Hedge Fund Database

COLTON GROOME FINANCIAL ADVISORS, LLC

Adviser information for COLTON GROOME FINANCIAL ADVISORS, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location North Carolina, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 4
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 797 $339.7M
Non-Discretionary 46 $11.2M
Total 843 $350.8M

Clients

Type Number RAUM
Individuals 140 $40.4M
HNW Individuals 138 $281.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 5 $27.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 4 $2.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 6
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)QUALIFIED RETIREMENT PLAN AND/OR NON-QUALIFIED DEFERRED COMPENSATION PLAN CONSULTING AND INSURANCE CONSULTING.
Compensation % of AUMHourly chargesFixed feesFEE BASED ON VARIOUS FACTORS - SEE PART 2 OF FORM ADV.

Identifiers

SEC RIA File Number 801-113274
SEC ERA File Number 801-113274
SEC CIK Numbers 1780330
SEC CRD Numbers 128365
Legal Entity Identifier None

Principal Office

1127-B HENDERSONVILLE ROAD
ASHEVILLE
NC
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 828-252-1816, Fax: 844-442-4329

Websites

www.linkedin.com/company/colton-groome-company/ www.coltongroome.com

Chief Compliance Officer

TAYLOR BELL
CCO & COO
1127-B HENDERSONVILLE ROAD
ASHEVILLE
NC
United States
Tel: 828-252-1816
Fax: 844-442-4329
(Full email address available in API data)

Regulatory Contact

MATTHEW GROOME
CO-CEO
1127-B HENDERSONVILLE ROAD
ASHEVILLE
NC
United States
Tel: 828-252-1816
Fax: 844 442-4329
(Full email address available in API data)

Industry Affiliates

COLTON GROOME INSURANCE ADVISORS, INC. Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GROOME, GEORGE, TATUM Individual – CO-CEO 01/2017 < 5%
GROOME, MATTHEW, LINDSAY Individual – CO-CEO 01/2017 < 5%
GROOME HOLDINGS, LLC. Domestic Entity – OWNER 01/2016 > 75%
GROOME, MATTHEW, LINDSAY Individual GROOME HOLDINGS, LLC. OWNER 01/2016 25-50%
GROOME, GEORGE, TATUM Individual GROOME HOLDINGS, LLC. OWNER 01/2016 25-50%
Bell, Taylor, Marks Individual – CCO & COO 08/2021 < 5%

No. Employees, Historic

20100201920202021202220232024202513 on 8/28/201912 on 9/9/201915 on 11/23/201914 on 3/31/202014 on 5/19/202014 on 6/1/202015 on 8/21/202016 on 11/20/202016 on 12/1/202016 on 12/17/202015 on 3/22/202115 on 6/9/202114 on 8/23/202114 on 9/23/202114 on 12/7/202114 on 12/13/202113 on 2/7/202213 on 2/23/202213 on 3/28/202215 on 8/9/202215 on 2/23/202314 on 3/22/202314 on 5/18/202315 on 3/6/202415 on 3/22/2024

RAUM, Historic

400M200M02019202020212022202320242025126429452 on 8/28/2019126429452 on 9/9/2019161300998 on 11/23/2019163529312 on 3/31/2020163529312 on 5/19/2020163529312 on 6/1/2020163529312 on 8/21/2020163529312 on 11/20/2020163529312 on 12/1/2020163529312 on 12/17/2020188894429 on 3/22/2021188894429 on 6/9/2021188894429 on 8/23/2021188894429 on 9/23/2021188894429 on 12/7/2021188894429 on 12/13/2021188894429 on 2/7/2022283499800 on 2/23/2022283499800 on 3/28/2022283499800 on 8/9/2022282264183 on 2/23/2023282264183 on 3/22/2023282264183 on 5/18/2023282264183 on 3/6/2024350847808 on 3/22/2024

