NEW WORLD ADVISORS LLC
Adviser information for NEW WORLD ADVISORS LLC last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Massachusetts, United States |
Employees
Total Number of Employees | 5 |
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Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 1 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 389 | $543.7M |
Non-Discretionary | 1 | $4.9M |
Total | 390 | $548.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 100 | $543.7M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $4.9M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMFixed fees |
Principal Office
350 LINCOLN STREETSUITE 1100
HINGHAM
MA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 781-749-6922, Fax: 888-391-6212
Chief Compliance Officer
CHRISTOPHER D. CABRAL
PARTNER AND CHIEF INVESTMENT OFFICER
350 LINCOLN STREET
SUITE 1100
HINGHAM
MA
United States
Tel:
(781) 749-6922
C***********@*******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
NEW WORLD FINANCIAL HOLDINGS, LLC | Domestic Entity | – | PASSIVE MINORITY OWNER | 03/2018 | 5-10% |
NEW WORLD ADVISORS MANAGEMENT, LLC | Domestic Entity | – | MEMBER | 04/2018 | > 75% |
CABRAL, CHRISTOPHER, DAVID | Individual | NEW WORLD ADVISORS MANAGEMENT, LLC | MEMBER, PARTNER, CHIEF INVESTMENT OFFICER, AND CHIEF COMPLIANCE OFFICER | 08/2018 | 25-50% |
CABRAL, CHRISTOPHER, DAVID | Individual | – | PARTNER, CHIEF INVESTMENT OFFICER, AND CHIEF COMPLIANCE OFFICER | 08/2018 | < 5% |
FASCIANO, JOHN, A | Individual | – | PARTNER | 07/2018 | < 5% |
FASCIANO, JOHN, A | Individual | NEW WORLD ADVISORS MANAGEMENT, LLC | MEMBER AND PARTNER | 07/2018 | 25-50% |
Pineau, Robert, Brian | Individual | – | DIRECTOR OF RESEARCH | 12/2020 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
3M CO | COM | 390K | 4K | – |
ABBOTT LABS | COM | 503K | 5K | Polen Capital Management |
ACCENTURE PLC IRELAND | SHS CLASS A | 391K | 1K | Polen Capital Management |
ADOBE INC | COM | 541K | 973 | Polen Capital Management |
AIRBNB INC | COM CL A | 482K | 3K | Polen Capital Management |
ALPHABET INC | CAP STK CL A | 700K | 4K | – |
ALPHABET INC | CAP STK CL C | 2M | 8K | 1,2 |
AMAZON COM INC | COM | 4M | 19K | Polen Capital Management |
AMGEN INC | COM | 219K | 700 | – |
APPLE INC | COM | 5M | 23K | – |
ARK ETF TR | INNOVATION ETF | 2M | 36K | – |
AXALTA COATING SYS LTD | COM | 215K | 6K | Shapiro Capital Management |
BANK AMERICA CORP | COM | 342K | 9K | Shapiro Capital Management |
BAXTER INTL INC | COM | 361K | 11K | Shapiro Capital Management |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 759K | 2K | Shapiro Capital Management |
CORNING INC | COM | 261K | 7K | Shapiro Capital Management |
COSTCO WHSL CORP NEW | COM | 216K | 254 | – |
DEVON ENERGY CORP NEW | COM | 216K | 5K | Shapiro Capital Management |
DISNEY WALT CO | COM | 330K | 3K | Shapiro Capital Management |
ELANCO ANIMAL HEALTH INC | COM | 291K | 20K | Shapiro Capital Management |
ELI LILLY & CO | COM | 371K | 410 | Polen Capital Management |
