CHRISTY CAPITAL MANAGEMENT, INC.
Adviser information for CHRISTY CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 918 | $232.6M |
| Non-Discretionary | 106 | $26.9M |
| Total | 1,024 | $259.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 983 | $197.3M |
| HNW Individuals | 40 | $62.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $309,227 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 195 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 983 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMCommissions |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-113307 |
|---|---|
| SEC ERA File Number | 801-113307 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 149313 |
| Legal Entity Identifier | None |
Principal Office
2939 MCMANUS ROADMACON
GA
United States
Monday - Friday, 8 A.M. - 5 P.M. MON - THURS, 8 A.M. - 3 P.M. FRIDAY
Tel: 478-314-2160, Fax: 877-772-9155
Chief Compliance Officer
ABBY PUCKETT
2939 MCMANUS ROAD
MACON
GA
United States
Tel:
478-314-2160
Fax:
877-772-9155
A***@*****************M
(Full email address available in API data)
Regulatory Contact
TOMMY NEESMITH
EXECUTIVE VP OF OPERATIONS
2939 MCMANUS ROAD
MACON
GA
United States
Tel:
478-314-2160
Fax:
877-772-9155
T****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHRISTY, BRANDON, SCOTT | Individual | – | PRESIDENT | 01/2006 | > 75% |
| NEESMITH, THOMAS, MELVIN | Individual | – | EXECUTIVE VP OF OPERATIONS | 04/2016 | 10-25% |
| Puckett, Abby, Suzette | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 06/2018 | < 5% |