DEFIANCE ETFS, LLC
Adviser information for DEFIANCE ETFS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $850.0M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $850.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 6 | $850.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Principal Office
78 SW 7TH ST5TH FLOOR
MIAMI
FL
United States
Monday - Friday, 9-5
Tel: 8333339383, Fax: None
Chief Compliance Officer
DAVID HANONO
CHIEF FINANCIAL OFFICER
78 SW 7TH ST
5TH FLOOR
MIAMI
FL
United States
Tel:
5166682167
D****@***************M
(Full email address available in API data)
Regulatory Contact
SYLVIA JABLONSKI
CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER
78 SW 7TH ST
5TH FLOOR
MIAMI
FL
United States
Tel:
646-472-6011
S*****@***************M
(Full email address available in API data)
Industry Affiliates
| TIDAL INVESTMENTS LLC | Other investment adviser, including financial planners |
| ZEGA FINANCIAL, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Hanono, David | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | 10/2021 | < 5% |
| JABLONSKI, SYLVIA, M | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2021 | < 5% |
| DEFIANCE GROUP HOLDINGS LLC | Domestic Entity | – | MEMBER | 01/2022 | > 75% |
| MATT&GABZ LLC | Domestic Entity | DEFIANCE GROUP HOLDINGS LLC | MEMBER | 01/2022 | 25-50% |
| Bielski, Matthew, Ross | Individual | DEFIANCE GROUP HOLDINGS LLC | MANAGER | 01/2022 | |
| Bielski, Matthew, Ross | Individual | – | CHAIRMAN | 06/2022 | 25-50% |
| Zahn-Bielski, Gabriella | Individual | – | GENERAL COUNSEL | 01/2023 | 25-50% |