TED BUCHAN & COMPANY
TED BUCHAN & COMPANY, LLC Legal Name
Adviser information for TED BUCHAN & COMPANY last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,062 | $252.6M |
| Non-Discretionary | 69 | $32.9M |
| Total | 1,131 | $285.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 266 | $64.1M |
| HNW Individuals | 81 | $221.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-113273 |
|---|---|
| SEC ERA File Number | 801-113273 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 140722 |
| Legal Entity Identifier | None |
Principal Office
12396 WORLD TRADE DRIVESUITE 112
SAN DIEGO
CA
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 858-605-0686, Fax: 858-762-4082
Websites
Chief Compliance Officer
ERIC V. SCHMID
CFP, AIF, CCFS, CRTP
12396 WORLD TRADE DRIVE
SUITE 112
SAN DIEGO
CA
United States
Tel:
858-605-0686
Fax:
858-762-4082
E***@************M
(Full email address available in API data)
Regulatory Contact
KIM MILLER
DIRECTOR OF OPERATIONS
12396 WORLD TRADE DRIVE
SUITE 112
SAN DIEGO
CA
United States
Tel:
858-605-0686
Fax:
858-670-4082
K**@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BUCHAN, EDWARD, JOHN | Individual | – | PRESIDENT | 05/2006 | > 75% |
| MILLER, KIMBERLEY, ANN | Individual | – | DIRECTOR OF OPERATIONS | 09/2006 | < 5% |
| Schmid, Eric, Vincent | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2017 | 10-25% |