No. Clients, Historic

30015002019202020212022202320242025142 on 8/28/2019142 on 9/9/2019158 on 11/23/2019162 on 3/31/2020162 on 5/19/2020162 on 6/1/2020162 on 8/21/2020162 on 11/20/2020162 on 12/1/2020162 on 12/17/2020195 on 3/22/2021195 on 6/9/2021195 on 8/23/2021195 on 9/23/2021195 on 12/7/2021195 on 12/13/2021195 on 2/7/2022226 on 2/23/2022226 on 3/28/2022226 on 8/9/2022255 on 2/23/2023255 on 3/22/2023255 on 5/18/2023255 on 3/6/2024287 on 3/22/2024

Holdings

From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 492K 3K 0
ALPHABET INC CAP STK CL C 540K 3K 0
AMAZON COM INC COM 864K 4K 0
AMERICAN EXPRESS CO COM 251K 1K 0
AMERICAN TOWER CORP NEW COM 1M 6K 0
AMGEN INC COM 2M 6K 0
APPLE INC COM 6M 31K 0
AVERY DENNISON CORP COM 692K 3K 0
BALL CORP COM 674K 11K 0
BERKSHIRE HATHAWAY INC DEL CL A 612K 1 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 412K 1K 0
BLACKROCK INC COM 998K 1K 0
BROADCOM INC COM 3M 2K 0
CLEAN HARBORS INC COM 319K 1K 0
COCA COLA CO COM 294K 5K 0
DBX ETF TR XTRACK USD HIGH 360K 10K 0
DIMENSIONAL ETF TRUST US CORE EQUITY 2 801K 25K 0
DIMENSIONAL ETF TRUST WORLD EX US CORE 349K 14K 0
EATON CORP PLC SHS 2M 6K 0
ELI LILLY & CO COM 468K 517 0
EXXON MOBIL CORP COM 763K 7K 0
FIRST CTZNS BANCSHARES INC N CL A 337K 200 0
GOLUB CAP BDC INC COM 1M 67K 0
HARTFORD FDS EXCHANGE TRADED TOTAL RTRN ETF 210K 6K 0
HOME DEPOT INC COM 207K 602 0
INTERNATIONAL BUSINESS MACHS COM 219K 1K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 3M 147K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 4M 190K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 262K 2K 0
INVESCO QQQ TR UNIT SER 1 3M 6K 0
ISHARES INC MSCI JPN ETF NEW 368K 5K 0
ISHARES INC CORE MSCI EMKT 808K 15K 0
ISHARES TR CORE MSCI EAFE 2M 32K 0
ISHARES TR MSCI USA MMENTM 217K 1K 0
ISHARES TR MSCI USA MIN VOL 473K 6K 0
ISHARES TR A RATE CP BD ETF 7M 158K 0
ISHARES TR CORE DIV GRWTH 315K 5K 0
ISHARES TR MSCI USA QLT FCT 3M 20K 0
ISHARES TR SHRT NAT MUN ETF 426K 4K 0
ISHARES TR MSCI ACWI EX US 397K 7K 0
ISHARES TR GOV/CRED BD ETF 3M 31K 0
ISHARES TR JPMORGAN USD EMG 3M 30K 0
ISHARES TR IBONDS DEC 217K 8K 0
ISHARES TR CORE MSCI INTL 276K 4K 0
ISHARES TR IBONDS DEC 25 221K 8K 0
ISHARES TR ESG AWR US AGRGT 241K 5K 0
ISHARES TR ESG SCRND S&P500 205K 5K 0
ISHARES TR CORE S&P MCP ETF 8M 142K 0
ISHARES TR CORE S&P SCP ETF 312K 3K 0
ISHARES TR S&P 500 VAL ETF 511K 3K 0
ISHARES TR CORE S&P500 ETF 50M 91K 0
ISHARES TR S&P 500 GRWT ETF 642K 7K 0
ISHARES TR MSCI EAFE ETF 20M 250K 0
ISHARES TR MSCI EMG MKT ETF 10M 245K 0
ISHARES TR CORE US AGGBD ET 19M 192K 0
ISHARES TR CORE S&P TTL STK 286K 2K 0
ISHARES TR NATIONAL MUN ETF 3M 29K 0
