SOUDERS FINANCIAL ADVISORS, LLC
Adviser information for SOUDERS FINANCIAL ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 9 |
| Registered State Investment Advisers | 13 |
| Licensed Agents of an Insurance Company | 13 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,687 | $668.5M |
| Non-Discretionary | 363 | $221.4M |
| Total | 3,050 | $889.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 980 | $293.3M |
| HNW Individuals | 227 | $407.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 79 | $186.2M |
| Charitable organizations | <5 | $522,818 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 40 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-113263 |
|---|---|
| SEC ERA File Number | 801-113263 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 296780 |
| Legal Entity Identifier | None |
Principal Office
5968 BRIDGETOWN ROADCINCINNATI
OH
United States
Monday - Friday, 8AM-5PM
Tel: 513-598-2400, Fax: None
Websites
www.myscaretirement.com/
www.cpwealthadvisors.com/
www.facebook.com/clearpoint-wealth-advisors-104940821355195
www.soudersfinancial.com/
www.scaohio.com/
www.linkedin.com/company/souders-financial-group/
www.facebook.com/soudersfinancialgroup
www.facebook.com/people/bonaventura-wealth-advisors/100093612270907/
www.bonaventurawealth.com/
www.scagreatlakes.com/
Chief Compliance Officer
PATRICK D. HAYES
255 E 5TH ST
#2800
CINCINNATI
OH
United States
Tel:
513-693-4886
P************@*******************M
(Full email address available in API data)
Regulatory Contact
DANIEL SOUDERS
PRESIDENT
5968 BRIDGETOWN RD.
CINCINNATI
OH
United States
Tel:
513-598-2400
D*************@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SOUDERS, DANIEL, EDWARD | Individual | – | MEMBER | 03/2018 | 25-50% |
| BONAVENTURA, RYAN, PAT | Individual | – | MEMBER | 03/2018 | 25-50% |
| SCHWEDER, BRIAN, PATRICK | Individual | – | MEMBER | 03/2018 | 25-50% |
| Hayes, Patrick, Daniel | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |