STRATEGAS ASSET MANAGEMENT, LLC
Adviser information for STRATEGAS ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 22 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 28 | $446.5M |
| Non-Discretionary | 0 | $0 |
| Total | 28 | $446.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 13 | $7.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 3 | $434.7M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 3 | $1.7M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 4 | $2.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 12 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsDELIVERY OF MODEL PORTFOLIOS |
|---|---|
| Compensation | % of AUMA PERCENTAGE OF AUM FROM PERSONS RECEIVING MODEL PORTFOLIOS |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 9.6M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| BAIRD AFFILIATED MANAGERS | ROBERT W. BAIRD & CO. INCORPORATED |
| PRIVATE WEALTH MANAGEMENT PROGRAM | ENVESTNET PMC |
| BAIRD DUAL CONTRACT PROGRAM | ROBERT W. BAIRD & CO. INCORPORATED |
Principal Office
52 VANDERBILT AVENUE19TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 7:30 AM TO 5:00PM
Tel: 212-906-0130, Fax: 212-906-0131
Chief Compliance Officer
ANJALI CONNORS
CHIEF COMPLIANCE OFFICER
C/O ROBERT W. BAIRD & CO.
777 EAST WISCONSIN AVENUE
MILWAUKEE
WI
United States
Tel:
414-792-1129
A********@**********M
(Full email address available in API data)
Regulatory Contact
ANGELA PALMER
MANAGING DIRECTOR OF INVESTMENT ADVISORY - BAIRD
C/O ROBERT W. BAIRD & CO. INCORPORATED
777 EAST WISCONSIN AVE
MILWAUKEE
WI
United States
Tel:
414-298-7655
A******@**********M
(Full email address available in API data)
Industry Affiliates
| BAIRD TRUST COMPANY | Trust company |
| GAMMA INVESTING LLC | Other investment adviser, including financial planners |
| RIVERFRONT INVESTMENT GROUP, LLC | Other investment adviser, including financial planners |
| ROBERT W. BAIRD & CO. INCORPORATED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered municipal advisorCommodity pool operator or commodity trading advisorPension consultantSponsor, GP, manager of pooled investment vehicles |
| ROBERT W. BAIRD LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOHNSACK, NICHOLAS, GREGORY | Individual | – | CHIEF EXECUTIVE OFFICER /DIRECTOR | 01/2018 | < 5% |
| TRENNERT, JASON, RICHARD | Individual | – | CHIEF INVESTMENT OFFICER/DIRECTOR | 01/2018 | < 5% |
| CLIFTON, DANIEL, MICHAEL | Individual | – | PORTFOLIO MANAGER | 01/2018 | < 5% |
| BAIRD FINANCIAL CORPORATION | Domestic Entity | – | SHAREHOLDER | 01/2018 | > 75% |
| BOOTH, STEVEN, GREGORY | Individual | – | DIRECTOR | 01/2018 | < 5% |
| LANGENFELD, JON, A | Individual | – | DIRECTOR | 01/2018 | < 5% |
| BAIRD FINANCIAL GROUP, INC. | Domestic Entity | BAIRD FINANCIAL CORPORATION | SHAREHOLDER | 01/2018 | > 75% |
| Connors, Anjali, E | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2022 | < 5% |