PITZL FINANCIAL
PITZL FINANCIAL, LLC Legal Name
Adviser information for PITZL FINANCIAL last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,603 | $340.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1,603 | $340.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 201 | $84.4M |
| HNW Individuals | 138 | $251.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $4,735 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-113328 |
|---|---|
| SEC ERA File Number | 801-113328 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 171441 |
| Legal Entity Identifier | None |
Principal Office
8 PINE TREE DRIVESUITE 125
ARDEN HILLS
MN
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 651-287-3712, Fax: 651-287-3766
Chief Compliance Officer
JOSEPH PITZL
MEMBER
8 PINE TREE DRIVE
SUITE 125
ARDEN HILLS
MN
United States
Tel:
651-287-3712
Fax:
651-287-3766
J**@*****************M
(Full email address available in API data)
Industry Affiliates
| PITZL & PITZL, PA | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PITZL, JOSEPH, DANIEL | Individual | – | CHIEF COMPLIANCE OFFICER/MEMBER | 05/2014 | 50-75% |
| PITZL, JOHN, MICHAEL | Individual | – | MEMBER | 05/2014 | 25-50% |
| PITZL, DANIEL, CHARLES | Individual | – | MEMBER | 05/2014 | 5-10% |