ANDERSON & ANDERSON ADVISORY, LLC
Adviser information for ANDERSON & ANDERSON ADVISORY, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 627 | $326.9M |
| Total | 627 | $326.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 222 | $53.7M |
| HNW Individuals | 98 | $136.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 20 | $84.9M |
| Charitable organizations | 16 | $50.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $2.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-113259 |
|---|---|
| SEC ERA File Number | 801-113259 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 132989 |
| Legal Entity Identifier | None |
Principal Office
959 11TH AVENUESUITE B
LONGVIEW
WA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 360-425-7447, Fax: 360-425-7330
Chief Compliance Officer
MAX D. ANDERSON
PRINCIPAL/OWNER
959 11TH AVENUE
SUITE B
LONGVIEW
WA
United States
Tel:
360-425-7447
Fax:
360-425-7330
M**@**************T
(Full email address available in API data)
Regulatory Contact
JOHN CARR
ATTORNEY
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel:
503-635-5244
Fax:
503-635-2955
J****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANDERSON, MAX, DAVID | Individual | – | PRINCIPAL/OWNER, CHIEF COMPLIANCE OFFICER | 09/2004 | 50-75% |
| ANDERSON, JOHN, CHRISTOPHER | Individual | – | PRINCIPAL/OWNER | 08/2007 | 50-75% |