JAYKAY WEALTH ADVISORS, INC.
Adviser information for JAYKAY WEALTH ADVISORS, INC. last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 336 | $164.5M |
| Non-Discretionary | 0 | $0 |
| Total | 336 | $164.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 88 | $29.2M |
| HNW Individuals | 60 | $135.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $53,976 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 164.5M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| JKWA WRAP ACCOUNT PROGRAM | JAYKAY WEALTH ADVISORS, INC. |
Identifiers
| SEC RIA File Number | 801-113311 |
|---|---|
| SEC ERA File Number | 801-113311 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170192 |
| Legal Entity Identifier | None |
Principal Office
6200 SAVOY DR.#300
HOUSTON
TX
United States
Monday - Friday, 8:00 AM - 5 PM
Tel: 713-780-4575, Fax: 713-780-2509
Chief Compliance Officer
JAYANTH RAO KABAD
PRESIDENT
6200 SAVOY DR.
#300
HOUSTON
TX
United States
Tel:
713-780-4575
Fax:
713-780-2509
J**@*************M
(Full email address available in API data)
Regulatory Contact
ANASUYA KABAD
6200 SAVOY DR.
#300
HOUSTON
TX
United States
Tel:
713-780-4575
Fax:
713-780-2509
A******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KABAD, JAYANTH, RAO | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 12/2003 | 25-50% |
| KABAD, KANCHAN | Individual | – | CHIEF OPERATING OFFICER | 12/2003 | 25-50% |
| ANASUYA KABAD HERITAGE TRUST, ANASUYA KABAD, TRUSTEE | Domestic Entity | – | MINORITY OWNER | 02/2020 | 25-50% |
| MEYER, ANASUYA, KABAD | Individual | ANASUYA KABAD HERITAGE TRUST, ANASUYA KABAD, TRUSTEE | TRUSTEE | 02/2020 |