GLACIER PEAK CAPITAL MANAGEMENT, LLC
Adviser information for GLACIER PEAK CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $774.2M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $774.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $774.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | Performance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-113285 |
|---|---|
| SEC ERA File Number | 801-113285 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164409 |
| Legal Entity Identifier | 549300VQED21FKJD0F53 |
Principal Office
39 MAIN STREETCHATHAM
NJ
United States
Monday - Friday, 8:30 AM - 4:30 PM
Tel: 908-304-9200, Fax: None
Chief Compliance Officer
TODD PIGOTT
39 MAIN STREET
CHATHAM
NJ
United States
Tel:
908-304-9200
T*********@**************T
(Full email address available in API data)
Regulatory Contact
TERRY PIGOTT
PRINCIPAL
581 BUTTONWOOD BAY DRIVE
BOCA GRANDE
FL
United States
Tel:
(908) 565-1216
T******@**************T
(Full email address available in API data)
Industry Affiliates
| CURVATURE SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PIGOTT, WILLIAM, TERRENCE | Individual | – | PRINCIPAL | 01/2006 | > 75% |
| YOSHIDA, MIRIAM, CAHN | Individual | – | PORTFOLIO MANAGER | 01/2006 | < 5% |
| PIGOTT, TODD, MATTHEW | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2018 | < 5% |