FLOURISH WEALTH MANAGEMENT INC.
Adviser information for FLOURISH WEALTH MANAGEMENT INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 841 | $302.3M |
| Non-Discretionary | 13 | $25.4M |
| Total | 854 | $327.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 31 | $21.0M |
| HNW Individuals | 109 | $302.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesPROJECT-BASED FINANCIAL CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-113325 |
|---|---|
| SEC ERA File Number | 801-113325 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170591 |
| Legal Entity Identifier | None |
Principal Office
3300 EDINBOROUGH WAYSUITE 420
EDINA
MN
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (952) 392-4474, Fax: (952) 953-3310
Chief Compliance Officer
KATHLEEN LONGO
PRESIDENT/WEALTH MANAGER
3300 EDINBOROUGH WAY
SUITE 420
EDINA
MN
United States
Tel:
(952) 392-4474
Fax:
(952) 953-3310
K*****@*************M
(Full email address available in API data)
Regulatory Contact
KINGSTON HOLLMAN
COMPLIANCE CONSULTANT
MINNESOTA ST. SUITE 500
428
SAINT PAUL
MN
United States
Tel:
6306318279
K*******@*****************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LONGO, KATHLEEN, MARIE | Individual | – | PRESIDENT, WEALTH MANAGER AND CHIEF COMPLIANCE OFFICER | 01/2014 | > 75% |
| PLUIMER, JAY, EDWARD | Individual | – | DIRECTOR OF INVESTMENTS | 09/2016 | < 5% |