HUMMER FINANCIAL ADVISORY SERVICES INC
Adviser information for HUMMER FINANCIAL ADVISORY SERVICES INC last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 110 | $165.6M |
| Non-Discretionary | 0 | $0 |
| Total | 110 | $165.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 35 | $46.8M |
| HNW Individuals | 5 | $117.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $967,559 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPORTFOLIO REVIEW NOT CONTINUOUS |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
680 N LAKE SHORE DR APT 906C/O M HUMMER
CHICAGO
IL
United States
Monday - Friday, 9-5
Tel: 312-787-2114, Fax: 312-275-8190
Chief Compliance Officer
MELANIE HUMMER
PRESIDENT
680 N LAKE SHORE DR APT 906
CHICAGO
IL
United States
Tel:
312-787-2114
Fax:
312-275-8190
M*******@************M
(Full email address available in API data)
Regulatory Contact
MELANIE HUMMER
PRESIDENT
680 N LAKE SHORE DR APT 906
CHICAGO
IL
United States
Tel:
312-787-2114
Fax:
312-275-8190
M*******@************M
(Full email address available in API data)
Industry Affiliates
| MELANIE HUMMER, CPA | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HUMMER, MELANIE, SUSAN | Individual | – | PRESIDENT | 05/1999 | > 75% |
| HUMMER, MELANIE, SUSAN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2003 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 586K | 6K | – |
| ABBOTT LABS | COM | 856K | 8K | – |
| ABBVIE INC | COM | 1M | 8K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 15M | 51K | – |
| ADVANCED MICRO DEVICES INC | COM | 381K | 2K | – |
| AEROVIRONMENT INC | COM | 492K | 3K | – |
| ALLIANT ENERGY CORP | COM | 239K | 5K | – |
| ALLSTATE CORP | COM | 383K | 2K | – |
| ALPHABET INC | CAP STK CL A | 659K | 4K | – |
| ALPHABET INC | CAP STK CL C | 2M | 9K | – |
| AMAZON COM INC | COM | 7M | 34K | – |
| AON PLC | SHS CL A | 509K | 2K | – |
| APPLE INC | COM | 1M | 5K | – |
| AUTODESK INC | COM | 2M | 6K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 1M | 5K | – |
| AVERY DENNISON CORP | COM | 636K | 3K | – |
| BANK AMERICA CORP | COM | 295K | 7K | – |
| BLACKROCK INC | COM | 590K | 750 | – |
| CAMDEN PPTY TR | SH BEN INT | 907K | 8K | – |
| CHEVRON CORP NEW | COM | 693K | 4K | – |
| CINTAS CORP | COM | 980K | 1K | – |
| CISCO SYS INC | COM | 472K | 10K | – |
| CLOROX CO DEL | COM | 310K | 2K | – |
| CONAGRA BRANDS INC | COM | 255K | 9K | – |
| DANAHER CORPORATION | COM | 394K | 2K | – |
| DIGITAL RLTY TR INC | COM | 243K | 2K | – |
| DOMINION ENERGY INC | COM | 294K | 6K | – |
| DTE ENERGY CO | COM | 494K | 4K | – |
| DUKE ENERGY CORP NEW | COM NEW | 448K | 4K | – |
| EA SERIES TRUST | ALPHA ARCH 1-3 | 237K | 2K | – |
| ELI LILLY & CO | COM | 1M | 1K | – |
| EMERSON ELEC CO | COM | 562K | 5K | – |
| EXTRA SPACE STORAGE INC | COM | 909K | 6K | – |
| EXXON MOBIL CORP | COM | 2M | 15K | – |
| GE AEROSPACE | COM NEW | 262K | 2K | – |
| GENUINE PARTS CO | COM | 279K | 2K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 214K | 2K | – |
| GRAINGER W W INC | COM | 3M | 4K | – |
| HOME DEPOT INC | COM | 1M | 3K | – |
| HONEYWELL INTL INC | COM | 469K | 2K | – |
| ILLINOIS TOOL WKS INC | COM | 584K | 2K | – |
| INTEL CORP | COM | 290K | 9K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 353K | 2K | – |
| INTUIT | COM | 421K | 640 | – |
| INVESCO QQQ TR | UNIT SER 1 | 2M | 4K | – |
| ISHARES TR | CORE S&P MCP ETF | 495K | 8K | – |
| ISHARES TR | CORE S&P500 ETF | 881K | 2K | – |
| ISHARES TR | NATIONAL MUN ETF | 533K | 5K | – |
| ISHARES TR | RUSSELL 2000 ETF | 401K | 2K | – |
| JOHNSON & JOHNSON | COM | 2M | 11K | – |
| JPMORGAN CHASE & CO. | COM | 2M | 9K | – |
| KIMBERLY-CLARK CORP | COM | 372K | 3K | – |
| KLA CORP | COM NEW | 247K | 300 | – |
| KROGER CO | COM | 257K | 5K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 247K | 1K | – |
| MARATHON OIL CORP | COM | 218K | 8K | – |
| MARATHON PETE CORP | COM | 821K | 5K | – |
| MCCORMICK & CO INC | COM NON VTG | 341K | 5K | – |
| MCDONALDS CORP | COM | 696K | 3K | – |
| MCKESSON CORP | COM | 351K | 600 | – |
| MERCK & CO INC | COM | 659K | 5K | – |
| MICROSOFT CORP | COM | 3M | 6K | – |
| NETFLIX INC | COM | 306K | 453 | – |
| NEXTERA ENERGY INC | COM | 382K | 5K | – |
| NOVARTIS AG | SPONSORED ADR | 205K | 2K | – |
| OLD REP INTL CORP | COM | 275K | 9K | – |
| PARKER-HANNIFIN CORP | COM | 683K | 1K | – |
| PFIZER INC | COM | 218K | 8K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 12K | – |
| PUBLIC STORAGE OPER CO | COM | 933K | 3K | – |
| QUALCOMM INC | COM | 1M | 6K | – |
| RPM INTL INC | COM | 2M | 15K | – |
| RTX CORPORATION | COM | 724K | 7K | – |
| SNAP ON INC | COM | 1M | 6K | – |
| SOUTHERN CO | COM | 353K | 5K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 18M | 34K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 9M | 17K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 523K | 6K | – |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 425K | 11K | – |
| STERIS PLC | SHS USD | 329K | 2K | – |
| STRYKER CORPORATION | COM | 392K | 1K | – |
| SYSCO CORP | COM | 246K | 3K | – |
| TARGET CORP | COM | 271K | 2K | – |
| TELEFLEX INCORPORATED | COM | 373K | 2K | – |
| TESLA INC | COM | 317K | 2K | – |
| THE CIGNA GROUP | COM | 278K | 841 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 315K | 570 | – |
| UDR INC | COM | 482K | 12K | – |
| UNILEVER PLC | SPON ADR NEW | 297K | 5K | – |
| US BANCORP DEL | COM NEW | 330K | 8K | – |
| VANECK ETF TRUST | BIOTECH ETF | 237K | 1K | – |
| VANECK ETF TRUST | INTRMDT MUNI ETF | 401K | 9K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 200K | 825 | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 270K | 538 | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 2M | 11K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 481K | 10K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 1M | 20K | – |
| VERTIV HOLDINGS CO | COM CL A | 303K | 4K | – |
| WALMART INC | COM | 417K | 6K | – |
| WEC ENERGY GROUP INC | COM | 912K | 12K | – |