STRATEGIC ADVISORY SERVICES, L.L.C.
Adviser information for STRATEGIC ADVISORY SERVICES, L.L.C. last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 389 | $151.2M |
| Non-Discretionary | 0 | $0 |
| Total | 389 | $151.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 173 | $74.5M |
| HNW Individuals | 37 | $76.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $141,958 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)ITEM 5.G.(2) IS PROVIDED THROUGH 5.G.(7) AND ASSET ALLOCATION SERVICES |
|---|---|
| Compensation | % of AUMTHIRD PARTY REFERRAL FEES (SELECTION OF OTHER ADVISERS) |
Identifiers
| SEC RIA File Number | 801-113260 |
|---|---|
| SEC ERA File Number | 801-113260 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108706 |
| Legal Entity Identifier | None |
Principal Office
10333 RICHMOND AVE.SUITE 720
HOUSTON
TX
United States
Monday - Friday, 8:30 AM - 4:30 PM
Tel: 713-977-3800, Fax: 713-977-2728
Chief Compliance Officer
JEREMY JOINER
VICE PRESIDENT
10333 RICHMOND AVE.
SUITE 720
HOUSTON
TX
United States
Tel:
713-977-3800
Fax:
713-977-2728
J*****@************M
(Full email address available in API data)
Regulatory Contact
RICHARD A. GRBAC
PRESIDENT/MANAGING MEMBER
10333 RICHMOND AVE.
SUITE 720
HOUSTON
TX
United States
Tel:
713-977-3800
Fax:
713-977-2728
D***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRBAC, RICHARD, ALLEN | Individual | – | MANAGING MEMBER/PRESIDENT | 03/2004 | 50-75% |
| GRBAC, SUE, BERSUDER | Individual | – | MEMBER/SECRETERY/TREASURER | 01/2016 | 50-75% |
| JOINER, JEREMY, BRANDON | Individual | – | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 10/2020 | < 5% |