EXXON MOBIL CORP | COM | 1M | 11K | – |
GARTNER INC | COM | 264K | 589 | Polen Capital Management |
GOLUB CAP BDC INC | COM | 342K | 22K | – |
GRAPHIC PACKAGING HLDG CO | COM | 362K | 14K | Shapiro Capital Management |
HOME DEPOT INC | COM | 664K | 2K | – |
INFINERA CORP | COM | 168K | 28K | Shapiro Capital Management |
INTERNATIONAL BUSINESS MACHS | COM | 248K | 1K | – |
ISHARES TR | CORE S&P500 ETF | 12M | 23K | – |
ISHARES TR | CORE US AGGBD ET | 772K | 8K | – |
ISHARES TR | CORE S&P SCP ETF | 208K | 2K | – |
ISHARES TR | SHRT NAT MUN ETF | 2M | 18K | – |
ISHARES TR | EAFE SML CP ETF | 2M | 29K | – |
ISHARES TR | IBOXX HI YD ETF | 421K | 5K | – |
ISHARES TR | ISHS 5-10YR INVT | 214K | 4K | – |
ISHARES TR | ISHS 1-5YR INVS | 4M | 80K | – |
ISHARES TR | MSCI USA MIN VOL | 289K | 3K | – |
ISHARES TR | CORE MSCI EAFE | 595K | 8K | – |
JOHNSON & JOHNSON | COM | 289K | 2K | – |
JPMORGAN CHASE & CO. | COM | 429K | 2K | – |
L3HARRIS TECHNOLOGIES INC | COM | 403K | 2K | Shapiro Capital Management |
LIONS GATE ENTMNT CORP | CL B NON VTG | 326K | 38K | Shapiro Capital Management |
MASTERCARD INCORPORATED | CL A | 600K | 1K | Polen Capital Management |
MICRON TECHNOLOGY INC | COM | 309K | 2K | Shapiro Capital Management |
MICROSOFT CORP | COM | 3M | 7K | Polen Capital Management |
MOHAWK INDS INC | COM | 320K | 3K | Shapiro Capital Management |
MSCI INC | COM | 243K | 505 | Polen Capital Management |
NASDAQ INC | COM | 375K | 6K | Shapiro Capital Management |
NETFLIX INC | COM | 479K | 710 | Polen Capital Management |
NEXTERA ENERGY INC | COM | 227K | 3K | – |
NIKE INC | CL B | 221K | 3K | Polen Capital Management |
NOVO-NORDISK A S | ADR | 321K | 2K | Polen Capital Management |
NVIDIA CORPORATION | COM | 739K | 6K | – |
PENN ENTERTAINMENT INC | COM | 285K | 15K | Shapiro Capital Management |
SALESFORCE INC | COM | 574K | 2K | Polen Capital Management |
SENSATA TECHNOLOGIES HLDG PL | SHS | 321K | 9K | Shapiro Capital Management |
SERVICENOW INC | COM | 637K | 810 | Polen Capital Management |
SHOPIFY INC | CL A | 280K | 4K | Polen Capital Management |
SS&C TECHNOLOGIES HLDGS INC | COM | 373K | 6K | Shapiro Capital Management |
THERMO FISHER SCIENTIFIC INC | COM | 698K | 1K | Polen Capital Management |
TJX COS INC NEW | COM | 299M | 3M | – |
TOPGOLF CALLAWAY BRANDS CORP | COM | 331K | 22K | Shapiro Capital Management |
UNITEDHEALTH GROUP INC | COM | 366K | 719 | Polen Capital Management |
VANGUARD INDEX FDS | TOTAL STK MKT | 791K | 3K | – |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 283K | 2K | – |
VANGUARD STAR FDS | VG TL INTL STK F | 296K | 5K | – |
VERIZON COMMUNICATIONS INC | COM | 204K | 5K | – |
VISA INC | COM CL A | 821K | 3K | Polen Capital Management |
WISDOMTREE TR | INTL EQUITY FD | 224K | 4K | – |
WISDOMTREE TR | US QTLY DIV GRT | 497K | 6K | – |
WORKDAY INC | CL A | 215K | 961 | Polen Capital Management |
ZIMMER BIOMET HOLDINGS INC | COM | 396K | 4K | Shapiro Capital Management |
ZOETIS INC | CL A | 495K | 3K | Polen Capital Management |