IBN ADVISORY SERVICES, INC.
Adviser information for IBN ADVISORY SERVICES, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,734 | $155.7M |
| Non-Discretionary | 0 | $0 |
| Total | 1,734 | $155.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,678 | $101.2M |
| HNW Individuals | 40 | $31.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $11.4M |
| Charitable organizations | 5 | $4.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $7.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 630 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-113320 |
|---|---|
| SEC ERA File Number | 801-113320 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 293288 |
| Legal Entity Identifier | None |
Principal Office
404 OLD LIVERPOOL RD.LIVERPOOL
NY
United States
Monday - Friday, 9:30AM - 4PM
Tel: 315-652-4426, Fax: 315-652-1035
Chief Compliance Officer
TIMOTHY E. EVANS
CCO
404 OLD LIVERPOOL RD
LIVERPOOL
NY
United States
Tel:
315-652-4426
Fax:
315-652-1035
T*****@*************M
(Full email address available in API data)
Regulatory Contact
PAUL MURDOCK
ADDITIONAL REGULATORY CONTACT; COUNSEL
404 OLD LIVERPOOL RD
LIVERPOOL
NY
United States
Tel:
877-845-4671
P***********@************M
(Full email address available in API data)
Industry Affiliates
| IBN FINANCIAL SERVICES, INC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARLESCO, RICHARD, JAMES | Individual | – | CEO | 04/2018 | 50-75% |
| AVERY, CHRISTOPHER, RYAN | Individual | – | COO | 04/2018 | 25-50% |
| EVANS, TIMOTHY, EDWARD | Individual | – | CCO | 04/2018 | 5-10% |