CHEROKEE & WALKER MANAGEMENT
CHEROKEE & WALKER MANAGEMENT, LLC Legal Name
Adviser information for CHEROKEE & WALKER MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $111.6M |
| Non-Discretionary | 5 | $24.7M |
| Total | 9 | $136.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 3 | $8.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $111.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 2 | $16.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-113327 |
|---|---|
| SEC ERA File Number | 801-113327 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160962 |
| Legal Entity Identifier | None |
Principal Office
6440 SOUTH WASATCH BOULEVARDSUITE 200
SALT LAKE CITY
UT
United States
Monday - Friday, 8:30 AM - 5 PM
Tel: 801-278-7800, Fax: 801-278-7818
Websites
Chief Compliance Officer
RYAN SPENCER
DIRECTOR OF LENDING
6440 SO. WASATCH BOULEVARD
SUITE 200
SALT LAKE CITY
UT
United States
Tel:
(801) 278-7827
Fax:
(801) 278-7818
R***@********************M
(Full email address available in API data)
Regulatory Contact
SHANE PEERY
CHAIRMAN, MANAGING DIRECTOR
6440 SO. WASATCH BOULEVARD
SUITE 200
SALT LAKE CITY
UT
United States
Tel:
(801) 278-7802
Fax:
(801) 278-7818
S****@********************M
(Full email address available in API data)
Industry Affiliates
| CW INSURANCE | Insurance company or agency |
| NORTHROCK COMPANIES | Sponsor or syndicator of limited partnerships |
| ROCKWORTH COMPANIES | Real estate broker or dealerSponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CHEROKEE & WALKER FUND II, LLC | Venture Capital Fund | $1.9M | $0.3M | 23 |
| RED BRIDGE CAPITAL II, LLC | DEBT-ORIENTED PIV, WITH LIMITED REDEMPTION RIGHTS | $34.5M | $0.3M | 34 |
| RED BRIDGE CAPITAL III, LLC | DEBT-ORIENTED PIV, WITH LIMITED REDEMPTION RIGHTS | $19.8M | $0.3M | 21 |
| RED BRIDGE CAPITAL IV LLC | DEBT-ORIENTED PIV WITH LIMITED REDEMPTION RIGHTS | $55.4M | $0.3M | 73 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WILSON, BRENT, LAYNE | Individual | – | MEMBER, DIRECTOR | 06/2014 | 25-50% |
| PEERY HOLDINGS LLC | Domestic Entity | – | MEMBER | 03/2024 | 25-50% |
| 69TH STREET LLC | Domestic Entity | – | MEMBER | 03/2024 | 25-50% |
| SPENCER, RYAN, MUIR | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |
| JENKINS, JAMES, BLAIR | Individual | 69TH STREET LLC | MANAGER | 02/2024 | 50-75% |
| PEERY, SHANE, REID | Individual | PEERY HOLDINGS LLC | MANAGER | 11/2023 | 50-75% |