JANUS DETROIT STR TR HENDERSON MTG 323K 7K 0
JOHNSON & JOHNSON COM 236K 2K 0
JPMORGAN CHASE & CO. COM 1M 6K 0
KLA CORP COM NEW 2M 3K 0
KOPIN CORP COM 13K 16K 0
LOWES COS INC COM 276K 1K 0
MEDTRONIC PLC SHS 1M 17K 0
MERCK & CO INC COM 2M 16K 0
META PLATFORMS INC CL A 355K 705 0
MICROSOFT CORP COM 7M 15K 0
NXP SEMICONDUCTORS N V COM 1M 5K 0
ORACLE CORP COM 361K 3K 0
PEPSICO INC COM 1M 7K 0
PFIZER INC COM 346K 12K 0
PIMCO ETF TR ACTIVE BD ETF 346K 4K 0
PNC FINL SVCS GROUP INC COM 1M 7K 0
PROCTER AND GAMBLE CO COM 315K 2K 0
PULTE GROUP INC COM 438K 4K 0
SCHWAB CHARLES CORP COM 760K 10K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 828K 8K 0
SCHWAB STRATEGIC TR US LCAP VA ETF 324K 4K 0
SELECT SECTOR SPDR TR COMMUNICATION 5M 63K 0
SELECT SECTOR SPDR TR ENERGY 2M 24K 0
SELECT SECTOR SPDR TR FINANCIAL 2M 54K 0
SELECT SECTOR SPDR TR INDL 4M 29K 0
SELECT SECTOR SPDR TR TECHNOLOGY 4M 16K 0
SELECT SECTOR SPDR TR SBI CONS STPLS 1M 18K 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 2M 13K 0
SELECT SECTOR SPDR TR SBI CONS DISCR 6M 30K 0
SELECT SECTOR SPDR TR SBI INT-UTILS 1M 19K 0
SOUTHERN CO COM 303K 4K 0
SPDR GOLD TR GOLD SHS 402K 2K 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 2M 56K 0
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 2M 67K 0
SPDR INDEX SHS FDS MSCI EAFE FS ETF 204K 5K 0
SPDR S&P 500 ETF TR TR UNIT 407K 747 0
SPDR SER TR PRTFLO S&P500 GW 5M 61K 0
SPDR SER TR PORTFOLI S&P1500 1M 21K 0
SPDR SER TR NUVEEN BLMBRG MU 208K 5K 0
SPDR SER TR PORTFOLIO S&P400 369K 7K 0
SPDR SER TR PRTFLO S&P500 VL 4M 72K 0
SPDR SER TR PORTFOLIO S&P600 4M 85K 0
SPDR SER TR PORTFOLIO SHORT 624K 21K 0
SPDR SER TR PORTFOLIO S&P500 2M 28K 0
SPDR SER TR SPDR S&P 500 ETF 240K 5K 0
SSGA ACTIVE ETF TR SPDR TR TACTIC 377K 9K 0
STRYKER CORPORATION COM 464K 1K 0
SYSCO CORP COM 328K 5K 0
TJX COS INC NEW COM 617K 6K 0
TRUIST FINL CORP COM 283K 7K 0
UNITEDHEALTH GROUP INC COM 204K 400 0
VANECK ETF TRUST FALLEN ANGEL HG 366K 13K 0
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 226K 678 0
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 351K 7K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 548K 1K 0
VANGUARD INDEX FDS TOTAL STK MKT 555K 2K 0
VANGUARD INDEX FDS VALUE ETF 414K 3K 0
VANGUARD INDEX FDS GROWTH ETF 656K 2K 0
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 207K 4K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 270K 6K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 411K 2K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 680K 14K 0
VANGUARD WORLD FD MEGA GRWTH IND 690K 2K 0
VANGUARD WORLD FD MEGA CAP VAL ETF 623K 5K 0
VISA INC COM CL A 2M 8K 0
WALMART INC COM 1M 19K 0