CWS FINANCIAL ADVISORS LLC
Adviser information for CWS FINANCIAL ADVISORS LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,088 | $1.1B |
| Non-Discretionary | 6 | $4.5M |
| Total | 2,094 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 520 | $244.5M |
| HNW Individuals | 278 | $797.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 5 | $12.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-113289 |
|---|---|
| SEC ERA File Number | 801-113289 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297000 |
| Legal Entity Identifier | None |
Principal Office
405 WEST MICHIGAN AVENUESUITE 110
KALAMAZOO
MI
United States
Monday - Friday, 8:30AM - 4:30PM
Tel: (269) 349-4600, Fax: (269) 349-1160
Websites
Chief Compliance Officer
CORY DALE WIETFELDT
MANAGING MEMBER
405 WEST MICHIGAN AVENUE
SUITE 110
KALAMAZOO
MI
United States
Tel:
(269) 349-4600
Fax:
(269) 349-1160
C***@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WIETFELDT, CORY, DALE | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 01/2014 | 25-50% |
| SPLENDORIO, LINDSEY, ERIN | Individual | – | MANAGING MEMBER | 01/2014 | 25-50% |
| SPLENDORIO, JOSEPH, PAUL | Individual | – | MANAGING MEMBER | 01/2014 | 25-50% |