUITE 150
COLLEYVILLE
TX
United States
Monday - Friday, 8:00 TO 4:00
Tel: 817-503-0100, Fax: 817-622-8081
Websites
Chief Compliance Officer
GREGORY L. HUTTO
PRESIDENT
607 CHEEK SPARGER ROAD
SUITE 150
COLLEYVILLE
TX
United States
Tel:
817-503-0100
Fax:
817-622-8081
G***@**********************M
(Full email address available in API data)
Industry Affiliates
| HERITAGE RETIREMENT ADVISORS, LLC | Other investment adviser, including financial planners |
| HERITAGE RETIREMENT ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HUTTO, GREGORY, LYNN | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 08/2012 | > 75% |